HomeMy WebLinkAbout81-618 NastasiDear Mr. Nastasi:
Joseph F. Nastasi
1011 Ridge Road
Sellersville, PA 18960
Mailing Address:
STATE ETHICS COMMISSION
P.O. BOX 1 179
HARRISBURG, PA 17108
TELEPHONE: (717) 783 -1610
September 11, 1981
ADVICE OF COUNSEL 81 -618
RE: Planning Commission, Real Estate Purchase
Charles Wilson, Esquire
2 West Butler Street
New Britain, PA 18901
This responds to your letter of August 19, 1981, in
which you requested an opinion from the Ethics Commission.
Issue: You asked for advice as to whether the Ethics Act
was violated by your purchase of land after signing the
approval for a subdivision of that land.
Facts: You informed us that you are a member of the West
Rockhill Planning Commission. You and another person agreed
to buy 1.874 acres•of ground from the Mobile (sic) Oil
Company. Before the sale could be completed the parcel
containing the 1.874 acres had to be subdivided. Pursuant
to the Pennsylvania Municipalities Planning Code the sub-
division application was made; the Bucks County Planning
Commission reviewed the application to determine whether it
complied with the West Rockhill Subdivision Ordinance. The
Bucks County Planning Commission recommended approval of the
proposed subdivision on February 13, 1981. The recommenda-
tion was sent to the West Rockhill Township Board of Super-
visors and the West Rockhill Planning Commission.
On February 16, 1981 the West Rockhill Planning Commission
approved the subdivision. You had informed the acting
Chairman, Ray Perilli, of your interest in the property at
least two months prior to the vote on February 16, 1981, and
you did not vote on the subdivision proposal. In your
capacity as Secretary of the West Rockhill Planning Commission
you signed the approved plan, as did Acting Chairman Perilli.
The Township Supervisors approved the subdivision and the
sale was consummated on March 24, 1981.
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
Joseph F. Nastasc
Charles Wilson, squire
September 11, 1981
Page 2
On July 6, 1981 the West Rockhill Board of Supervisurs
requested your resignation from the Planning Commission on
the ground that you used your position and your vote on the
Planning Commission to approve the subdivision for your own
financial benefit. The Supervisors suggested that there was
a conflict of interest prohibited by the Ethics Act and the
Commission's Opinion in Norris, 80 -039.
Discussion: Initially, we note that this Advice is based on
the facts as you presented them, which we assume to be true.
The efficacy of this Advice as a shield against the unitive
provisions of the Act is absolutely dependent upon t h e
accuracy and veracity of the statements in your letter of
the August 19, 1981. This Advice does not preclude the
possibility of an independent investigation by the Ethics
Commission. If such an investigation as required or under-
taken, reveals facts different from those you provided, the
Commission will proceed accordingly.
The Ethics Act provides that no public official shall
use his public office or confidential information received
as a public official to obtain financial gain for himself.
65 P.S. §403(a). The Act would have been violated if you
used your position on the West Rockhill Planning Commission
or confidential information received as a member of the
Planning Commission to obtain the subdivision of the property
for your purchase. In the facts as you presented them to us
there is no evidence that you used your public office or
confidential information to insure that the subdivision plan
was approved. The mere fact that you purchased this real
estate is not violative of the Ethics Act. Until and unless
it appears that you misused your office in this purchase or
the subdivision required to affect this purchase, there is
no violation of Section 3(a). Merely signing a plan as a
ministerial act as required by your role as Secretary of the
Planning Commission does not alter this conclusion.
The facts you related do not demonstrate a situation
similar to that in Norris, 80 -053. Frankly, Norris did not
deal with the purchase of real estate by a public official
or public employee. In Norris a real estate salesman was
also a borough planner, a zoning officer and a director of
economic development. As salesman Norris was intimately and
inextricably tied to the regulatory process. No amount of
public notice or abstention from voting could remove him from
a conflict between his role as a real estate salesman and an
Joseph F. Nastasi
Charles Wilson, Esquire
September 11, 1981
Page 3
issuer of licenses, citations, and permits. You portrayed
your role in the zoning process as much more limited than
that at issue in Norris. If you abstained from voting on the
subdivision plan and give notice of your interest in the
property you substantially complied with Commission decisions
on avoiding even the appearance of a conflict of interest.
See Howard, 79 -044. Accordingly, there is no requirement
under the Ethics Act that you resign from the Planning
Commission.
Conclusion: As Secretary of a Planning Commission you may
sign a subdivision plan for a property in which you are
interested and which you eventually purchased if you:
(1) did not use your official position to obtain the
approval; and
(2) did not use confidential information to secure the
approval or the land;
(3) abstained from voting on the proposal;
(4) gave notice of your interest in the land and
subdivision plan.
However, this notice, referred to in (4) above should be
placed on the public record of the Planning Commission. This
should be made cler. However, we do not believe that the
Ethics Act requires your resignation from the Planning Commission
in this regard.
Pursuant to Section 7(9 this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other
civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed
the acts complained of in reliance on the Advice given.
This letter is a public record and will be made available
as such.
Finally, if you disagree with this Advice or if you
have any reason to challenge same, you may request that the
full Commission review this Advice. A personal appearance
before the Commission may be scheduled and a formal Opinion
from the Commission will be issued. You should make such a
request or indicate your disapproval of this Advice within
the next 30 days.
SSC /rdp
Sincerely,
lido �
a dra S. C ristianson
General Co nsel