HomeMy WebLinkAbout89-595 QuinnMr. John E. Quinn
R.R. #1, Box 96
Fisher Lane
Milford, PA 18337
Dear Mr. Quinn:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
December 20, 1989
89 - 595
Re: Conflict, Township Supervisor, Planning Commission,
Employment of Supervisor's Daughter as Planning
Commission Secretary and Office Clerk.
This responds to your letter of November 9, 1989, in
which you requested advice from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law
imposes any prohibition or restrictions upon a second class
township supervisor regarding the employment of his daughter
as a planning commission secretary and office clerk.
Facts: As the Board of Supervisors of Dingman Township, you
jointly request an opinion regarding the hiring of one of
your supervisor's daughter in the capacity of the secretary
to the planning commission and office clerk. The position is
part -time in nature consisting of a two day work week plus
two evenings per month. Although you have advertised for the
position, there have been no responses. Because the position
is vital to the township, you wish to fill the vacancy as
soon as possible but wish to act in an appropriate manner.
You request advice as to the propriety of such employment.
Discussion: As Supervisors for Dingman Township, you are
"public officials" as that term is defined in the Ethics Law
and hence are subject to the provisions of the Ethics Law.
65 P.S. 5402; 51 Pa. Code S1.1.
Section 3(a) of the Ethics Act provides:
Section 3. Restrictgd Activities.
Mr. John E. Quinn
Page 2
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined under the Ethics Law:
Section 2. Definitions.
"Conflict or conflict of interest."
Use by a public official or public
employee of the authority of his office
or employment or any confidential
information received through his holding
public office or employment for the
private pecuniary benefit of himself, a
member of his immediate family or a
business with which he or a member of his
immediate family is associated.
"Conflict" or "conflict of interest" does
not include an action having a de minimis
economic impact or which affects to the
same degree a class consisting of the
general public or a subclass consisting
of an industry, occupation or other group
which includes the public official or
public employee, a member or his
immediate family or a business with
which he or a member of his immediate
family is associated.
"Authority of office or employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and
responsibilities unique to a particular
public office or position of public
employment.
"Immediate family." A parent,
spouse, child, brother or sister.
In addition, Sections 3(b) and 3(c) of the Ethics Law
provide in part that no person shall offer to a public
official /employee anything of monetary value and no public
official /employee shall solicit or accept any thing of
monetary value based upon the understanding that
official /employee would be influenced thereby.
Mr. John E. Quinn
Page 3
In applying the provisions of Section 3(a) to the
instant matter, it is noted that the individual who is
considered for the position of planning commission secretary
and office clerk is a daughter of one of the supervisors.
Since a daughter is included within the statutory definition
of immediate family, the supervisor who is the father of the
candidate for the position of commission secretary and office
clerk would have a conflict in participating or voting as to
her employment. Accordingly, that supervisor could not vote
or participate in the appointment of his daughter to the
position of planning commission secretary and office clerk.
Further, Section 3(j) of the Ethics Law would require him to
publically announce and disclose the nature of his interest
as a matter of public record in a written memorandum filed
with the secretary recording the minutes of the meeting.
Although the Ethics Law does not impose any prohibition
upon the employment of one of the supervisor's daughter as
the planning commission secretary or office clerk, that
supervisor could not use the authority of office to obtain a
private pecuniary benefit for himself or his daughter under
Section 3(a) of the Ethics Law. For that reason, it is
necessary for him to abstain and comply with the conflict
disclosure requirements of Section 3(j) outlined above.
Further, in the event that the supervisors daughter is hired,
he could not vote or participate on matters involving his
daughter such as the setting of her salary, the evaluation of
her performance, or any personal or financial matters
involving his daughter. In such circumstances, he would also
have to observe the conflict disclosure requirements of
Section 3(j) of the Ethics Law outlined above.
Lastly, the propriety of the proposed conduct has only
been addressed under the Ethics Law; the applicability of any
other statute, code, ordinance, regulation or other code of
conduct other than the Ethics Law has not been considered in
that they do not involve an interpretation of the Ethics Law.
Conclusion: The Supervisors of Dingman Township are public
officials subject to the provisions of the Ethics Law.
Although Section 3(a) of the Ethics Law would not prohibit
the daughter of a supervisor from being employed as planning
commission secretary and office clerk, the supervisor who is
the father could not use the authority of office to obtain a
private pecuniary benefit for himself or his daughter and
hence could not participate or vote as to her appointment nor
could he vote or participate on any personal or financial
matter concerning his daughter in the event that she is hired
Mr. John E. Quinn
Page 4
for that position. Section 3(j) of the Ethics Law would
require that particular supervisor to publically announce his
conflict and disclose his interest in a written a memorandum
filed with the secretary recording the minutes. Lastly, the
propriety of the proposed conduct has only been addressed
under the Ethics Law.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other
civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the
acts complained of in reliance on the Advice given.
This letter is a public record and will be made
available as such.
Finally, if you disagree with this Advice or if you have
any reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before
the Commission will be scheduled and a formal Opinion from
the Commission will be issued. Any such appeal must be in
writing and must be received at the Commission within 15 days
of the date of this Advice pursuant to 51 Pa. Code §2.12.
Sincerely,
Vincent 7. Dopko,
Chief Counsel