HomeMy WebLinkAbout2st Qtr 2016
INDEX
State Ethics Commission
Quarterly Rulings for Second Quarter 2016
ADVICES (Ethics):
16-522 (Pimental,Jr.): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose restrictions upon employment of a
Criminal Tax Investigator Supervisor following
termination of employment with the Pennsylvania
Department of Revenue.
16-523: Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose prohibitions or restrictions upon a
borough council member, who in a private capacity is
employed with a local A in the position of B, with
regard to participating in \[type of decisions\] including
matters pertaining to C(s) for borough Ds, where the
local A would be among the businesses under
consideration for appointment as a borough C.
16-524 (Hait): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would require an individual serving as a member of a
borough zoning hearing board to resign from the
borough zoning hearing board if he would take a part-
time position with a firm owned by another member of
the borough zoning hearing board.
16-525 (Stover): Re: Whether, as a Clerk Typist 2 for the
Pennsylvania Liquor Control Board (“PLCB”), you
would be considered a “public employee” subject to
the Public Official and Employee Ethics Act (“Ethics
Act”), 65 Pa.C.S. § 1101 et seq., and the Regulations
of the State Ethics Commission, 51 Pa. Code § 11.1
et seq., such that upon termination of your
employment with the PLCB, the restrictions of Section
1103(g) of the Ethics Act would be applicable to you.
16-526 (Chipka): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose prohibitions or restrictions upon an
individual serving as a member and president of a
borough council with regard to simultaneously serving
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as: (1) a driver for the Pennsylvania Department of
Transportation (“PennDOT”); or (2) a Police
Communications Officer for the Pennsylvania State
Police.
16-527: Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose prohibitions or restrictions upon a
township supervisor with regard to participating in
discussions, votes, or other actions of the township
board of supervisors pertaining to matters involving a
company (“Company 1”) that is developing a \[type of
facility\] in the township, where: (1) in a private
capacity, the township supervisor is employed as an
A with a B (“Company 2”) that is performing work for
Company 1 in relation to the aforesaid facility; and (2)
the township supervisor’s C is employed as a D with
Company 1.
16-528 (Louder): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose prohibitions or restrictions upon a
township council member, whose husband is
employed as a patrolman with the township police
department, with regard to: (1) voting on obtaining
new equipment for the township police department;
(2) participating in negotiations or votes on labor
contracts pertaining to the township’s non-uniform
employees; or (3) participating in negotiations or
votes on labor contracts pertaining to the township
police department.
16-529 (Melan): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose prohibitions or restrictions upon an
individual serving as a city council member with
regard to making a recommendation to the city mayor
that a member of the individual’s family be appointed
to a city authority, board, or commission.
16-530: Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose restrictions upon employment of an A
following termination of employment with
Commonwealth Department B.
16-531 (Parikh, P.E.): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
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would impose restrictions upon employment of a
Senior Civil Engineer Manager following termination
of employment with the Pennsylvania Department of
Transportation (“PennDOT”).
16-532 (Swartz): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose prohibitions or restrictions upon a
constable who receives payment from a county for
constable work performed as an independent
contractor with regard to simultaneously serving as a
full-time employee of the county.
16-533 (Bolla, Esquire): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose prohibitions or restrictions upon a
borough tax collector with regard to simultaneously
serving as the borough secretary.
16-534: Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose restrictions upon employment of the A
of Office B within Commonwealth Department C
following termination of Commonwealth employment.
16-535 (Loperfito): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose prohibitions or restrictions upon a
member and secretary of a municipal authority board,
who in a private capacity is part owner of a company
that sells paper and janitorial supplies, safety apparel,
and other products, with regard to participating in
votes or other actions of the municipal authority board
pertaining to matters involving customers of the
company.
16-536 (McCabe): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose prohibitions or restrictions upon an
individual serving as a member of a municipal
authority board with regard to participating in
deliberations or votes of the municipal authority board
pertaining to changing an existing policy requiring the
installation of grease interceptors for restaurant or
food preparation facilities located on properties
served by the municipal authority sewer system,
where: (1) a member of the individual’s immediate
family purchased—through a corporate entity—a
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Subway sandwich shop franchise to be operated in a
building owned by the individual and his wife; (2) the
building is located on property served by the
municipal authority sewer system; and (3) the existing
policy would require that a grease interceptor be
installed for the Subway sandwich shop.
