HomeMy WebLinkAbout85-604 VanceMr, William R. Vance
c/o Robert D. Robbins
State Representative
P.O. Rox 127
Main Capitol Building
Harrisburg, PA 17120
Dear Mr. Vance:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
December 17, 1985
ADVICE OF COUNSEL
85 - 604
Re: Simultaneous Service, Corrections Education Specialist, Instructor,
County Vocational Technical School
This responds to the letter of November 26, 1985, on your behalf, wherein
the advice of the State Ethics Commission was requested.
Issue: Whether the State Ethics Act prohibits an employee of the Pennsylvania
Department of Education from simultaneously teaching courses at a county
vocational technical school.
Facts: You are currently employed as an automotive instructor, in the
Division of Corrections Education, within the Pennsylvania Department of
Education. In this capacity you are responsible for providing classroom
instruction on automotive theory, design and components. Your functions also
include a wide range of activities in relation to the instruction of
correction facility residents in relation to automotive sciences. In addition
to your duties as an instructor, you are responsible for organizing and
managing a vocational shop to repair and inspect correction facility vehicles
and you also are responsible for performing administrative functions for the
operation of said shop including the ordering and budgeting. You have
indicated that you have heen offered an opportunity to teach the Automotive
Mechanic Safety Inspection Certification Program for the Mercer County Area
Vocational Technical School. A Pennsylvania safety inspection mechanic
teacher is responsihle for directing students learning activities through a
state curriculum prescrihed by the Pennsylvania Department of Transportation.
You have requested the advice of the State Ethics Commission as to whether
Mr. William B. Vance
December 17, 1985
Page 2
there is any prohibition under the State Ethics Act if you were to participate
in this outside employment. You advised that the courses that you would he
participating in, will be conducted in the evening and will require
approximately 30 hours per year of instruction on your part. You finally
advised that the course is contracted through the Pennsylvania Department of
Transportation.
Discussion: At the outset, of this advice, it should be noted that the State
Ethics Commission is only authorized to address the question that you have
presented within the purview of the State Ethics Act. The Commission will not
address the question presented under any other code of conduct, such as the
Governor's Code of Conduct or the State Adverse Interest Act. For the purpose
of this advice, we will assume that as a Corrections Education Specialist in
the Pennsylvania Deartment of Education you are a public employee as that term
is defined in the State Ethics Act and, therefore, subject to the requirements
of the Act. 65 P.S. 402. Generally, the State Ethics Act does not prohibit
public employees or public officials from engaging in supplementary
employment. The Ethics Act does provide as follows:
Section 3. Restricted activities.
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Within this provision of law, you may not employ the facilities, personnel,
materials or equipment of your current public employer in order to advance
your private employment activities. Similarly, you may not use any
confidential information gained in your current public position for similar
purposes. See Nelson, 85 -009. In addition to the foregoing, the State Ethics
Commission may also address areas of possible conflicts of interest. 65 P.S.
§403(d). Generally, the financial interest of a public employee may not he in
conflict with the public trust. Fritzinger, 80 -008. While the State Ethics
Act presents no absolute prohibition on the activity that you have proposed,
such activity must be reviewed in light of the above provision of law. As
part of your function for the Pennsylvania Department of Education, you are
required to operate a Commonwealth Inspection Station for the purpose of
inspecting correction facility vechicles. This includes applying for all
inspection materials, as well as instructing on the use and maintenance of all
equipment required for inspections, performing state inspections on correction
institution vehicles as well as maintaining inspection records. If, in fact,
the service that you render in your public employment for the Department of
Education is identical to and involves the exact same research analysis and
Mr. William B. Vance
December 17, 1985
Page 3
preparations that you would be required to perform privately, a question of
such a conflict could arise. This is so, because in such a situation it could
appear as though you would be utilizing your public employment in order to
prepare materials for your private activities. Thus, your are advised that
the course materials, preparation, and your work on behalf of your public
employer must be clearly distinguishable and separate from that of your
private employment. See Miller, 85 -530.
Also, in an effort to be complete, we make note of the fact that the
Pennsylvania Department of Education performs certain oversight functions with
regard to county vocational technical institutions. See 24 P.S. 518- 1840.1
et. seq. If you, as an employee of the Department of Education are
responsible in any way for these oversight activities, you would be required
to abstain from participating in any matters relating to vocational
institutions. A review of your job description, however, clearly indicates
that you perform no functions in relation to county vocational technical
i nstitutions.
The Ethics Act also places certain restrictions upon a public employee's
ability to enter into contracts with governmental bodies if such contract is
in excess of $500. 65 P.S. 5403(c). The Commission has held, however in past
opinions, that this provision of the State Ethics Act would only be applicable
in the situation where a public employee seeks to enter into contractual
arrangements with the governmental body with which that employee is
associated. Bryan, 80 -014; Lynch, 79 -047. In the instant situation, you will
not be entering into any contract or business arrangements with the
Pennsylvania Department of Education. We do note that it appears from the
material which has been forwarded to the Commission, that the vocational
course which you will be teaching is contracted through the Pennsylvania
Department of Education. The State Ethics Act, however, would place no
restriction upon your activity based upon that factor alone.
Conclusion: The State Ethics Act places no per se restriction upon a public
employee's supplemental employment as a part -time vocational instructor. As a
public employee, however, this individual should be cognizant of the
parameters of the State Ethics Act as set forth above and act in accordance
with the aforementioned guidelines. As noted previously, this advice only
relates to this employee's duties and responsibilities under the State Ethics
Act.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
Mr. William R. Vance
December 17, 1985
Page 4
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will he scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
JJC /rdp
Sinc
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Gene Counsel