HomeMy WebLinkAbout90-522 GableMr. Thomas W. Gable 90 -522
103 W. Grove Street
Taylor, PA 18517
Re: Conflict, Public Official /Employee, Borough Councilmember,
Landfill, Voting, Employment by Another Corporation.
Dear Mr. Gable:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
March 20, 1990
This responds to your letter of February 2, 1990 in which
you requested advice from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law
imposes any prohibition or restrictions upon a borough
councilmember from voting on matters of a landfill operated by a
corporation when he is employed by a another corporation, when
both corporations have the same board chairman.
Facts: You are currently a member of the Taylor Borough Council
in Taylor, Pennsylvania, wherein a sanitary landfill known as
Empire Landfill is located. The borough has a written contract
with Empire whereby it receives a dollar for every ton of refuse
that is discharged into the landfill. In 1987, as President of
Council, you signed a contract for the Borough along with the
Mayor and Borough Secretary which continues to the present.
Periodically, the Borough discusses different situations
pertaining to the landfill such as permit, or after hours or
weekend work. The Chairman of the Board of Empire Sanitary
Landfill is Mr. Carmen Danella who also serves as Chairman of the
Board of Danelia Environmental Technologies, Inc. (DET). You
started employment at DET on January 22, 1990 as a resource
development customer service consultant. DET is a separate
corporation from Empire Sanitary Landfill. You hold no office in
DET and are only an employee. You inquire as to whether you
would have a conflict as a Borough Councilmember regarding
matters relating to Empire Sanitary Landfill.
Discussion: As a Councilmember for Taylor Borough, you are a
"public official" as that term is defined in the Ethics Law and
hence you are subject to the provisions of the Ethics Law. 65
P.S. 5402; 51 Pa. Code 61.1.
Mr. Thomas W. Gable
Page 2
Section 3(a) of the Ethics Law provides:
Section 3. Restricted Activities.
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined under the Ethics Law:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself, a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
or his immediate family or a business with
which he or a member of his immediate family
is associated.
"Authority of office or employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities
unique to a particular public office or
position of public employment.
"Business with which he is associated."
Any business in which the person or a member
of the person's immediate family is a
director, officer, owner, employee or has a
financial interest.
In addition, Section 3(b) and 3(c) of the Ethics Law provide
in part that no person shall offer to a public official /employee
anything of monetary value and no public official /employee shall
solicit or accept any thing of monetary value based upon the
Mr. Thomas W. Gable
Page 3
understanding that the vote, official action, or judgement of the
public official /employee would be influenced thereby. Reference
is made to these provisions of the law not to imply that there
has or will be any transgression thereof but merely to provide a
complete response to the question presented.
In applying the above provisions of the Ethics Law to the
instant matter, we note that Section 3(a) of the Ethics Law does
not prohibit public officials /employees from outside business
activities; however, the public official /employee may not use the
authority of office for the advancement of his own personal
financial gain. Thus, although you would not be prohibited under
Section 3(a) of the Ethics Law from engaging in an activity which
would involve your employment with DET, you could not perform
your private business using governmental facilities or personnel.
Since the Empire Landfill is not a business with which you
are associated as that term is defined under the Ethics Law, you
would not be restricted from participating or voting on matters
relating to the landfill. It is expressly assumed that you are
not a director, officer, owner, employee or have any financial
interest in Empire Landfill. However, regarding DET, since you
are an employee of that company, you would be restricted under
Section 3(a) of the Ethics Law from voting or participating in
any matter regarding that company which comes before Borough
Council. Therefore, if any matter involving DET comes before
Borough Council, you could not participate or vote and you would
have to publicly disclose your interest as well as file a written
memorandum to that effect pursuant to Section 3(j) of the Ethics
Law.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Act has not been considered in that they do
not involve an interpretation of the Ethics Law.
Conclusion: As a Councilmember for Taylor Borough, you are a
public official subject to the provisions of the Ethics Law.
Based upon the facts and circumstances above, Section 3(a) of the
Ethics Law would not restrict you from voting or participating on
matters of Empire Landfill since that is not a business with
which you are associated as that term is defined under the Ethics
Law. However, you could not participate or vote on any matters
involving Danella Environmental Technologies,of which you are an
employee, that would come before Borough Council. In addition,
you would have to publicly announce your abstention as well as
file a written memorandum to that effect with the person
recording the minutes. Lastly, the propriety of the proposed
conduct has only been addressed under the Ethics Law.
Mr. Thomas W. Gable
Page 4
Pursuant to Section 7(9)(ii), this Advice is .a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
such.
This letter is a public record and will be made available as
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code 52.12.
Sincerely,
r)
Vincent J. Dopko,
Chief Counsel