HomeMy WebLinkAbout81-544 BayneSTATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
April 9, 1981
ADVICE OF COUNSEL
David S. Bayne 81 - 544
Board of Pardons
1431 Strawberry Square
Harrisburg, PA 17120
RE: Secretary of Board of Pardons, Conflict of Interest
Dear Mr. Bayne:
This responds to your letter of March 16, 1981, in which
you, as Secretary of the Board of Pardons, requested an opinion
from the Ethics Commission.
Issue: You requested advice as to whether the Secretary of the
Board of Pardons could also serve as an auditor of the
Commission on Accreditation for Corrections and as a part -time
counselor in a social service agency.
Facts: You informed us that you are employed by the Common-
wealth as full -time Secretary of the Board of Pardons. You are
also a Standards Compliance Auditor for the Commission on
Accreditation for Corrections (Auditor). As an Auditor you
conduct standards compliance audits at correctional institutions
outside of Pennsylvania for a fee. You are also a part -time
counselor in the Counselor - Community Treatment Program conducted
by Tressler Lutheran Service Associates. You counsel juvenile
delinquents from hourly wage; these wages are ultimately paid
by those counties which refer youths to the program.
Discussion: As the Secretary of the Board of Pardons you are
subject to the Ethics Act, 65 P.S. §401 et seq. The Act does
not, however, prevent you from acting as an Auditor and a
Counselor while serving as the Secretary of the Board of Pardons.
To comply with the statute, however, you may not use your
official position or any confidential information received
through holding public office to obtain financial gain for
yourself other than that provided by law. 65 P.S. §403(a).
You may not use your post as Secretary of the Board of Pardons
to obtain work as an Auditor or Counselor. Nor may you use
confidential information received as Secretary in your work as
an Auditor or a Counselor.
David S. Bayne
April 9, 1981
Page 2
Further, no person may attempt to influence your official
actions as Secretary by offering you anthing of value. 65 P.S.
§403(b). Future employment is a thing of value and no one may
attempt to influence your official actions by offering you
employment as an Auditor or a Counselor.
Section 3(c) of the Act declares that no public official
or employee shall enter into any contract valued at $500 or
more with a governmental body unless the contract is awarded
through an open and public process. 65 P.S. §403(c). The
Commission has applied the requirements of Section 3(c) only to
those "governmental bodies" with which you are associated. You
are "associated" only with the Board of Pardons, according to
the facts you provided to us. Thus, you may contract with the
Commission on Accreditation for Corrections and Tressler
Lutheran Services without regard to the requirements of Section
3(c) because neither is the governmental body with which you
are "associated." Thomas, 80 -028.
Conclusion: As the Secretary of the Board of Pardons you are
subject to the Ethics Act. You may work as an Auditor and a
Counselor while serving as Secretary.
You may not use your official position or confidential
information received as Secretary to obtain work as an Auditor
or Counselor. No one may offer employment nor can you accept
same as an Auditor or Counselor in an attempt to influence you
actions as Secretary.
You may contract with the Commission on Accreditation for
Corrections and Tressler Lutheran Services without reference to
the open and public process requirements of the Ethics Act
because neither the Commission or Tressler Lutheran Services is
a governmental body with which you are associated. Any contract
with the Board of Pardons would have to comply with the open
and public requirements of Section 3(c) of the Ethics Act.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other
civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the
acts complained of in reliance on the Advice given.
This letter is a public record and will be made available
as such.
Finally, if you disagree with this Advice or if you have
any reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before
David S. Bayne
April 9, 1981
Page 3
the Commission may be scheduled and a formal Opinion from the
Commission will be issued. You should make such a request or
indicate your disapproval of this Advice within the next 30
days.
SW /rdp
andra S. C ristianson
General Counsel