HomeMy WebLinkAbout82-567 EtzweilerEarl Richard Etzweiler, Esq.
Middleton, Roe, Etzweiler
101 North Front Street
Harrisburg, PA 17101
Mailing Address:
STATE ETHICS COMMISSION
P.O. BOX 1 179
HARRISBURG, PA 17108
TELEPHONE: (717) 783 -1610
August 6, 1982
ADVICE OF COUNSEL
RE: School Director, Basketball Coach, Section 3(c)
Dear Mr. Etzweiler:
82 -567
This responds to your letter of July 2, 1982, in which you requested
advice from the State Ethics Commission.
Issue: You ask whether it is appropriate for a school district to hire a
member of the school board to fill a vacancy on the coaching staff of the
district.
Facts: As Solicitor for the Upper Dauphin Area School District you indicate
that the girls basketball coach has resigned recently. One of the School
Directors in the School District has had prior experience in the coaching
field. The District will solicit applications for this position in an open
and public manner. The concern has been expressed, however, that if the
District is unable to obtain the services of a qualified coach to fill the
vacancy, one member of the School Board would consider applying for and accep-
ting the position as coach.
You indicate that school directors receive no compensation for serving in
that capacity and that the salary for the position of coach would be nominal.
Discussion: We indicate initally that we may only address questions presented
within the purview of the Ethics Act. Therefore, we begin our review with the
indication that as an elected official the School Director is a "public
official" as that term is defined in the Ethics Act. See 65 P.S. 402. As
such, his conduct is governed by the provisions of the Ethics Act and in this
case specific reference must be made to Section 3(c) of the Ethics Act, since
you have indicated that the School Director in question has not as yet
resigned his position on the Board. Section 3(c) of the Ethics Act provides
as follows:
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
Earl Richard Etzweiler, Esq.
August 6, 1982
Page 2
(c) No public official or public employee or a member of
his immediate family or any business in which the person
or a member of the person's immediate family is a
director, officer, owner or holder of stock exceeding 5%
of the equity at fair market value of the business shall
enter into any contract valued at $500 or more with a
governmental body unless the contract has been awarded
through an open and public process, including prior public
notice and subsequent public disclosure of all proposals
considered and contracts awarded. Any contract made in
violation of this subsection shall be voidable by a court
of competent jurisdiction if the suit is commenced within
90 days of making of the contract. 65 P.S. 403(c).
Under the provisions of this Section it is clear that no public official
may secure a contract valued at more than $500 with the governmental body with
which he is associated (here the School District) without having obtained that
contract after an open and public process. You indicate that the School
District will make a solicitation for applications and announce the
availability for this position publicly. Under these circumstances, the
requirements of the "open and public process" as set forth in the Ethics Act
will be met. Therefore, if a member of the School District, the School
Director, is among the applicants and is awarded the contract, there would be
no violation of Section 3(c) of the Ethics Act.
Of course, in the context of reviewing the applications for this
position, including his own, the School Director who is applying for the
position would not be able to participate in discussions, reviews, or votes
leading up to the decision of the Board as to the applicant to be selected to
fill this post. Any such participation on the part of the director - applicant
might give rise to a question as to whether he was using his public office to
further his personal financial interests in obtaining such employment. See
Section 3(a) of the Ethics Act and Section 1 of the Ethics Act, 65 P.S. 403(a)
and 401, respectively.
Conclusion: So long as the requirements of Section 3(c) of the Ethics Act are
met in the process of the contract for employment that may be entered into
between the School District and the Director, there is no per se prohibition
in the Ethics Act against the selection of a School Director to fill the post
as a coach within the School District.
Earl Richard Etzweiler, Esq.
August 6, 1982
Page 3
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
SSC /rdp
Si cerely,
andra S. ristianson
General Co nsel