HomeMy WebLinkAbout83-624 BairdRobert D. Baird, Esquire
616 Miller Avenue
Clairton, PA 15025
Dear Mr. Baird:
Mailing Address
STATE ETHICS COMMISSION
P.O. BOX 1179
HARRISBURG, PA 17108
TELEPHONE: (717) 783 -1610
December 8, 1983
ADVICE OF COUNSEL
RE: Councilman, Vacancy in Office of Mayor
83 -624
This responds to your letter of November 30, 1983, in which you, as
Solicitor, requested Advice from the State Ethics Commission.
Issue: You ask whether or not a Councilman may vote for himself to be
appointed to the vacant position of Mayor.
Facts: As Solicitor for the City of Clairton you indicate that there is
currently a vacancy in the office of Mayor. Further you ask whether a
Councilman who wishes to become a candidate for appointment to that office of
Mayor may vote for himself in the process of such appointment. You have
already indicated that in your opinion the Councilman cannot vote for himself
to be appointed as Mayor because he would be voting for something in which he
has a direct personal and pecuniary interest. You indicate that the office of
Mayor is one for which a salary or compensation is provided.
Discussion: As an elected official the Councilman is a "public official"
whose conduct must conform to the requirements of the Ethics Act. The Ethics
Act requires more specifically that the public official must not engage in any
"Restricted Activities" as set forth specifically below:
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
Robert D. Baird, Esquire.
December 8, 1983
Page 2
It is obvious that the office of Mayor provides Compensation to the
Councilman were he to be appointed to this position. Although the
compensation would be provided to him by law as Mayor if he were �.ppointed to
that position, you are correct that the Councilman should not use his current
office as Councilman to secure the office of Mayor and the compensation
attendant to that office. Thus, under Section 3(a) of the Ethics Act: The
Councilman may not vote to appoint himself as Mayor. Additionally, the
Councilman she 1d refrain from any votes or discussions of Council with
- respect to this appointment. In particular, if the Councilman can by his
votes in opposition to other candidates for the office of Mayor effectively
direct the appointment to himself, he may not then, even as to other
candidates for appointment to the office of Mayor, participate in the
decisions and discussions of Council. See O'Reilly /Johnston,, 83 -012.
Such abstention is also required in order to conform this individual's
conduct to the requirements of Section 1 of the Ethics Act which provides as
follows:
The Legislature hereby declares that public office is a
public trust and that any effort to realize personal
financial gain through public office other than
compensation provided by law is a violation of that trust.,
In order to strengthen the faith and confidence of the
people of the State in their government, the Legislature
further declares that the people have a right to be
assured that the financial interests of holders of or
candidates for public office present neither a conflict
nor the appearance of a conflict with the public trust.
Because public confidence in government can best be
sustained by assuring the people of the impartiality and
honesty of public officials, this act shall be liberally
construed to promote complete disclosure. 65 P.S. 40L..
Under Section 3(a) and Section 1 of the Ethics Act, this Councilman may
not vote or participate in Council's decisions regarding the filling of the
vacancy in the office of Mayor as discussed above.
Conclusion: The requirements of the Ethics Act must be met by this individual
Councilman and his conduct must conform to the above discussion.
Specifically, he may not vote under the circumstances outlined above and must,
in addition, place the reasons for his abstention on the public record.
Robert D. Baird, Esquire
December 8, 1983
Page 3
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
SSC /rdp
cc: Jane Finley
Doug Reed
Sincerely,
Sandra S. Chrrfstianson
General Counsel