HomeMy WebLinkAbout83-541 StreetT. Milton Street, Senator
Third Senatorial District
Senate P.O.
The State Capital
Harrisburg, PA 17120
RE: Staff Activities, Legal Fees
Dear Senator Street:
Madm Address
STATE ETHICS COMMISSION
P.O. BOX 1 179
HARRISBURG, PA 17108
TELEPF4ONE: (71 783 -1610
April 28, 1983
ADVICE OF COUNSEL
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
83 -541
This responds to your letter of March 29, 1983, in which you requested
advice from the State Ethics Commission.
Issue: You ask whether individuals on your staff may organize or coordinate
fund raising efforts on your behalf to pay legal fees that may have been
incurred in your political activities.
Facts: Basically, you indicate that an individual on your staff contemplates
organizing and coordinating efforts designed to raise money. These monies
would be used on your behalf in payment of legal fees that you may have
encountered in your political activities.
Discussion: As a Senator, you are clearly a public official as that term is
defined in the Ethics Act and as such your conduct must conform to the
requirements of the. Ethics Act. See definitions, Section 2 of the Ethics Act,
65 P.S. 402. The Ethics Act in Section 3(a), 65 P.S. 403(a), indicates that
no public official may use his "public office ... to obtain financial gain
other than the compensation provided by law for himself .... ", In addition,
Section 1 of the Ethics Act states the people of the Commonwealth have a right
to be assured that the financial interests of public officials presents
neither a conflict nor the appearance of a conflict with the public trust.
See 65 P.S. 401. As you are aware, in interpreting the provisions of the
Ethics Act the Ethics Commission has recently ruled that the use of a district
office for personal, political fund raising creates at least the appearance of
a conflict between the official's personal financial interests and his duties
as a public official. Street, 81 -005 and Petrone, 81 -637. This first ruling
indicates that the use of a district office telephone number as a contact
point by an independent group raising funds for personal use creates the
appearance of a conflict and is prohibited by the Ethics Act. Similarly, any
use by your staff to raise funds to underwrite payment of your political -legal
debts of offices, facilities, etc., provided for the execution of your public
responsibilities must be avoided. See Cessar, 82 -002.
T. Milton Street, Senator
April 28, 1983
Page 2
However, the mere fact that the organization and coordination
contemplated is being undertaken` by a member of your staff does not
necessarily violate the Ethics Act so long as the individual staff member is
utilizing his or her own time and does not utilize state facilities as
outlined above.
Conclusion: So long as the restrictions discussed above are observed, a staff
member may organize and coordinate a fund - raising effort as contemplated.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
SSC /rdp
Sincerely,
mato
dra S. Ctfri ianson
General Counse