HomeMy WebLinkAbout86-566 BinnsJames J. Binns, Esquire
300 Walnut Street
Philadelphia, PA 19106
Dear Mr. Binns:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
May 28, 1986
ADVICE OF COUNSEL
Re: State Athletic Commission, Member, Fund Raising
86 - 566
This responds to your letter of April 29, 1986, wherein you requested the
advice of the State Ethics Commission.
Issue: Whether a member of the Pennsylvania State Athletic Commission may he
involved in soliciting contributions for a boxing association.
Facts: You currently serve as the Chairman of the Pennsylvania State Athletic
Commission. You are also involved in the boxing industry and are a practicing
attorney in the Commonwealth of Pennsylvania. In this respect, you are
counsel for the World Boxing Association. In this capacity, you have been
requested to approach several boxing promoters in order to solicit
contrihutions toward the annual association's convention. You advise that
these promoters have contributed to the association's convention for a number
of years. You advise that you will he soliciting such contrihutions in your
capacity as counsel to the World Boxing Association. You advise that this
activity in no way relates to your functions as chairman of the Pennsylvania
State Athletic Commission. You have requested the advice of the State Ethics
Commission in relation to the above contemplated activity.
Discussion: Initially, we should note that the State Ethics Commission may
only address the issue that you have presented in relation to the Pennsylvania
State Ethics Act. The Commission may not address your question under other
codes of conduct such as the Governor's Code of Conduct or any internal code
of conduct applicable to the Department of State.
James J. Binns, Esquire
May 28, 1986
Page 2
As a member of the Pennsylvania State Athletic Commission, you are a
public official within the purview of the State Ethics Act. 65 P.S. §402. As
such, your conduct must conform to the requirements of the State Ethics Act.
Generally, the State Athletic Commission is responsible for administering the
1 aws al 1 owi ng and regulating boxing, sparring and wrestling matches i n the
Commonwealth of Pennsylvania. 71 P.S. §663. Such regulations include the
issuance, revocation and /or suspension of licenses for promoters, managers,
trainers, boxers, referees, judges and other officials involved in these
activities. 4 P.S. §30.304.
Generally, the State Ethics Act provides as follows:
Section 3. Restricted activities.
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Within the above provision of law, no public official may use their public
position in order to obtain a financial gain for any business with which they
are associated or for themselves or a member of their immediate family. Such
a public official may not use confidential information for similar purposes.
As such, you could not use your position as a member of the State Athletic
Commission in order to benefit the World Boxing Association, for which you are
counsel. In the instant situation, it does not appear as though this
particular provision of the State Ethics Act would be applicable in that you
are not taking any action as a public official on behalf of this association.
You will be acting in a private capacity as this association's counsel on
behalf of the association in their endeavors to hold an annual convention. In
this respect, however, you may not use your public position, as chairman of
the State Athletic Commission, in order to in any way assist you in your
solicitation for contributions. Such must be done in your private capacity
and without any reference to your position as chairman of the State Athletic
Commission. In addition to the foregoing, because of the wide - ranging duties
and responsibilities of the State Athletic Commission in relation to boxers
and promoters, it is advised that if in the future any issue comes before the
Pennsylvania State Athletic Commission in relation to individuals from whom
you solicit contributions or in relation to any of the individual boxers that
these promoters represent, you must abstain completely from participating in
the Commission's activity in relation thereto. In addition to your abstention
in such matters, you must publicly state the reason for your abstention and
must have such publicly recorded in appropriate commission minutes. In this
way, you will not be participating in any activity as a commission member
involving individuals from whom you have privately solicited contributions.
James J. Binns, Esquire
May 28, 1986
Page 3
In addition to the foregoing, the State Ethics Act also provides that the
Commission may address other areas of possible conflicts. 65 P.S. §403(d).
The parameters of the activities encompassed by this provision of law
generally can be determined by reviewing the purpose and intent of the act as
set forth in Section 1. 65 P.S. §401. Pursuant to that provision of law,
publi c offici als are to ensure that thei r fi nanci al i nterests do not confli ct
with the public trust. As such, a conflict will be developed at any point
where an individual represents two or more persons who's interests are
adverse. Alfano, 80 -0078. As a result of the above provisons of law, this
Commision has, on a number of occasions in the past, determined that it would
be a conflict for an individual on a licensing or examining board to also be a
member of the State Association which represents the individuals who are so
licensed or regulated. See, Vavro, 79 -074; Allen /Lutton, 79 -024, Fritzinger,
80 -008. In addition to the foregoing, the Commission has determined that
service by a state official as an agent or official of a national professional
association or organization would not seem to present the same concerns as
service on a state level would. The national organization generally would
operate at the national level and represent the interest of the professionals
nationwide whereas the board and the professional association at a state level
would represent their interest before the specific examining board of which
the official is a member. Thus, the Ethics Act would not prohibit such
service at the national level. See, Miller, 82 -575. Thus, your service in
this capacity, as set forth in the facts, would not seem to be in
contradiction to the State Ehtics Act as long as you are not representing
these individuals at the state level and as long as you are not reviewing, as
a public official, any of the activities of these specific individuals or of
the individual boxers whom they represent. Conclusion: The State Ethics Act
generally places no per se prohibition upon a member of the State Athletics
Commission from soliciting contributions in his private capacity as counsel to
the World Boxing Association from private boxing promoters. As a public
official, you must conform your activities to the requirements of the State
Ethics Act as follows:
1. You may not use your public office or your position as Chairman of
the State Athletic Commission in relation to such solicitations.
2. In the event that any of the individuals from whom you solicit
contributions or to have cases or matters presented to the State
Athletic Commission, you must abstain from participation therein.
You must also publicly record the reason for your abstention.
3. Such abstention is similarly required in relation to matters coming
before the State Athletics Commission that relates to individuals
represented by such promoters.
4. The Commission generally will not interpret other provisions of law
that may be applicable in relation to the instant situation.
James J. Binns, Esquire
May 28, 1986
Page 4
5. You should be aware of Section 1 of the State Ethics Act which
requires that the activities of a public official do not conflict
with the public trust and should conform your conduct in accordance
therewith.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providi ng the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
Si nc
e-
n J. Co r no
General 'ounsel