HomeMy WebLinkAbout82-535 KelleyMailing Address:
STATE ETHICS COMMISSION
P.O. BOX 1 179
HAPRISBURG, PA 17108
TELEPHONE: (717) 783 - 1610
April 26, 1982
ADVICE OF COUNSEL
James R. Kelley, Senator 82
Senate of Pennsylvania
Senate P.O., State Capitol
Harrisburg, PA 17120
RE: District Office, Ownership of Building
Dear Senator Kelley:
This responds to your letter of April 13, 1982 in which you requested an
opinion from the State Ethics Commission.
Issue: You ask whether there is anything impermissable or inconsistent with
the Ethics Act in use of a building which you or others would purchase as
described below.
Facts: You are, of course, an elected member of the Senate of Pennsylvania.
You ask whether persons identified as A, B, and C who have been associated,
not as partners, in the practice of law over 10 years may individually or as
shareholders of the corporation, with or without the joinder of their spouses,
purchase a building in various circumstances. Specifically, Individual A is a
State Senator, Individual B is Counsel to a Senate Committee of which A is the
Chairman (majority and minority) and Individual C is the person with whom A
and B are associated in the practice of law as described above.
Next, assuming that Individuals A, B, and C occupy part of the premises
as law offices (approximately 1/4 of the total space) and assuming that other
tenants occupy the remaining space" and that one of the "other tenants"
includes the home (district) Senate office of Individual A (occupying
approximately 1/4 of the total space), you ask if this arrangement would be
permissable and not inconsistent with the Ethics Act.
You also question whether this arrangement would be permissable or
impermissable if only A and B participate in the purchase and or rental as
described above.
Discussion: As an elected public official you are, of course, a "public
official" as defined in the Ethics Act and are subject to its provisions. See
65 P.S. 402. As a "public official" the main section involved in your
question would be Section 3(c) of the Ethics Act. Section 3(c) of the Ethics
Act, 65 P.S. 403(c) indicates that a public official may not contract with the
govermental body with which he is associated in an amount in excess of $500
unless the contract has been awarded through an open and public process.
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
James R. Kelley, Senator
April 26, 1982
Page 2
However, this Commission has previously decided that the provisions of
Section 3(c) are not applicable to the rental of a legislative district office
under the circumstances you describe. Specifically, in the Romanelli, 79 -006
Opinion, the Commission decided that where the rent for that building or
district office is disbursed by the Chief Clerk of the Senate from the Senate
home office account, that this contract would not be considered to be one with
a "governmental body" as that term is defined in the Act. Therefore, assuming
that the rental for the district office, in your case, is paid in the same
manner as described above there would be no necessity for application of the
open and public process set forth in Section 3(c) and there would be nothing
impermissable or inconsistent with the Ethics Act in this arrangement.
The second circumstance that you present which eliminates Individual C
from the participation in the purchase of a building does not alter this
conclusion. Essentially, the situation where Individual C would not be
involved would present the same factual context and would compel the same
conclusion.
Conclusion: There is nothing impermissable or inconsist€:ht with the Ethics
Act in the purchase of a building and the rental or use of the building as you
describe above.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice.
A personal appearance before the Commission may be scheduled and a formal
Opinion from the Commission will be issued. You should make such a request or
indicate your disapproval of this Advice within the next 30 days.
SSC /rdp
cc: Robert C. Jubelirer
Samuel E. Hayes, Jr.
Edward P. Zemprelli
K. Leroy Irvis
Sincerely,
cia liAfre!e:eA.1e7C/ /
Sandra S. Chr, stianson
General Counsel