HomeMy WebLinkAbout82-599 PurselCharles B. Pursel, Esquire
Derr, Pusel & Luchas
238 Market Street
P.O. Box 539
Bloomsburg, PA 17815
RE: Contracting, School Bus Service
Dear Mr. Pursel:
Mailing Address:
STATE ETHICS COMMISSION
P.O. BOX 1 179
HARRISBURG, PA 17108
TELEPHONE: (717) 783 -1610
December 16, 1982
ADVICE OF COUNSEL
82 - 599
This responds to your letter of October 4, 1982, in which you requested
advice from the State Ethics Commission.
Issue: You inquire as to whether there are any prohibitions or requirements
under the Ethics Act for partnership of a school director in the contracting
process with the school district to provide school bus service.
Facts: You represent, as a private attorney, an individual who is also a
school director in a local school district. This individual, hereinafter
referred to as the school director, along with his brother are partners in a
loosely organized partnership that operates several business enterprises. One
of these enterprises owns and furnishes busing services to the local school
district on which the school director serves. The partnership owns the buses
and his brother is the contractor of record.
However, it is clear that the school director would be financially
affected, beneficially or adversely, by the school bus contracts awarded by
the school district. Although the district pays the bus contractors in accor-
dance with the state formula for such payments, the school director has
abstained from all voting on busing matters and has not participated in any of
the district's negotiations involving busing matters or contracts.
The busing contracts between contractors and the school district involve
bus contractors with whom the district has dealt, year after year, including
the father of the school director and his partner- brother. In fact, the death
of the school director's father is what brought the school director into the
business - partnership and the busing- contract picture in general.
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
Charles B. Pursel, Esquire
December 16, 1982
Page 2
The school district does not undertake any formal bidding process to
award the regular bus runs. However, it is generally known that such
contracts are available and all contractors are presumably capable of submit-
ting a proposal to the school district to increase their routes or to secure
the contracts for routes which are awarded annually. In relation to bus -
routes for extra - curriculum activities, the school district solicits sealed
bids and all contractors are given the opportunity to submit proposals to
secure these additional routes. The low bid is accepted under this
procedure.
Discussion: As an elected public official, the school director is a "public
official" within the meaning of that term as defined in the Ethics Act. As
such the conduct of the school district must conform to the requirements of
the Ethics Act. Initially, review of the fact situation as you have presented
as supplemented by your letter of November 12, 1982, indicates that compe-
titors of the school director's partnership are aware of the availability of
contracts for providing busing service to the school district. In this
respect, they are capable of presenting proposals to the school district to
secure such contracts. This procedure is sufficient to comply with the
requirements of Section 3(c) of the Ethics Act. See 65 P.S. 403(c).
The Ethics Act also requires that the school director abstain from all
decisions relating to the award of the bus contract and negotiations on these
contracts. The reasons for his abstention should be placed upon the public
record. After the award of such contracts, assuming that the payment of bills
to the contractors in question is not subject to dispute and amounts to a
ministerial act in strict conformance with the contract negotiated, without
the participation or vote of the school director, may be undertakened with the
participation of the school director. You indicate that such abstention is
currently being undertaken by the school director.
Conclusion: The school director does not violate any legal requirements
imposed by the Ethics Act so long as his conduct continues to conform to the
requirements expressed above.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
Charles B. Pursel, Esquire
December 16, 1982
Page 3
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
SSC /rdp
San u ra S. Christ
General Counsel