16-537 (Hacker): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose restrictions upon employment of a
Deputy Chief Information Security Officer for the
Office for Information Technology within the
Governor’s Office of Administration following
termination of Commonwealth employment.
16-538 (Repak): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would permit an individual who has been and may
currently be involved in a lawsuit against the Irvona
Municipal Authority (“Authority”) to be appointed to a
non-compensated position as an Authority Board
Member by Council for Irvona Borough (“Borough”);
and whether the Ethics Act would impose prohibitions
or restrictions upon four Borough Council Members
with regard to voting to appoint the individual to the
Authority Board, where: (1) the mother of one of the
Council Members is employed with the Authority; (2)
the son of one of the Council Members is an Authority
Board Member; (3) one of the Council Members is an
Authority Board Member; and (4) one of the Council
Members is directly related to the potential appointee.
16-539 (Siegel): Re: Whether, as a Policy Analyst for the
Philadelphia Industrial Development Corporation/City
of Philadelphia Department of Commerce (“PIDC/City
Department of Commerce”), you would be considered
a “public employee” subject to the Public Official and
Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101
et seq., and the Regulations of the State Ethics
Commission, 51 Pa. Code § 11.1 et seq., such that
upon termination of your employment with the
PIDC/City Department of Commerce, the restrictions
of Section 1103(g) of the Ethics Act would be
applicable to you.
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OPIONIONS (Ethics):
16-003: Re: Whether, pursuant to the Public Official and
Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101
et seq., certain employees of the A would be required
to report on their respective Statements of Financial
Interests filed pursuant to the Ethics Act various gifts,
transportation, lodging and/or hospitality received
from or through registered lobbyists with whom they
have personal romantic relationships.
ORDERS (Ethics):
1689 (Brown): Re: This is a final adjudication of the State Ethics
Commission
1690 (Boyer): Re: This is a final adjudication of the State Ethics
Commission
1691 (Cocchi): Re: This is a final adjudication of the State Ethics
Commission
1692 (Vaughn): Re: This is a final adjudication of the State Ethics
Commission
ORDERS (SFI):
462-S (Schuler): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
463-S (Eggert): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
464-S (Hankerson): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
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465-S (Grubbs): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
466-S (Slagle): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
467-S (Bauman): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
468-S (Sheppard): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
469-S (Golden): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
470-S (Kimbrough): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
471-S (Oakley): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
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472-S (Miller): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
473-S (Swalm): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
474-S (Kreidler): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
475-S (Ritter): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
476-S (Zappone): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
477-S (Zimmerman): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
478-S (Schott): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
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479-S (Halstead): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
480-S (Blackshear): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
481-S (Riley): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
482-S (Grubbs): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
483-S (Smalls): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
484-S (Mohrey): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
485-S (Fuller): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
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486-S (McClinton): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
487-S (Page): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
488-S (Bowser): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
489-S (Powell): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
490-S (Shaikh): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of Statement(s) of Financial Interests
required to be filed pursuant to Sections 1104 and
1105 of the Public Official and Employee Ethics Act
("Ethics Act"), 65 Pa.C.S. § 1101 et seq.
ORDERS (Lobbying):
2-L (Unified Sport. PA): Re: This is a final adjudication of the State Ethics
Commission.
111-SL (PAT Assoc.): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of registration statement(s) and/or expense
report(s) required to be filed pursuant to
Pennsylvania’s lobbying disclosure law, 65 Pa.C.S. §
13A01 et seq., hereinafter referred to as the
“Lobbying Disclosure Law.”
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112-SL (PCCSA): Re: This is a final adjudication of the State Ethics
Commission as to the alleged delinquency and/or
deficiency of registration statement(s) and/or expense
report(s) required to be filed pursuant to
Pennsylvania’s lobbying disclosure law, 65 Pa.C.S. §
13A01 et seq., hereinafter referred to as the
“Lobbying Disclosure Law.”
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