HomeMy WebLinkAbout89-590 CassedayMs. Ruby D. Casseday
R.D. #1, Box 266
Greensboro, PA 15338
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 1 71 08 -1 470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
November 30, 1989
89 -590
Re: Simultaneous Service, Supervisor and Roadmaster, Immediate
Family, Spouse.
Dear Ms. Casseday:
This responds to your letter of October 14, 1989, in which
you requested advice from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law
imposes any prohibition or restrictions upon a Second Class
Township Supervisor from also serving or being employed as a
Roadmaster.
Facts: You, your husband Blaine Casseday and Calvin Clark are
the supervisors for a three member board in Greene Township. You
have been appointed roadmaster by a motion made by your husband
and seconded by yourself. The third supervisor Mr. Clark
expressed concern about such action because of your relationship
as husband and wife. Mr. Hook has indicated that a conflict may
exist because of your marital relationship and that Mr. Clark
would be in charge of job of running the township. You therefore
seek the advice of the Ethics Commission so as to resolve this
issue.
Discussion: As a supervisor for Greene Township, you are a
"public official" as that term is defined in the Ethics Law and
hence you are subject to the provisions of the Ethics Law. 65
P.S. 5402; 51 Pa. Code §1.1.
Section 3(a) of the Ethics Act provides:
Section 3. Restricted Activities.
(a) No public official or public
Page_,2
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined under the Ethics Law:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself, a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
or his immediate family or a business with
which he or a member of his immediate family
is associated.
"Authority of office or employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities
unique to a particular public office or
position of public employment.
"Immediate family." A parent, spouse,
child, brother or sister.
In addition, Sections 3(b) and 3(c) of the Ethics Law
provide in part that no person shall offer to a public
official /employee anything of monetary value and no public
official /employee shall solicit or accept any thing of monetary
value based upon the understanding that official /employee would
be influenced thereby.
In applying the above provisions of the Ethics Law to the
question of simultaneous service, there does not appear to be any
real possibility of a private pecuniary benefit or inherent
conflict arising if you were to serve both as a public
official /employee and as roadmaster. Basically, the Ethics Law
does not state that it is inherently incompatible for a public
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official /employee to serve or be employed as roadmaster. The
main prohibition under the Ethics Law and Opinions of the Ethics
Commission is that one may not serve the interests of two
persons, groups, or entities whose interests may be adverse. See
Smith Opinion, 89 -010. In the situation outlined above, you
would not be serving entities with interests which are adverse to
each other.
We also must make reference to the Second Class Township
Code. Although the Ethics Commission does not have jurisdiction
to interpret that code, we may reference it or other laws, when
necessary, to the extent that such laws impact upon the Ethics
Law. In this case, the Second Class Township Code does have a
provision dealing with the voting for the appointment of a
supervisor as roadmaster in townships which have a three member
board. In particular, Section 514 provides in part:
This section shall not prohibit the township
supervisors from being employed as
superintendents or roadmasters, or as
laborers, if physically able to work on and
maintain the roads. With regard to boards of
supervisors which are designated as three -
member boards, any supervisor who is to be
considered by such a board for a position as
a compensated employe of the township, as
authorized by this section, shall not be
excluded from voting on the issue of such
appointment; such action by a supervisor
shall be deemed to be within the scope of
authority as a supervisor and shall not be
deemed to constitute an illegal or an
improper conflict of interest. In such cases
they shall not employ a superintendent or
roadmasters and their compensation shall be
fixed as hereinafter provided. 53 P.S.
S65514.
Therefore, based upon the above analysis, Section 3(a) of
the Ethics Law would not prohibit you from voting or
participating on your appointment as roadmaster. And hence you
would not have a conflict in terms of continuing to act as a
supervisor relative to board action in "running the township."
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Act has not been considered in that they
do not involve an interpretation of the Ethics Act.
Page '4
such.
Conclusion: As a supervisor for Greene Township, you are a
"public official" subject to the provisions of the Ethics Law.
As a public official /employee, you may, consistent with Section
3(a) of the Ethics Law, simultaneously serve in the positions of
supervisor and roadmaster. Lastly, the propriety of the proposed
course of conduct has only been addressed under the Ethics Act.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
This letter is a public record and will be made available as
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code 52.12.
Sincerely,
Vincent . Dopko,
Chief Counsel