HomeMy WebLinkAbout85-610 CourieSTATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
December 19, 1985
ADVICE OF rn11NSEL
Ms. Charlotte A. Courie 85 -610
R.D. 2, Walker Road
Canonsburg, PA 15317
Re: Conflict of Interest, Township Supervisor, Voting for Roadmaster
Dear Ms. Courie:
This responds to your letter of December 3, 1985, wherein you requested
the advice of the State Ethics Commission.
Issue: Whether a township supervisor may participate in the election of the
township roadmaster when that supervisor's spouse is employed on the township
road crew.
Facts: You have recently heen elected as a township supervisor for North
Strahane Township..: Township supervisors are generally responsihle for the
supervision of township affairs. 53 P.S. 65510. As part of their function,
the hoard of supervisors are responsihle for dividing the township into one or
more road districts and employing a superintendent for the entire township or
a roadmaster for each district. Additionally, a township may employ other
individuals to work on the township road crew. You indicate that you are not
a candidate for this position. Generally, the township hoard of supervisors
has elected a roadmaster from among the members of the board of supervisors as
permitted in the township code. The supervisor so elected functions as a
superintendent of the road crew and is the board of supervisor's management
contact with the road crew. Said supervisor /roadmaster is responsihle for
implementing instructions, directives and policies of the hoard of supervisors
with respect to the road crew. You indicate that for the past ten years your
husband has been employed by North Strahane Township as a member of its road
crew. In 1977, he hecame the foremen of the road crew. You further advised,
that the road employees are members of a union and that the township has
entered into a collective bargaining agreement with that union. You now
request the advice of the State Ethics Commission as to whether there would be
any conflict of interest if you were to participate in the selection of the
township roadmaster.
Discussion: As a township supervisor, there is no doubt that you are a public
official as that term is defined in the State Ethics Act and, therefore,
suhject to the requirements of the Act. 65 P.S. 6402; Sowers, 80 -050.
Ms. Charlotte Courie
December 19, 1985
Page 2
Generally, the State Ethics Act provides as follows:
Section 3. Restricted activities.
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Within this provision of law, a public official may not use their township
position in order to obtain a financial gain for themselves or a member of
their immediate family. A member of ones immediate family is defined in the
State Ethics Act as follows:
Section 3. Restricted activities.
Section 2. Definitions.
"Immediate family." A spouse residing in the person's
household and minor dependent children. 65 P.S. 402.
Clearly, your husband is within this definition and, as such, you may not
use your position or any confidential information obtained in that position in
order to secure any financial gain for him. Thus, within the above provision
of law, this Commission has, on prior occasions, held that you may not
participate in any action that would benefit your husband. See Leete, 82 -005;
Beck, 79 -018. Within the above prohibitions you may not participate in any
matter that would fix the benefits or salary for your spouse. See Wheeler,
85 -518.
In the event that your husband is a candidate for roadmaster, therefore,
you must abstain completely from the appointment process. However, if your
husband is not a candidate for roadmaster there would appear to be no
prohibition upon your participation in the selection of a roadmaster by the
township. Your attention is directed to Section 3(b) of the Ethics Act, which
provides as follows:
(h) No person shall offer or give to a public official or
public employee or candidate for public office or a member
of his immediate family or a business with which he is
associated, and no public official or public employee or
candidate for public office shall solicit or accept,
anything of value, including a gift, loan, political
contribution, reward, or promise of future employment
Ms. Charlotte Courie
December 19, 1985
Page 3
based on any understanding that the vote, official action,
or judgment of the public official or public employee or
candidate for public office would be influenced thereby.
65 P.S. 403(b).
Of course, within this provision of the State Ethics Act, you may not
make your decision regarding the position of roadmaster and who would be
elected to that position, based upon any understanding that your decision is
being influenced by any benefit that will inure to your husband. We make
reference to this particular provision of law, not to imply that there has or
will be any violation thereof, but merely to provide a complete response to
your question.
In addition to the foregoing provisions of law, the State Ethics
Commission is authorized to address other areas of possible conflict. 65 P.S.
§403(d). Generally, the Commission has determined that such a conflict may
arise where the public official attempts to serve one or more interests that
are adverse. See Alfano, 80 -007. The avoidance of such a conflict of
interest between the public official's public duties and his personal
financial interests was the intent that gave rise to the enactment of the
State Ethics Act. See 65 P.S. 401. Thus, as a township official, if you are
called upon to review or participate in any matter that would require you to
review directly the particular work of your spouse, you should abstain from
such participation. This is not to say that you are prohibited from giving
general policy directions to the roadmaster for completion. You may not,
however, take any action that would be specifically and directly related to
your spouse.
Finally, you have noted in your letter of request that the township
employees are working pursuant to a collective bargaining agreement with the
township. The Commission has addressed similar issues in the past and has
determined that a public official may participate in the final vote on the
adoption or ratification of a collective bargaining agreement that includes
the public official's spouse so long as the public official has refrained and
abstained from participating in the negotiations, discussions, and meetings
regarding the collective bargaining agreement that is being reviewed for
ratification. Additionally, the public official must refrain from
participation in the agreement if the agreement affects his or her spouse in a
manner different than other members of the bargaining unit. If the final
agreement to be voted upon affects the official's spouse no more than any
other member of the bargaining unit then the official may vote on the final
ratification and adoption of the agreement. In the instant situation, we note
that the agreement specifically sets forth a higher salary for the position of
road foremen. In light of the fact that you have indicated that your husband
holds this particular position, you would be prohibited from voting from the
final adoption of the collective bargaining agreement because it appears to
effect your husband in a manner different than that of other employees.
Ms. Charlotte Courie
December 19, 1985
Page 4
Conclusion: As a township supervisor you are a puhlic official as that term
is defined in the State Ethics Act and subject to the requirements of the Act.
While the State Ethics Act would not prohibit you from participating in the
election of a township roadmaster, you may not participate in such matter if
your husband is a candidate for that position. Additionally, as a township
supervisor you are advised that you may not participate in any matter that
directly affects or benefits your spouse. Your activities as a public
official must be in conformity with the requirments of the State Ethics Act as
set forth above.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission w i l l be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
JJC /sfb
Sincerely,
ohn J.
General •unsel