HomeMy WebLinkAbout81-605 KulikJoseph M. Kulik, Esquire
121 Lorish Road
McKees Rocks, PA 15136
Dear Mr. Kulik:
Mailing Address:
STATE ETHICS COMMISSION
P.O. BOX 1 179
HARRISBURG, PA 17108
TELEPHONE: (717) 783 -1610
August 25, 1981
ADVICE OF COUNSEL
RE: Section 3, School Board Directors
81 -605
This responds to your letter of July 17, 1981, in which
you, as a member of the Montour School District Board of
Directors, requested an opinion from the Ethics Commission.
Issue: You requested advice as to whether a conflict of
interest would be created by your acceptance of employment
in the law offices of the school district's solicitor.
Facts: You informed us that you are a member of the Montour
School District Board of Directors. You have recently
graduated from law school and are seeking employment with
Peter J. King, Esquire. Mr. King is the Solicitor for the
Montour School District. You state that as a School Board
member you would not vote on the selection of Mr. King as
Solicitor or on the salary paid to the Solicitor. Mr. King
would not assign you to School District matters except in
cases of great urgency.
Discussion: The Ethics Act, 65 P.S. §401 et seq., defines
public official as any elected or appointed official in the
Executive, Legislative or Judicial Branch of the State or
political subdivision thereof. Id, §402. As a School Board
member you are a public official subject to the Ethics Act.
Coon, 79 -016. The Act does not forbid a public official
from accepting employment with concerns that do business
with the official's governmental body provided certain
provisions of the Act are followed.
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
Joseph M. Kulik, Esquire
August 25, 1981
Page 2
Section 3(a) of the statute states that no public
official shall use his public offfice or any confidential
information received through holding public office to obtain
financial gain for himself or a business with which he is
associated, 65 P.S. 5403(a). Therefore, you may not use
your position on the School Board or confidential informa-
tion received as a School Board member to obtain financial
gain for yourself or for Mr. King's law firm.
The statute further provides that no person shall offer,
or a public official accept, anything of value based on any
understanding that the official's vote or other action would
be influenced thereby. 65 P.S. §403(b). The phrase "anything
of value" has been defined to include the promise of future
employment. Mr. King could not offer, nor could you accept,
a promise of future employment with Mr. King based on any
understanding that your actions as a School Board member
would be affected thereby.
Section 3(c) of the Ethics Act states that no public
official or any business in which the person is a director,
officer, owner or holder of stock exceeding 5% of the equity
at fair market value of the business shall enter into any
contract valued at $500 or more with a governmental body
unless the contract is awared in an open and public process.
65 P.S. 5403(c). If Mr. King's contract with the school
district is valued at more than $500, and if your relation-
ship with the firm falls within these parameters outlined
in Section 3(c), any contract between the School Board and
Mr. King's firm must be awarded in an open and public
process allowing for:
(1) Prior public notice; and
(2) public disclosure of all proposals considered; and -
(3) public disclosure of the award of the contract.
Howard, 79 -044. To avoid even the appearance of a
conflict of interest you must abstain from discussions
and /or votes on the selection and compensation of the
Solicitor and place the reason for your abstention on the
public record. Sowers, 80 -050.
Joseph M. Kulik, Esquire
August 25, 1981
Page 3
Conclusion: A School Board member is a public official
subject to the Ethics Act. There is no inherent conflict of
interest in you, a School Board member, accepting employment
with the school district solicitor or his firm. You may not
use your position on the School Board or confidential infor-
mation received as a member to obtain financial gain for
yourself or your actual or propsective employer. You may
not accept employment based on any understanding that your
official actions as a School Board member would be influ-
enced thereby.
If the solicitor's contract is valued at more than $500
and you are an officer, director, or stockholder of 5% or
more of the firm, the contract must be awarded in an open
and public process including:
(1) Prior public notice; and
(2) public disclosure of all proposals considered; and
(3) public disclosure of the award of the contract.
You may not engage in discussions and /or vote on the
selection and compensation of the solicitor in any event,
and must place the reason for your abstention on the public
record.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other
civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed
the acts complained of in reliance on the Advice given.
This letter is a public record and will be made available
as such.
Finally, if you disagree with this Advice or if you
have any reason to challenge same, you may request that the
full Commission review this Advice. A personal appearance
before the Commission may be scheduled and a formal Opinion
from the Commission will be issued. You should make such a
request or indicate your disapproval of this Advice within
the next 30 days.
SW /rdp
Si cerely,
ndra S. Chr'.stianson
General Cou 1