HomeMy WebLinkAbout90-524 UstynoskiSTATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108-1470
TELEPHONE (717) 783 -1610
Mr. Joseph Ustynoski
Ustynoski, Sharkey and Marusak
Law Offices
Suite 205
Hazleton, PA 18201
ADVICE OF COUNSEL
March 20, 1990
Section 3(a) of the Ethics Law provides:
90 -524
Re: Conflict, Public Official, Immediate Family, Municipal
Authority Member, Son.
Dear Mr. Ustynoski:
This responds to your letter of February 5, 1990, in which
you requested advice from the State Ethics Commission.
Issue: You ask whether the Public Official and Employee Ethics
Law presents any restrictions upon a municipal authority member
from voting or participating for a position of employment with
the authority by his son.
Facts: Neil Craig is currently a member of the Board of
Directors of the Greater Hazleton Joint Sewer Municipal
Authority, hereinafter Authority. Mr. Craig's son Neil Craig,
Jr. is an applicant for a position to become an employee of the
authority work force which operates the sewage disposal plant.
He would be applying for a position as an operator's assistant or
in some similar capacity. Mr. Craig inquires as to whether his
son could be hired if he abstains from voting. Alternatively,
Mr. Craig inquires as to whether he could resign prior to his
son's possible selection and, if so, would there be any
restriction as to the City of Hazleton subsequently reappointing
Mr. Craig to membership on the Authority in the future.
Discussion: As a member for Great Hazleton Sewer Municipal
Authority, Mr. Craig is a public official as that term is defined
under the Ethics Law, and hence he is subject to the provisions
of that law.
Mr. Joseph Ustynoski
Page 2
Section 3. Restricted Activities.
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined in the Ethics Law as
follows:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself, a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
or his immediate family or a business with
which he or a member of his immediate family
is associated.
"Authority of office or employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities
unique to a particular public office or
position of public employment.
"Immediate family." A parent, spouse,
child, brother or sister.
In addition, Sections 3(b) and 3(c) of the Ethics Law
provide in part that no person shall offer to a public
official /employee anything of monetary value and no public
official /employee shall solicit or accept any thing of monetary
value based upon the understanding that the vote, official
action, or judgement of the public official /employee would be
influenced thereby. Reference is made to these provisions of the
law not to imply that there has or will be any transgression
Mr. Joseph Ustynoski
Page 3
thereof but merely to provide a complete response to the question
presented.
Since the term "immediate family" is defined to include a
parent, spouse, child, brother or sister and since Mr. Craig's
son is in the familial relationship delineated above, Section
3(a) of the Ethics Law would prohibit Mr. Craig from voting or
participating on the appointment of his son to a position of
employment with the authority. Davis, Opinion 89 -012. Thus, if
Mr. Craig were to vote or participate, such action would be a use
of the authority of office to obtain a private pecuniary benefit
to his son in contravention of the Ethics Law. Section 3(j) of
the Ethics Law requires public disclosure prior to voting on the
matter as well as disclosing same in a written memorandum filed
with the person responsible for recording the minutes.
The Ethics Law does not prohibit Mr. Craig's son from
applying for position of employment with the Authority nor does
the Ethics Law require that Mr. Craig resign from the Authority
as a condition for his son's possible employment. However, the
Ethics Law as noted above, would prohibit Mr. Craig from using
the authority of office by participating or voting as to his
son's employment.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Law has not been considered in that they do
not involve an interpretation of the Ethics Law.
Conclusion: As member of Greater Hazleton Sewer Municipal
Authority, Mr. Craig is a public official subject to the
provisions of the Ethics Law. The Ethics Law does not require
Mr. Craig to resign from the Authority if his son applies for a
position of employment. Section 3(a) of the Ethics Law would
prohibit Mr. Craig from voting or participating for the
employment of his son who is a member of his immediate family as
that term is defined under the Ethics Law. The requirements of
Section 3(j) of the Ethics Law outlined above must be observed.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
Mr. Joseph Ustynoski
Page 4
such.
This letter is a public record and will be made availgble as
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code S2.12.
Vincent . Dop o,
Chief Counsel