HomeMy WebLinkAbout83-589 AirasianMs. Barbara Airasian
Department of Health
Division of Hospitals
530 Health & Welfare Bldg.
Harrisburg, PA 17120
Dear Ms. Airasian:
Marling Address.
STATE ETHICS COMMISSION
P.O. BOX 1179
HARRISBURG, PA 17108
TELEPHONE: (717) 783 -1610
September 7, 1983
ADVICE OF COUNSEL
83 -589
RE: Health Facility Quality Examiner II; Giuffre Medical Center
This responds to your letter of August 5, 1983, in which you
requested advice from the State Ethics Commission.
Issue: You ask whether a conflict of interest exists where you serve as a
Health Facility Quality Examiner II, concurrently with your employment by the
James C. Giuffre Medical Center as a part -time Relief Day Nursing Supervisor.
Facts: You are employed by the Department of Health as a Health Facility
Quality Examiner II in the Division of Hospitals. You duties include
supervising work in the surveilance and inspection of an assigned group of
health facilities to determine whether their operation is in accordance with
standards, rules, and regulations. In the alternative, you conduct
programatic supervisory work of equal responsibility and complexity in the
Central Office. Some of your work includes planning and providing direction
in the evaluation of the physical plant, examining and evaluating health
facility records, reviewing policies and procedures, evaluating patient care,
and providing consulting services to health care providers and Department
staff.
You are also employed on a part -time basis by the James C. Giuffre
Medical Center as a Relief Day Nursing Supervisor. In that position, you have
overall supervisory responsibility for units under your jurisdiction during
your shift, and some of your duties include implementation of standards for
patient care, assistance of the head nurses in organization and supervision of
their units, serving as a communication liaison, and maintaining effective
interdepartmental relationships. You indicate that this secondary employment
was obtained not as a result of your current state employment, but as a result
of your being a credentialled registered nurse with supervisory experience.
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
Ms. Barbara Airasian
September 7, 1983
Page 2
You also state that the civil service position is benefitted by your
secondary employment in that it assists you as a Section Chief in keeping
abreast of current health trends, health care problems in the provider sector,
and the most current pharmacology regimes and other therapy trends for various
diagnostic groups. You also indicate that the view that your position as
Section Chief is benefitted by your secondary employment is endorsed by both
the Director of the Bureau of Quality Assurance and the Director of the
Division of Hospitals.
While the Giuffre Medical Center is not one of the facilities that you
are required to inspect, you do supervise subordinates who inspect that
hospital. However, all pint licenses for the hospital were signed by the
Director of the Division of Hospitals rather than yourself. You indicate that
the possibility of an alternative solution to relinquish your authority for
the Giuffre Medical Center was discussed with the Director of the Division of
Hospitals and the other Section Chiefs, and they were amenable to the idea.
Finally, Although your position at the Giuffre Medical Center does not
entail the use of any confidential information obtained through your position
with the Department of Health, a question has arisen concerning the propriety
of your dual employment, and you have, therefore, requested advice from the
State Ethics Commission.
Discussion: Initially, the Ethics Commission notes that, as a statutory
entity, its jurisdiction and its power are strictly limited to the authority
granted it in 65 P.S. 401 et. seq. Thus, it has no authority to interpret
and /or enforce the provisions of other codes, for example, the Governor's Code
of Conduct or the State Adverse Interest Act, 71 P.S. 776.1 et. seq., and this
Advice should not be construed as clearance to act under other such codes or
laws.
In light of your job description, we conclude that you are a public
employee under 65 P.S. 401 et. seq., and, therefore, you are subject to the
restrictions imposed by the Act. This, however, does not preclude you from
serving as a relief day Nursing Supervisor at the James C. Giuffre Medical
Center. It merely restricts some of your possible activities as a Department
of Health employee in relation to the Giuffre Medical Center. Thus, while
there is no per se prohibited conflict of interest in your employment at the
Department of Health and service to the Giuffre Medical Center, you should be
aware of certain restrictions.
No public employee or public official may use his public office or
confidential information gained through his holding public office for his
personal benefit or for the benefit of his non - public employer. Likewise, no
public employee may accept any thing of value on the understanding that his
official actions may be influenced thereby. Sections 403(a) and (b), 65 P.S.
403(a) and (b). In light of these restrictions and the fact that you
apparently have no past association with the Giuffre Medical Center, you
should be aware that if the situation does arise where you, as a Department of
Ms. Barbara Airasian
September 7, 1983
Page 3
Health employee, must review matters or make recommendations that would
directly pertain to or benefit the Giuffre Medical Center, you must abstain
from such action and refer the matters to another employee. To act on such
matters would constitute a conflict or the appearance of a conflict of
interest under the Act.
Conclusion: As a public employee, you are subject to the restrictions of the
Ethics Act. The Ethics Act does not prohibit your service with the Giuffre
Medical Center. However, in your service to the Giuffre Medical Center, you
may not:
1. use your public employment or any confidential information gained
through your holding public employment to benefit yourself or the
Giuffre Medical Center; or
2. accept any thing of value on the understanding that your official
action would be influenced thereby; or
3. act in your capacity as a Department of Health employee on any
matter which may come before you in the course of your Department of
Health duties concerning or benefitting the Giuffre Medical Center.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
CW /rdp
This letter is a public record and will be made available as such.
cc: Arnold H. Muller, Secretary
Department of Health
Sincerely,
Sandra S. Chri ianson
General Counse