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HomeMy WebLinkAbout79-535 MuellerTO: FACTS: DISCUSSION: STATE ETHICS COMMISSION HARRISBURG, PA. RE: Income, Immediate Family September 27, 1979 ADVICE OF CHIEF COUNSEL Advice Number 79 -535 Mueller, Paul A., Jr., Judge Court of Common Pleas Court House Lancaster, PA 17602 On September 10, 1979, Judge Paul A. Mueller, Jr., of the Court of Common Pleas of Lancaster County, inquired as to whether income of his wife from any source exceeding $500 is required to be filed under Act 170. He also inquired as to whether income would include capital gains: Section 5(b) of Act 170 requires the reporting of certain information by the public official or public . employee and the members of his immediate family. Immediate family is defined in Section 2 of the Act to include "a spouse residing in the person's household and the minor dependent children." Therefore, the Statement of Financial Interest must inc -nude income for one's spouse from any source exceeding $500. Income is defined in the Act as "any money or thing of value received, or to be received, as a claim on future services, whether in the form of a fee, salary, expense, allowance, forbearance, forgiveness, interest, dividend, royalty, rent, capital gain, or any other form of recompense or any combination thereof." Therefore, income means the total of interest plus dividend plus capital gain. Where that total for any one investment exceeds $500, the identity of the investment must be reported. Any public official or public employee now in office must file a Financial Interest Statement by May 1, 1980, for the year 1979. Paul A. Mueller, Jr., Judge September 25, 1979 page 2 CONCLUSION: Pursuant to Sections 7(9)(ii), this advice is a complete defense in any enforcement proceeding initiated by the Commission, and evidence of good faith conduct in any other civil or criminal proceeding, providing the requestor has disclosed truthfully all the material facts and committed the acts complained of in reliance on the advice given. A personal appearance before the Commission and a formal opinion will be issued upon your request, if you feel this reply does not suffice. This letter is a public record and will be made available as such. Income in excess of $500 to one's spouse must be reported on the Financial Interest Statement. Income includes capital gain. David Rittenhouse Morrison Chief Counsel