HomeMy WebLinkAbout85-546 KlineMs. Miriam M. Kline
Hamburg Area School District
Windsor Street
Hamburg, PA 19526 -0401
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
May 22, 1985
ADVICE OF COUNSEL
Re: Simultaneous Service, School Board Secretary, Township
Secretary- Treasurer
Dear Ms. Kline:
85 -546
This responds to your letter of April 30, 1985 wherein you requested the
advice of the State Ethics Commission.
Issue: Whether a township secretary- treasurer may simultaneously serve as the
secretary for a board of school directors.
Facts: You have indicated that for the past fourteen years you have been
serving as the appointed part -time Secretary- Treasurer of Perry Township.
Your husband is a township supervisor for the township. You have also been
employed as a full -time office secretary in the Hamburg Area School District.
Recently the position of School Board Secretary has been offered to you. You
ask whether there would be any prohibition or conflict of interest if you were
to simultaneously serve in these positions.
The duties of the School Board Secretary are set forth in the Public
School Code. 24 P.S. §4 -433: Generally, these duties include record keeping
and reporting functions on behalf of the board. Additionally, the secretary
has general supervision of the business affairs of the school district subject
to the direction of the directors. The secretary also is responsible for the
proper accounting of taxes and the preparation of orders for the payment of
bills as approved by the board.
The duties of the township treasurer in a township of the second class
are set forth in the Second Class Township Code as are the duties of the
township secretary. As treasurer, you are responsible for receiving all
monies due the township, as well as the deposit and accounting thereof. 53
P.S. §65532. The secretary serves as clerk to the Board of Supervisors and
keeps the books, accounts and records for the board. 53 P.S. §65540.
Ms. Miriam M. Kline
May 22, 1985
Page 2
Discussion: Initially, it must be noted that the Ethics Commission may only
address the issue presented herein under the State Ethics Act. 65 P.S. §401
et. seq. The Commission will not review this matter under the provisions of
any other statute, code or rule or regulation.
For the purpose of this advice we will assume that you are a public
employee as that term is defined in the State Ethics Act and, therefore,
subject to the requirements thereof.
Generally, the State Ethics Act does not per se prohibit an individual
from holding two governmental positions as long as such simultaneous service
in not conflicting.
The Ethics Act provides that:
Section 3. Restricted activities.
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Within the provisions set forth above, you may not use either position to
obtain any financial gain for yourself or a member of your family. Likewise,
you may not use any confidential information obtained in either your position
with the township or the School Board for similar purposes.
Thus, for example, you may not, in your position with the board take any
action that may benefit you in your position of employment as an office
secretary.
In addition to the foregoing, the Commission may also address other areas
of possible conflict. 65 P.S. §403(d). Such a conflict of interest will
develop when an individual serves the interest of one or more persons or
entities that are adverse. Alfano, 80 -007. Therefore, to avoid any such
conflict, you should not participate in any matter as an officer of the school
board or township that will affect either you as an employee, or your spouse
as an official of the township. See Kline, 82 -518; Fields, 84 -594. In this
respect, we also note that in the event that the board of school directors and
the board of township supervisors must deal with each other in relation to any
specific matter, you should refrain from participation in relation to such
matter. In this way, you would avoid even the appearance of a conflict.
Ms. Miriam M. Kline
May 22, 1985
Page 3
Finally, we note that you indicate that your spouse is a township
supervisor in the township where you serve as secretary- treasurer.
We note for the purpose of completeness that as a township supervisor
your spouse is a public official within the purview of the State Ethics Act.
Sowers, 80 -050.
He may not, therefore, participate in any matter relating to your
appointment to the position of township secretary- treasurer or regarding the
compensation to be paid for your services in such position. Such
participation would violate the aforementioned provisions of Section 3(a) of
the Act. Leete, 82 -005.
Conclusion: The Ethics Act places no per se prohibition upon the activity
proposed. Your conduct, however, must conform to the provisions of the Ethics
Act as set forth above.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
JJC /sfb
John J. 'no
General Counsel