HomeMy WebLinkAbout90-528 HarbachDear Mr. Harbach:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
March 26, 1990
Mr. Douglas P. Harbach 90-528
Pennsylvania NEW START
219 State Street
Harrisburg, PA 17101
Re: Public Employee /Official, Legislative District Assistant,
New Employment, Lobbyist.
This responds to your letter of February 9, 1990, in which
you requested advice from the State Ethics Commission.
Issue: Whether a legislative district assistant is a "public
employee" under the Public Official and Employee Ethics Law so as
to be subject any restrictions following the termination of his
employment.
Facts: From September 1984 through January 1990 you were
employed as District Assistant for State Representative Jerry W.
Coy in Chambersburg. You intend to register as a lobbyist in
Pennsylvania and seek a ruling as to what restrictions would
apply to you under the Public Official and Employee Ethics Law.
A job description has been requested relative to your duties.
Although no formal job description has been received,
information has been supplied which indicates that your duties
consist of constituent contacts, telephone responses,
preparation of press releases, preparation of letters at the
direction of the State Representative and other related duties.
Discussion: In determining whether you are a "public employee"
subject to the provisions of the Public Official and Employee
Ethics Law, we must rely upon the above information which has
been provided relative to your duties and responsibilities. This
advice is issued based upon the expressed assumption that the
foregoing information constitutes a comprehensive description of
your duties.
The initial question to be answered is whether you are to be
e
Mr. Douglas Harbach
Page 2
considered a "public employee" as that term is defined in the
State Ethics Law:
Section 2. Definitions
"Public employee." Any individual employed
by the Commonwealth or a political
subdivision who is responsible for taking or
recommending official action of a
nonministerial nature with regard to:
(1) contracting or procurement;
(2) administering or monitoring
grants or subsidies;
(3) planning or zoning;
(4) inspecting, licensing,
regulating or auditing any
person; or
(5) any other activity where the
official action has an
economic impact of greater
than a de minimus nature on
the interests of any person.
65 P.S. 5402.
"Public employee" shall not include
individuals who are employed by the State or
any political subdivision thereof in
teaching as distinguished from
administrative duties. 65 P.S. 5402.
Based upon the definition of "public employee ", the
supplied information and the explanation of your job as set forth
therein, we conclude that you are not to be considered a "public
employee" as that term is defined in the State Ethics Law. This
conclusion is based upon our objective review of the supplied
information from which it appears that you are not responsible
for taking or recommending official action of a non- ministerial
nature with regard to any of the five categories set forth in the
definition listed above for the term "public employee ".
Therefore, since you are not a public employee based upon
the supplied information, the Ethics Law would not restrict your
activities following your termination of service subject to the
qualification that Section 3(b) and 3(c) of the Ethics Law
applies to everyone.
Section 3(b) and 3(c) of the Ethics Law provide in part that
no person shall offer to a public official /employee anything of
monetary value and no public official /employee shall solicit or
Mr. Douglas Harbach
Page 3
accept any thing of monetary value based upon the understanding
that the vote, official action, or judgement of the public
official /employee would be influenced thereby. Reference is made
to these provisions of the law not to imply that there has or
will be any transgression thereof but merely to provide a
complete response to the question presented.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Law has not been considered in that they
do not involve an interpretation of the Ethics Law.
Conclusion: In the position of Legislative District Assistant
with the Office of Representative Coy, you are not to be
considered a public employee as defined in the State Ethics Law.
Accordingly, you would not be restricted in your activities
following termination of service with State Representative Coy.
Sections 3(b) and (c) of the Ethics Law are applicable to
everyone. Lastly, the propriety of the proposed conduct has only
been addressed under the Ethics Law.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
This letter is a public record and will be made available as
such.
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code §2.12.
Sj erely,
Vincent . Dopko,
Chief Counsel