HomeMy WebLinkAbout81-626 FinkOctober 1, 1981
Richard R. Fink, Esquire
Lower Bucks Realty Building
8021 Route 13
P.O. Box-123
Levittown, Pennsylvania 19059
Mailing Address'
STATE ETHICS COMMISSION
P.O. BOX 1179
HARRISBURG, PA 17108
TELEPHONE: (717) 783 -1610
ADVICE OF COUNSEL
RE: Representation, Restrictions
Dear Mr. Fink:
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
81 -626
This responds to your letter of August 27, 1981
in which you requested advice from the State Ethics Commis-
sion.
Issue: You request advice as to whether you would be con-
sidered a "former public employee" subject to the prohibi-
tions contained in Section 3(e) of the Ethics Act.
Facts: You are an attorney who has on two recent occasions
acted as "special counsel" for the Township of Falls, Bucks
County, Pennsylvania. You were hired by the Township for
the specific purpose of prosecuting police officers who
had been subject to suspension and who requested public
hearings as a result of that suspension. You were hired
because the solicitor for the Township of Falls could
not advise the supervisors in relation to these prosecutions
or hearings at the same time that he would be prosecuting
these matters.
You say that you would like to represent claimants before
the Falls Township Board of Supervisors within one year
after your prosecution as "special counsel ".
Discussion: The Ethics Act does present prohibitions
upon that class of individuals who can be identified as
"former public employees ". These prohibitions are contained
in Section 3 (e) of the Ethics Act and require that no
former public official or public employee shall represent
Richard R. Fink, Esquire
October 1, 1981
Page 2
a person before the governmental body with which he has
been associated for a one -year period after he leaves that
body.
In your case, however the primary question is whether
or not you can be considered a "public employee" so that you
might be considered a "former" public employee upon the termi-
nation of your service as "special counsel" to the Township
of Falls as described above. The regulations promulgated
by the Commission addresses this type of situation.
Specifically, 51 Pa. Code 5.8 (h) provides that an attorney
who is temporarily associated with a governmental body
for a few days a year is not a public official or public
employee under the Act. In addition these regulations
further provide as follows:
(i) a law firm specially appointed
as bond counsel or labor counsel is
not a public official or public employee
under this Act... 51 Pa. Code 5.8(i)
Given these regulations and given the factual circum-
stances in which you served as "special counsel" for the
Township of Falls relating to these labor - management matters,
we conclude that you were not to be considered a "public
employee" because of this association. Accordingly, upon
your termination of service as "special counsel ", you would
not be considered a "former public employee" subject to the
prohibitions against representation contained in Section
3(e) of the Ethics Act.
Conclusion: The relationship which you outlined you had
with the Township of Falls as "special counsel" on these
labor- management relations matters does not bring you
within the coverage of the classification "public employee ".
Consequently, you are not a "former public employee ".
You are not subject to the prohibitions against representation
for a one -year period contained in Section 3(e) of the Ethics
Act.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and .evidence of good faith conduct in any other
civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed
the acts complained of in reliance on the Advice given.
Richard R. Fink, Esquire
October 1, 1981
Page 3
This letter is a public record and will be made available
as such.
Finally, if you disagree with this Advice or if you have
any reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before
the Commission may be scheduled and a formal Opinion from the
Commission will be issued. You should make such a request
or indicate your disapproval of this Advice within the next
30 days.
SSC /Ima
Sincerely,
4whi
Sandra S. ►ristianson
General Counsel