HomeMy WebLinkAbout83-585 GoodeMr. Paul Goode
Bucks County Schools
Intermediate Unit No. 22
Cross Keys Building
Routes 611 & 313
Doylestown, PA 18901
Mailing Address.
STATE ETHICS COMMISSION
P.O. BOX 1 179
HARRISBURG, PA 17108
TELEPHONE: (717) 783 -1610
August 17, 1983
ADVICE OF COUNSEL
RE: Public Employment, Political Action Committee, Concurrent Service
Dear Mr. Goode:
83 -585
This responds to your letter of July 21, 1983, in which you request
advice from the State Ethics Commission.
Issue: You ask whether you, as an assistant Executive Director for Special
Education Services (Director of Special Education) for Bucks County
Intermediate Unit may also serve as a member of the Board of Directors of a
political action committee without breeching the State Ethics Act.
Facts: You are a Director of Special Education for Bucks County Intermediate
Unit (IU). You have been elected to membership _in the Board of Directors of
PennPsyPac, a political action committee associated with the Pennsylvania
Psychological Association. ,fin your capacity as a member of the Board of
Directors, you will help make decisions regarding distribution of campaign
contributions to individual legislators and candidates in Pennsylvania. As a
member of the Board, your time is volunteered, you receive no compensation for
your services.
You are concerned that membership on PennPsyPac will conflict with your
public employment, and you have, therefore, requested advice from the State
Ethics Commission.
Discussion: The Pennsylvania State Ethics Act, 65 P.S. 401 et seq., was
enacted to insure the public that "the financial interests of holders or
candidates for public office present neither a conflict nor the appearance of
a conflict with the public trust." As Director of Special Education for the
Bucks County Intermediate Unit, you are a "public employee" within the purview
of the Ethics Act. You should note, however, that the Act itself does not
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
Mr. Paul Goode
August 17, 1983
Page 2
contain any per se prohibition against your simultaneous public employment and
participation in a political activity or candidacy for public office.
This conclusion does not address any inherent compatibility in such activity
under any code or statute other than the Ethics Act, and our response is
limited to the question presented under the provisions of the State Ethics
Act.
Under the facts as you have presented them, as a public employee engaging
in political activities, you should be aware of the restrictions placed upon
you by Sections 3(a) and 3(b) of the Act. See 65 P.S. 403(a) and (b).
Section 403(a) of the Act, states that no public official or public employee
may use his public office or confidential information obtained from holding
such office to obtain financial gain other than the compensation provided by
law. As such, under this provision of the Ethics Act, public employees are
prohibited from using their current position to benefit any campaign or
political activity they may undertake. Thus, within this requirement, as
Director of Special Education for the Bucks County IU, you would be prohibited
from using any personnel, facilities, etc. of the County or the School
District to enhance, conduct, or support any of the political purposes or
activities supported by PennPsyPac.
You should also be aware of the restrictions placed upon you by Section
3(b) of the Act, which states as follows:
(b) No person shall offer or give to a public official or
public employee or candidate for public office or a member
of his immediate family or a business with which he is
associated, and no public official or public employee or
candidate for public office shall solicit or accept,
anything of value, including a gift, loan, political
contribution, reward, or promise of future employment
based on any understanding that the vote, official action,
or judgment of the public official or public employee or
candidate for public office would be influenced thereby.
65 P.S. 403(b).
In light of these restrictions, as Director of Special Education for the Bucks
County IU, you could not use your position to attempt to influence PennPsyPac
to distribute campaign contributions to various individuals, for example, in
return for favorable official action by those individuals towards the Bucks
County IU.
Likewise, as a member of PennPsyPac and otherwise, you remain subject to
the provisions of the Ethics Act, such as Section 3(b), which are generally
applicable to "persons." Section 2 of the Act defines "person" as a
"business, individual, corporation, union, association, firm, partnership,
Mr. Paul Goode
August 17, 1983
Page 3
committee, club or other organization or group of persons." 65 P.S. 402.
This definition of "person" is directly applicable to Section 403(b) of the
Act as delineated above. Thus, PennPsyPac members, while not public officials
or employees within the general purview of the State Ethics Act, must observe
Section 3(b) as outlined above.
It is also advisable, you as a member of PennPsyPac, to abstain from
discussions and votes or recommendations which might require lobbying before
or the direct benefit or favor of Bucks County IU. As a member of PennPsyPac,
you should also abstain from participating in decisions or distributing
campaign contributions to persons who would be expected to act favorably to
you or towards the Bucks County IU. Please recall that one of the purposes of
the Ethics Act is to assure the people of the impartiality and honesty of
public officials. By abstaining from participation in such decisions, you
will avoid creating even the appearance of a conflict of interest with the
public trust.
Conclusion: As a public employee, your conduct must conform to the guidelines
of Sections 3(a) and 3(b) as discussed above. Also, as a member of
PennPsyPac, you are a "person" subject to the restrictions of Section 3(b) and
you must conform your conduct as a member of PennPsyPac to the guidelines
discussed above.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
CW /rdp
Sincerely,
Sandra S. Ch• stianson
General Counsel