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Dear Mr. Abromson:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
April 9, 1981
ADVICE OF COUNSEL
Nathan F. Abromson, Esq. 81 -548
653 Main Street
Mount Pleasant, PA 15666
RE: Municipal Authority, Zoning Board of Adjustment, Dual
Employment
This responds to your letter of March 2, 1981, in which
you as Solicitor for the Mount Pleasant Municipal Authority,
requested an opinion from the Ethics Commission.
Issue: In your letter you request advice as to whether a
member of a municipal authority may also serve on a Borough
Zoning Board of Adjustment.
Facts: You informed us that Mr. Ronald M. Kozak is an appointed
member of both the Mount Pleasant Municipal Authority and Mount
Pleasant Borough Zoning Board of Adjustment. The Borough
Solicitor advised the Borough Council that holding these two
positions could be a conflict of interest. Borough Council
then passed a resolution asking Mr. Kozak to resign from one of
these positions.
Discussion: At the outset we note that the jurisdiction of the
Ethics Commission is strictly limited by the Ethics Act, 65
P.S. §401 et seq. This Advice addresses the narrow question of
whether the Ethics Act is violated by the situation described
above and will not address any other issue raised or opinions
rendered in relation to the Borough's request that Mr. Kozak
resign one of his two posts or his response to that request.
As an appointed member of the Mount Pleasant Municipal
Authority and the Mount Pleasant Borough Zoning Board of Adjust-
ment Mr. Kozak (hereinafter Member) is a public official as
that term is used in the Ethics Act, 65 P.S. §402. A public
official is "any elected or appointed official in the Executive,
Legislative or Judicial Branch of the State or any political
subdivision thereof..." Id. The Member's conduct is governed
by the Ethics Act. See Forney v. State Ethics Commission,
Pa. Cmwlth. , A.2d (No. 1003 C.D. 1980).
Nathan F. Abromson, Esq.
April 9, 1981
Page 2
Act 170 does not, however, prohibit simultaneous membership
on a Municipal Authority and a Zoning Board of Adjustment. The
Commission has held that dual employment of an attorney by
different governmental bodies does not per se violate the
conflict of interest provisions of the Act. See, King, 79 -034.
By analogy, the Act does not prevent an individual from serving
two governmental bodies such as a Municipal Authority and a
Zoning Board of Adjustment. See Scarpiniti, 80 -729; Sacavage,
81 -512.
The Member should be aware that no public official can use
any public office or confidential information received through
holding public office to obtain financial gain for himself, his
immediate family or a business with which he is associated. 65
P.S. §403(a). The Member may not accept anything of value on
the understanding that his vote or official action will be
influenced thereby. 65 P.S. §403(b). Finally, the Member may
not contract for more than $500 with the Municipal Authority or
the Zoning Board of Adjustment unless the contract is awarded
through an open and public process. 65 P.S. §403(c). The
Member would be obliged to refrain from voting on any contract
regardless of amount that he, a Member of his family or a
business with which the Member is associated makes with the
Zoning Board of Adjustment or the Authority. The reasons for
this abstention must be placed on the public record. Keep in
mind that "immediate family" is defined in the Ethics Act as a
"spouse residing in the person's household and minor dependent
children."
Conclusion: A member of a Municipal Authority and the Municipal
Zoning Board of Adjustment is a public official subject to Act
170. The Ethics Act does not prohibit simultaneous service on
two governmental bodies.
The Member, however, may not:
(1) use public office or confidential information received
through holding public office -to obtain financial
gain for himself, his family or a business with which
he is associated;
(2) accept anything of value on the understanding that
his official action would be influenced thereby;
(3) contract (value greater than $500) with the Municipal
Authority or the Zoning Board of Adjustment unless
the contract is awarded in an open and public process.
(4) vote on any contract regardless of amount between the
the Zoning Board or the Authority and himself, a
member of his immediate family or a business with
which the member is associated.
Nathan F. Abromson, Esq.
April 9, 1981
Page 3
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other
civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the
acts complained of in reliance on the Advice given.
This letter is a public record and will be made available
as such.
Finally, if you disagree with this Advice or if you have
any reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before
the Commission may be scheduled and a formal Opinion from the
Commission will be issued. You should make such a request or
indicate your disapproval of this Advice within the next 30
days.
SW /rdp
Si cerely,
Kph
andra S. C stianson
General Cou sel