HomeMy WebLinkAbout90-508 GagliardiMr. Samuel Gagliardi
250 Prospect Street
Baden, PA 15005
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE(717) 783-1610
ADVICE OF COUNSEL
February 15, 1990
90 -508
Re: Conflict, Public Official, Immediate Family, Borough Council
Member, Son, Public Safety Committee, Policeman.
Dear Mr. Gagliardi:
This responds to your letter of January 5, 1990, in which
you requested advice from the State Ethics Commission.
Issue: You ask whether the Public Official and Employee Ethics
Law presents any restrictions upon a Borough Councilman being
appointed to the public safety committee and voting when his son
is a borough policeman.
Facts: You have recently been elected as councilman to the
Baden Borough Council and during the reorganizational meeting the
president of council appointed you to the public safety
committee, hereinafter committee. After noting that you
contacted the Commission and were requested to submit an advisory
request, you express concern because your son is a member of the
Baden Police Department and hence would like advice as to whether
you may serve on the committee. In addition, you inquire as to
your voting rights regarding the police department and your son
as a policeman. Finally, you inquire as to what concerns or
considerations should be applicable to your voting as a member of
council and on the committee. You suggest that this issue has
been addressed on other occasions. Although you indicate the
problem could be solved by declining membership on the committee,
the matter has become a personal one to you in being able to
apply personal judgments to problems of government. You believe
that you and other officials should be able to apply principles
of government and application of codes as council members even
though you would have a son as a policeman in the borough.
Discussion: As a Councilmember for Baden Borough, you are a
"public official" as that term is defined under the Ethics Law,
and hence you are subject to the provisions of that law.
Mr. Samuel Gagliardi
Page 2
Section 3(a) of the Ethics Law provides:
Section 3. Restricted Activities.
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined in the Ethics Law as
follows:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself, a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
or his immediate family or a business with
which he or a member of his immediate family
is associated.
"Authority of office- or employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities .
unique to a particular public office or
position of public employment.
"Immediate family." A parent, spouse,
child, brother or sister.
In addition, Sections 3(b) and 3(c) of the Ethics Law
provide in part that no person shall offer to a public
official /employee anything of monetary value and no public
official /employee shall solicit or accept any thing of monetary
value based upon the understanding that the vote, official
action, or judgement of the public official /employee would be
Mr. Samuel Gagliardi
Page 3
influenced thereby. Reference is made to these provisions of the
law not to imply that there has or will be any transgression
thereof but merely to provide a complete response to the question
presented.
Initially, the Ethics Law would not prohibit you from
serving on the committee simply because your son is a policeman
in the borough. However, since the term "immediate family" is
defined to include a parent, spouse, child, brother or sister and
since your son is in the familial relationship delineated above,
Section 3(a) of the Ethics Law would otherwise prohibit you from
advancing your individual interests, such as voting to appoint
your son to a particular job, voting on his promotion, or taking
action which is individual to your son that is separate and apart
from the class or subclass of all policemen in the borough.
However, a conflict would not exist if your son would be affected
to the same degree as a class consisting of the general public or
a subclass consisting of an industry, occupation or other group
which includes the public official or public employee, a member
of his immediate family or a business with which he or a member
of his immediate family is associated. Therefore since your son
would be policemen of Baden Borough who would be in a class /sub-
class, Section 3(a) of the Ethics Law would not restrict such
activity on your part provided your son is in a class /sub -class
consisting of more than one person and provided your son is
affected to the exact same degree as all other members
(policemen) of the class /sub - class. Davis, Opinion 89 -012.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Law has not been considered in that they do
not involve an interpretation of the Ethics Law. Specifically
not addressed in this advice is the applicability of the Borough
Code.
Conclusion: As Councilmen of Baden Borough, you are a public
official subject to the provisions of the Ethics Law. Section
3(a) of the Ethics Law would otherwise prohibit you from voting
or participating as to any action that would individually affect
your son who is a member of your immediate family as that term is
defined under the Ethics Law; however, you would not be precluded
from voting or participating for your son provided he is -in a
class /sub -class consisting of more than one person and provided
he is affected to the exact same degree as all other members of
the class /sub- class. The Ethics Law would not prohibit you from
serving on the Public Safety Committee. Lastly, the propriety of
the proposed conduct has only been addressed under the Ethics
Law.
Mr. Samuel Gagliardi
Page 4
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
This letter is a public record and will be made available as
such.
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code §2.12.
S'ncerely,
Vincent J.\.Dopko,
Chief Counsel