HomeMy WebLinkAbout86-565 BeigayDear Mr. Beigay:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
May 28, 1986
Mr. Bradford G. Beigay, Executive Director
Camhria County Planning Commission
Courthouse Annex
Ebensburg, Pennsylvania 15931
86 - 565
Re: Simultaneous Service, Employee County Planning Commission, Memher
Township Planning Commission
This responds to your letter of April 11, 1986, wherein you requested the
advice of the State Ethics Commission.
Issue: Whether you may simultaneously serve as the Executive Director of the
Cambria County Planning Commission and as a member of the Upper Yoder Township
Planning Commission.
Facts: You advise that you currently serve as the Executive Director of the
Camhria County Planning Commission. Recently, you have been asked to serve on
the Upper Yoder Township Local Planning Commission. You have requested the
advice of the State Ethics Commission in relation to this simultaneous
service.
In relation to your position with the Cambria County Planning Commission,
you are responsible for the day -to -day activities of the commission's
operation. Generally, you are responsible for all office administration,
staff supervision and overall staff coordination. You are responsible for
community development grant preparation and management as well as program
preparation in the comprehensive planning and transportation divisions of the
commission. You are responsible for budget submission requests and
maintaining an adequate cash flow within the organization. In addition to the
foregoing, you assist the county commissioners as well as other municipal
officials in researching and preparing documentation for special projects. In
addition to the foregoing, you are involved in the preparation and
documentation of the following specific areas; municipal comprehensive plans,
municipal zoning ordinances and their amendments, municipal suhdivision
ordinances and their amendments, area wide project reviews, adjacent county
coordination and advisory service to local municipalities.
Mr. Bradford G. Beigay
May 28, 1986
Page 2
We have also reviewed the general powers and duties of the local planning
commissions as set forth in the Pennsylvania Municipalities Planning Code. 53
P.S. §101 et seq. Generally, in your capacity on the Upper Yoder Township
Planning Commission, you will be responsible for assisting in the preparation
of the comprehensive plan for the development of the township and in the
preparation and presentation of the municipal zoning ordinances enacted by the
township. You will be involved i n preparing , recommending and administering
subdivision and land development and plan residential development regulations.
Various other powers are also accorded to the municipal planning agency. 53
P.S. §10209.1. It is also noted that the municipal planning agency may, with
the consent of the governing body, accept and utilize any funds, personnel or
other assistance made available by the county, the Commonwealth, or the
Federal Government.
Discussion: As the Executive Director of the Cambria County Planning
Commission, you are clearly a public employee as that term is defined within
the State Ethics Act. 65 P.S. §402. As such, your conduct must conform to
the requirements of the Act.
Generally, the State Ethics Act provides as follows:
Section 3. Restricted activities.
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
In addition to the above, the State Ethics Commission may also address
other areas of possible conflict. 65 P.S. §403(d). The parameters of the
activities encompassed by this provision of law may generally be determined by
reviewing the purpose and intent of the Act as set forth in the preamble
thereto. 65 P.S. §401. Generally, the State Ethics Act provides that the
conduct of their public officials should not present a conflict of interest
with the public trust. Such a conflict may be developed when an individual
who serves in a public position attempts to serve one or more interests that
are adverse. See, Alfano, 80 -007. In the instant situation, while the State
Ethics Act places no per se prohibition upon your simultaneous service as
Executive Director of the Cambria County Planning Commission and as a member
of the Upper Yoder Township Planning Commission, you are advised that in
certain situations your abstention in matters may be required. For example,
it is noted that as Executive Director of the Cambria County Planning
Commission, you have specific duties in relation to local municipal
Mr. Bradford G. Beigay
May 28, 1986
Page 3
governments. If, in your capacity as Executive Director, you are called upon
to take or participate in any action that relates to a review of matters
involving Upper Yoder Township, you must abstain from participation therein.
This is so because, as the Executive Director of the Cambria County Planning
Commission, you are obliged to act in the best interest of that governmental
body and in the best interest of the county generally. In your position with
Upper Yoder Township, you will be developing recommendations that you believe
would be in the best interest of the citizens of that township. There are
times when such interests may be adverse and, therefore, your abstention is
required. In addition to the foregoing, it is clear that as the Executive
Director, if you were to review such a matter you would be, in effect,
reviewing your own work and proposals as a member of the Upper Yoder Township
Planning Commission. Thus, your abstention would be completely required in
situations involving this township. In addition to the foregoing, your
abstention should be publicly noted and recorded in appropriate files or
mi nutes.
Similarly, it is advised that in order to avoid any conflict of interest,
you should not, as a member of the Upper Yoder Township Planning Commission,
be the representative of that governmental body before the Cambria County
Planning Commission. Such a lead role should be played by other members of
the planning commission. In this way, it will not be perceived as though you
are using your position as Executive Director of the Cambria County Planning
Commission in order to obtain some special advantage or privilege for the
Upper Yoder Township Planning Commission. While we cannot, at this time,
envision all possible conflicting situations, you are advised that in the
event a situation arises, which you believe creates a conflict of interest,
you are advised to abstain from participating therein. You may also, at any
point in time, seek the further advice of this Commission in relation to your
simultaneous service and in relation to specific situations.
Conclusion: The State Ethics Act presents no per se prohibition upon the
simultaneous service as the Executive Director of a county planning commission
and a member of a township planning commission. You 'must, however, abstain
from participating in any matter that would involve a review of your own work
or that would otherwise involve the other agency in which you serve. Such
abstention should be publicly stated and appropriately recorded.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct i n any other civil or criminal proceedi ng, providing the requestor has
di sclosed truthfully al 1 the material facts and committed the acts complai ned
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Mr. Bradford G. Beigay
May 28, 1986
Page 4
Finally, i f you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
Si ely,
John .. Conti no
General Counsel