HomeMy WebLinkAbout84-527 GregoryJames S. Gregory
238 Main Street, Apt. #4
Hellertown, PA 18055
RE: Police Officer, Councilman
Dear Mr. Gregory:
Mailing Address
STATE ETHICS COMMISSION
P.O. BOX 1 179
HARRISBURG, PA 17108
TELEPHONE: (717) 783 -1610
February 10, 1984
ADVICE OF COUNSEL
84 -527
This responds to your letter of January 30, 1984, in which you requested
advice from the State Ethics Commission.
Issue: You have asked whether you may vote on certain matters as a councilman
that may effect you as a police officer in a second municipality.
Facts: You indicate that you are currently employed as a Police Officer in
the Township of Lower Saucon, hereinafter, the Township. You are also serving
as an elected Councilman in the Borough of Hellertown, hereinafter, the
Borough. On February 7, 1984, the Borough Council will be voting on the
question of whether to merge the police departments of the two communities
-- the Borough and the Township. Initially, a study will be undertaken to
determine the feasibility and other problems associated with this proposed
merger.
However, in addition to the vote that may be required regarding this
study, if the study is undertaken and the merger is recommended, you ask
whether you would be able to vote on the proposed merger. Finally, there
would also be the question of whether, if the merger occurs, you may face
certain restrictions on your conduct as a Councilman within the Borough on
questions effecting the police department.
Discussion: As a Councilman in the Borough, you are a "public official" as
that term is defined in the State Ethics Act. As such, your conduct must
conform to the requirements of the State Ethics Act.
State Ethics Commission • 308 Finance Building • Harrisburg, Pennsylvania
James S. Gregory
February 10, 1984
Page 2
One of the requirements of the State Ethics Act is that you, as an
elected official, may not use your public office to secure personal financial
gain other than the compensation allowed by law. See Section 3(a) of the
Ethics Act, 65 P.S. 403(a). The State Ethics Commission has determined that
this provision of the Act requires that you, as a Councilman, abstain from
participating in those matters which might be presented to Council in which
you would have a direct, personal, or pecuniary interest. Obviously, if the
Township and Borough's police force are to be merged and you are to remain as
an officer within the new merged police force, you, as a Councilman, would be
disqualified from participating in Council's decisions relating to matters
which would directly and personally effect you as a member of the police
force.
It also seems clear that you would have a direct and personal interest in
the question of merger itself, insofar as the recommendations regarding this
merger or the procedures to be adopted to implement such a merger might
include questions of retention of certain police officers or elimination of
certain positions on the police force. Insofar as the merger question, if
presented to council, might include those types of questions, you would
similarly, be expected to refrain from participation in the discussions,
meetings, and votes of council on such questions.
However, insofar as the question of studying the concept is concerned,
there does not seem to he a direct, immediate and personal, or pecuniary
interest in approving or disapproving the mere study as might be present in
any decision of Council to approve or adopt the recommendations contained in
the study or subsequent matters relating to a possibly merged police force.
Thus, the Ethics Act would not prohibit you from voting on whether to
undertake the study, per se. In this response, we assume that in such a
question presented to the Borough concerning whether to undertake the study
there would be no restrictions or requirements imposed by the vote to
undertake the study as to the final adoption or agreement with the
recommendations of a study. Specifically, if the vote to undertake the study
incorporates the concept that the study, when complete, will bind the borough
to adopt its recommendations, our analysis might be different.
Of course, you should, as a Councilman within the Borough, take no part
in the preparation, investigation, etc., required to produce this study.
Likewise, we make no review and render no advice with respect to Section 3(c)
of the Ethics Act at this time because your question as presented, is limited
to a review of the question of whether you may vote on the study or the
proposed merger in general. See 65 P.S. 403(c).
James S. Gregory
February 10, 1984
Page 3
Conclusion: The Ethics Act would not, under the facts as set forth above,
disqualify you from participating in the question presented to the Borough as
to whether or not a study should be undertaken to merge the police departments
of the Borough and the Township. However, if the study, when complete, is
reviewed by the Borough and a vote on the proposed merger is to be taken, you
should abstain from participation in such a vote, including the discussions
and meetings which might be associated with such a vote. Finally, if the
proposed merger is approved, you should, as a Councilmember in the Borough,
abstain from participation in the Council's decisions which might effect you
in a direct, personal, or pecuniary matter with respect to your employment in
any merged police force.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
SSC /rdp
This letter is a public record and will be made available as such.
Sincerely,
Sandra S. Chri stianson
General Counsel ��'