HomeMy WebLinkAbout84-580 PromisloDaniel Promislo, Esquire
Wolf, Block, Schorr & Solis-Cohen
Twelth Floor Packard Building
S.E. Corner 15th & Chestnut Streets
Philadelphia, PA 19102
Dear Mr. Promislo:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
June 27, 1984
ADVICE OF COUNSEL
RE: Lease Agreement, Judge, Interest in Property
84 -580
This responds to your letter of June 22, 1984, in which you requested
Advice from the State Ethics Commission.
Issue: You ask whether it is permissable under the Ethics Act for a municipal
court judge to enter into a lease with the Commonwealth.
Facts: You have indicated that you represent Myer Charles Rose, who is a
Judge of the Municipal Court in Philadelphia. Judge Rose proposes to enter
into a lease agreement with the Commonwealth of Pennsylvania. Some questions
have been raised as to the permissability or propriety of such a lease between
a state employee or official such as Judge Rose and the Commonwealth.
Accordingly, you have requested advice on his behalf.
You indicate that some time ago the Department of General Services (DGS)
advertised that it would seek to lease space to house certain operations of
the Department of Public Welfare. Thereafter, Judge Rose responded to this
advertisement and request for proposals by submitting a proposal and bid to
DGS. Based upon this proposal, after considerable negotiations, a proposed
lease agreement was made. The lease would be for one -story building of
approximately 35,000 square feet located at the intersection of Germantown and
Haines Streets in Philadelphia. The Judge has an "interest" in the property
to be leased but you have not been more specific in identification
in the nature of this interest. You also state that steps are now being taken
to arrange financing to remodel subject property in line with the requirements
of the proposed lease.
Discussion:. As an elected official the Judge is to be considered a "public
official" and to be generally subject to the jurisdiction of the State Ethics
Act. As such, his conduct must conform to the requirements of the State
Ethics Act insofar as they may be applied to him.
Daniel Promi sl o, Esquire
June 27, 1984
Page 2
The most pertinent provisions in the State Ethics Act is contained in
Section 3(c) which states that:
Section 3. Restricted Activities..
(c) No public official or public employee or a member of
his immediate family or any business in which the person
or a member of the person's immediate family is a
director, officer, owner or holder of stock exceeding 5%
of the equity at fair market value of the business shall
enter into any contract valued at $500 or more with a
governmental body unless the contract has been awarded
through an open and public process, including prior public
notice and subsequent public disclosure of all proposals
considered and contracts awarded. Any.contract made in
violation of this subsection shall be voidable by a court
of competent jurisdiction if the suit is commenced within
90 days of making of the contract. 65 P.S. 403(c).
In order for Section 3(c) to apply, the public official in question must
be seeking to contract with the governmental body with which he is associated.
Williams, 79 -012. It is clear that the governmental body with which the Judge
is associated is neither the Department of General Services nor the Pepaetment
of Public Welfare which would be housed in the leased facilities in which the
Judge has an interest. The Judge, at most, is associated with the Municipal
Court in Philadelphia within the unified judicial system. In any event,
because the judicial system and this Court is completely distinct from and
separate from the Department of General Services and the Department of Public
Welfare, and the Judge is not associated with either Department, there is no
apparent or actual conflict of interest in the proposed lease between the
Judge and these Departments. In fact, Section 3(c) of the Ethics Act would
not even be applicable to the circumstance you have outlined above insofar as
the judge is not seeking to contract that governmental body with which he is
associated. See Trace, 79 -067.
Likewise, there is no indication that the Judge, in his position as a
member of the Municipal Court of Philadelphia, is in a position which would
enable him to use his public office for his personal gain as prohibited and
restricted by Section 3(a) of the Ethics Act. See 65 P.S. 403(a). As a
member of the Court, Judge Rose would not be in a position to recommend,
decide, or influence the decision of the Department of General Services to
advertise for or to secure space in any particular building in which to house
the operations of the Department of Public Welfare as outlined above.
Accordingly, there is no apparent application of Section 3(a) of the Ethics
Act by virtue of these circumstances.
Daniel Promi sl o, Esquire
June 27, 1984
Page 3
Conclusion: As a member of the Municipal Court of Philadelphia, Judge Rose
would not be involved in a conflict of interest nor would his financial
interests appear to conflict with the public trust should he lease the
property in which he has an interest as outlined above, to the Department of
General Services.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good
faith conduct in any other civil or criminal proceeding, providing the
requestor has disclosed truthfully all the material facts and committed the
acts complained of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice.
A personal appearance before the full Commission will be scheduled and a
formal Opinion from the Commission will be issued. Any such appeal must be
made, in writing, to the Commission within 15 days of service of this Advice
pursuant to 51 Pa. Code 2.12.
S SC /n a
Sincerely,
ndra S. Christ anson
General Counsel
cc: John Wellington, Counsel to the State Treasurer