HomeMy WebLinkAbout82-579 GrantRobert N. Grant
Administrative Officer
Bureau of Commissions,
Elections and Legislation
305 North Office Building
RE: Travel, Official Responsibility
Dear Mr. Grant:
Mailing Address:
STATE ETHICS COMMISSION
P.O. BOX 1 179
HARRISBURG, PA 17108
TELEPHONE: (717) 783 -1610
October 19, 1982
ADVICE OF COUNSEL
82 - 579
This responds to your letter of July 30, 1982, in which you requested
advice from the State Ethics Commission.
Issue: You ask whether it is appropriate, under the Ethics Act, for State
personnel to be transported to a vendor's location, in the performance of
their official responsibility to the Commonwealth.
Facts: Under the Pennsylvania Election Code, 25 P.S. 3031.5, the Bureau of
Commissions, Elections, and Legislation, hereinafter the Bureau, is required
to examine and approve electronic voting systems. This approval is required
before such systems can be marketed to county election authorities throughout
the Commonwealth. The Election Code provides that the Bureau secure three
independent examiners to assist in conducting the examinations of the voting
systems to be offered for sale. The Election Code further provides that one
of the experts shall be knowledgeable in patent law and the other two should
be experts in computer systems, automatic tabulating equipment or other such
fields as shall be reasonably related to the operation of the electronic
voting system under examination. These experts are required to report back to
the Secretary of the Commonwealth, who makes and files his own report stating
whether, in his opinion and in consideration of the reports of the experts,
the system can be safely used by the voters at elections and meets all the
requirements of the Election Code. After such approval, any county which
wishes to use an electronic voting system may select the approved system for
use at elections. The Election Code also provides that the experts, appointed
by the secretary, shall receive $150 per day for their services.
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
Robert N. Grant
October 19, 1982
Page 2
Westinghouse Information Systems, hereinafter Westinghouse, Division of
Westinghouse Learning Corporation, has applied to the Bureau for an
examination of the electronic voting system which they wish to market in the
Commonwealth. Westinghouse maintains that the voting system hardware is of
such a size and complexity that Westinghouse is not capable of transporting it
to Harrisburg for examination. It should be noted that such examinations
typically occur in Harrisburg with the equipment to be examined made available
in Harrisburg. Westinghouse has offered to furnish air transportation for the
three independent experts and staff from the Bureau to their headquaters in
Iowa City, Iowa, for the purpose of conducting the examination of their voting
system. In addition, Westinghouse proposes to include with that trip
representatives of Dauphin County, an interested customer, in order to provide
a demonstration of their system to those individuals as well. Tentative
arrangements call for a one day trip, without overnight accomodations, so as
to minimize the burden on agency, staff, the three experts, and the other
individuals attending.
Finally, you indicate that the Bureau has no funds to provide this kind
of transportation and examination service at State expense to voting machine
vendors, in general.
Discussion: The Ethics Act requires that:
(b) No person shall offer or give to a public official or
public employee or candidate for public office or a member
of his immediate family or a business with which he is
associated, and no public official or public employee or
candidate for public office shall solicit or accept,
anything of value, including a gift, loan, political
contribution, reward, or promise of future employment
based on any understanding that the vote, official action,
or judgment of the public official or public employee or
candidate for public office would be influenced thereby.
65 P.S. 403(b).
Under this Section it is clear that no public official may solicit or
accept any thing of value -- such as the transportation in question -- on the
understanding that his official action or judgment would be influenced
thereby. Likewise, this Section prohibits the vendor from offering any thing
of value in order to influence the judgment of the persons involved in this
review. However, there nothing in the information which you have presented
which would indicate that there is any attempt or any understanding or that
this transportation is being offered or accepted in or to influence the
official judgment of the experts or staff. Transportation to Westinghouse's
facility is being offered in order to allow the experts and Bureau staff to
perform their official responsibility of reviewing the electronic voting
system. The fact that it has not previously been the policy of the Bureau to
travel to the vendor's site to perform such examinations does not alter our
opinion. The individuals in question will be performing an official task,
Robert N. Grant
October 19, 1982
Page 3
will not be receiving any benefits, renumeration, expenses, or entertainment
other than that which is absolutely essential and necessary to the performance
of their assigned tasks. As such, and assuming that the transportation of the
staff and expert will be the only expense incurred or provided by the vendor
and that no expenses other than those associated with the examination of the
voting system itself will be incurred or provided, we find no violation of the
Ethics Act in the proposal.
We emphasize that this particular situation is unique and should not be
taken to generally express the opinion of the Commission in relation to trips,
travel arrangements, or vendor offers, other than the one addressed by these
facts.
Conclusion: Under the specific facts set forth above, the Ethics Act would
not be violated if Bureau personnel and experts were to participate in the
proposed examination.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
SSC /rdp
cc: William R. Davis, Secretary
adv
Sandra S. C stianson
General Counsel