HomeMy WebLinkAbout84-564 DubsMs. S. Gail Dubs
EHS Representative
Division of Emergency Health Services
Room 1033 Health & Welfare Bldg.
Harrisburg, PA 17120
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PA 17120
TELEPHONE: (717) 783 -1610
May 11, 1984
ADVICE OF COUNSEL
84 -564
RE: EHS Representative II; River Rescue EMT; Board of Directors; Conflict of
Interest; Section 3(a)
Dear Ms. Dubs:
This responds to your letter of April 3, 1984, in which you requested
advice from the State Ethics Commission.
Issue: You ask whether you, an Emergency Health Services Representative II
with the Pennsylvania Department of Health, may serve on the Board of
Directors of Harrisburg River Rescue without encountering any conflict of
interest.
Facts: You are employed by the Pennsylvania Department of Health, Division of
Emergency Health Services (the Division), as an Emergency Health Services
Representative II, hereinafter EHS. According to your job description, some
of your duties include development of new training sites, evaluation and
revision of existing training programs, preparation of public information
pamphlets and brochures, and coordination of the Emergency Medical Technician
(EMT) registry program. You also represent the Division of Emergency Health
Services at the Regional and County EHS Councils' manpower meetings, at
meetings of the Pennsylvania EHS Council Para - Professional Committee, at the
Atlantic EMS (Emergency Medical Services) Testing Committee, and at the
National Council of State EMS Training Coordinators meetings. Further, you
develop and staff exhibits at conferences for the general public, ambulance
personnel, physicians, nurses, and other public and governmental personnel,
and you give presentations on emergency medical services to service
organizations, ambulance associations, etc.
Presumably, included among these associations is the Harrisburg River
Rescue (HRR), to which organization you have volunteered your services as an
Emergency Medical Technician (EMT) for nearly four years. You were recently
asked by members of HRR to fill an unexpired term on the Board of Directors.
Ms. S. Gail Dubs
May 11, 1984
Page 2
You are concerned that such simultaneous activity might constitute a conflict
of interest with your public employment and you have therefore requested
advice from the State Ethics Commission.
Discussion: As an EHS Representative II with the Department of Health, you
are generally subject to the requirements of the Ethics Act, 65 P.S. Section
401 et seq. Essentially, the Ethics Act precludes any activities or
employment which would constitute a conflict of interest with your public
employment. The Ethics Commission has defined "conflict of interest" as
existing where an individual represents two or more persons whose interests
are adverse to each other. See Alfano, 80 -007. In your situation, it does
not appear that the interests of the Pennsylvania Department of Health,
Division of Emergency Health Services and the Harrisburg River Rescue are
adverse to one another. Specifically, the energies of both organizations are
directed toward provision of emergency health services. Accordingly, serving
as an EHS Representative II concurrently with serving on the Board of
Directors of the HRR would not constitute a conflict of interest under the
Ethics Act per se.
You should, however, be aware of some of the restrictions applicable to
you under the Act. Section 403(a) of the Ethics Act provides that no public
employee may use his public office or any confidential information received
therefrom to obtain financial gain for himself, his family, or a business with
which he is associated. HRR as (we assume) a non - profit corporation would not
be a "business" with which you are "associated" by virtue of your sitting on
the Board of Directors. See definitions, Section 402. Thus, Section 3(a) of
the Ethics Act may not be technically applicable. However, even where a
non - profit corporation is involved, the Commission has said that one must
observe the requirements of Section 1 of the Ethics Act. See Grove, 83 -013.
Thus,as an EHS Representative II you would be required to abstain from any
decision- making process regarding HRR concerning funding or certification for
the organization or its members. You should not use your public post to give
HRR preference in treatment, training, etc. and in fact should abstain from
any decisions which would have this effect or impact.
In addition, Section 3(b) states that no person shall give a public
employee, and no public employee shall solicit or accept, anything of value on
the understanding that the employee's official actions would be influenced
thereby. Under this provision, HRR could not offer to you, and you could not
accept, anything of value, including a seat on the Board of Directors if it
were offered in return for favorable official action in your capacity as an
EHS Representative II. Please note that these provisions and restrictions are
cited not to indicate any violations of the Ethics Act in the situation you
describe, but to serve as a point of reference and guide for conduct, in
general.
Ms. S. Gail Dubs
May 11, 1984
Page 3
Conclusion: So long as you adhere to the guidelines discussed above, no
inherent conflict, or appearance of a conflict with the public trust will
exist if you serve as a member of the HRR Board of Directors simultaneously
with your holding public employment as an EHS Representative II with the
Pennsylvania Department of Health, Division of Emergency Health Services.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason
to challenge same, you may request that the full Commission review this
Advice. A personal appearance before the full Commission will be scheduled
and a formal Opinion from the Commission will be issued. Any such appeal must
be made, in writing, to the Commission within 15 days of service of this
Advice pursuant to 51 Pa. Code 2.12.
SSC /na
Sincerely,
cc: Arnold H. Muller, Secretary, Health
Allan Brown, Director of Personnel, Health
Sandra S. Chris % anson
General Counse