HomeMy WebLinkAbout493-S ReisingerIn Re: Kristen Reisinger, File Docket: 15 -002 -P
Respondent X -ref: Order No. 493 -S
Date Decided: 6/23/16
Date Mailed: 7/8/16
Before: Nicholas A. Colafella, Chair
Mark R. Corrigan, Vice Chair
Roger Nick
Kathryn Streeter Lewis
Maria Feeley
Melanie DePalma
This is a final adjudication of the State Ethics Commission as to the alleged
delinquency and /or deficiency of Statement(s) of Financial Interests required to be filed
pursuant to Sections 1104 and 1105 of the Public Official and Employee Ethics Act
( "Ethics Act "), 65 Pa.C.S. § 1101 et seg.
The Investigative Division initiated these proceedings by filing with the State Ethics
Commission and serving upon Respondent a Petition for Civil Penalties. An Order to
Show Cause was issued to Respondent. A Stipulation of Findings and a Consent
Agreement were subsequently submitted by the parties to the Commission for
consideration. The Stipulated Findings are set forth as the Findings in this Order. The
Consent Agreement has been approved.
I. FINDINGS:
1. Respondent Kristen Reisinger ( "Respondent ") is an adult individual who resides
and /or receives mail at [address redacted].
2. At all times relevant to these proceedings, Respondent has been a Hearing
Examiner with the Pennsylvania Department of Corrections, and as such,
Respondent has at all times relevant to these proceedings been a "public
employee" as defined in Section 1102 of the Ethics Act, 65 Pa.C.S. § 1102.
3. Respondent, as a public employee, is subject to the Statement of Financial
Interests filing provisions of the Ethics Act.
4. Respondent failed to timely provide full financial disclosure as required by the
Ethics Act. Respondent failed to timely file a Statement of Financial Interests for
calendar year 2013, which [Statement of Financial Interests was to be filed] by May
1, 2014. Respondent has therefore violated Sections 1104 and 1105 of the Ethics
Act, 65 Pa.C.S. §§ 1104, 1105.
5. By Notice Letter dated September 8, 2014, Respondent was served with Notice in
accordance with Section 1107(5) of the Ethics Act of the specific allegations against
Respondent concerning the above transgression. Said Notice Letter provided
Respondent an opportunity to avoid the institution of these civil penalty proceedings
by filing an accurate and complete Statement of Financial Interests for calendar
year 2013 within twenty (20) days of the date of the Notice Letter. Respondent has
failed and /or otherwise refused to file a Statement of Financial Interests for
Reisin 115 -002 -P
Page 2
calendar year 2013 so as to comply with the specific requirements of the Ethics Act.
By Notice Letter dated November 6, 2014, Respondent was served with Notice in
accordance with Section 1107(5) of the Ethics Act of the specific allegations against
Respondent concerning the above transgression. Said Notice Letter provided
Respondent an opportunity to avoid the institution of civil penalty proceedings by
filing an accurate and complete Statement of Financial Interests for calendar year
2013 so as to comply with the specific requirements of the Ethics Act.
Respondent failed to file her Statement of Financial Interests for calendar year
2013 by the deadlines set forth in the Notice Letters.
II. DISCUSSION:
As a Hearing Examiner for the Pennsylvania Department of Corrections
( "Department of Corrections "), Kristen Reisinger ( "Reisinger ") was at all times relevant to
these proceedings a "public employee" subject to the provisions of the Public Official and
Employee Ethics Act ( "Ethics Act "), 65 Pa.C.S. § 1101 et seg.
Pursuant to Section 1104(a) of the Ethics Act, Reisinger was specifically required to
file a Statement of Financial Interests for calendar year 2013 with the Department of
Corrections on or before May 1, 2014. Section 1104(a) provides:
§ 1104. Statement of financial interests required to be filed
(a) Public official or public employee. - -Each public official of the
Commonwealth shall file a statement of financial interests for the preceding
calendar year with the commission no later than May 1 of each year that he
holds such a position and of the year after he leaves such a position. Each
public employee and public official of the Commonwealth shall file a
statement of financial interests for the preceding calendar year with the
department, agency, body or bureau in which he is employed or to which he
is appointed or elected no later than May 1 of each year that he holds such a
position and of the year after he leaves such a position. Any other public
employee or public official shall file a statement of financial interests with the
governing authority of the political subdivision by which he is employed or
within which he is appointed or elected no later than May 1 of each year that
he holds such a position and of the year after he leaves such a position.
Persons who are full -time or part -time solicitors for political subdivisions are
required to file under this section.
65 Pa.C.S. § 1104(a).
The complete financial disclosure which Reisinger as a Hearing Examiner for the
Department of Corrections was required to provide in the Statement of Financial Interests
form is statutorily mandated in detail at Section 1105 of the Ethics Act, 65 Pa.C.S. § 1105.
Section 1109(f) of the Ethics Act provides as follows:
§ 1109. Penalties
(f) Civil penalty. -- In addition to any other civil remedy or criminal
penalty provided for in this chapter, the commission may, after notice has
been served in accordance with section 1107(5) (relating to powers and
duties of commission) and upon a majority vote of its members, levy a civil
penalty upon any person subject to this chapter who fails to file a statement
Reisin e�r, 15 -002 -P
Page 3
of financial interests in a timely manner or who files a deficient statement of
financial interests, at a rate of not more than $25 for each day such
statement remains delinquent or deficient. The maximum penalty payable
under this paragraph is $250.
65 Pa.C.S. § 1109(f).
An application of Section 1109(f) to this case establishes that this Commission has
the discretion to levy a maximum civil penalty against Reisinger for the delinquent
Statement of Financial Interests for calendar year 2013.
The prerequisite service of a Notice letter in accordance with Section 1107(5) was
satisfied. Reisinger did not remedy the failure to comply with the Ethics Act although given
more than the usual grace period following Notice in which to do so.
The Investigative Division then instituted formal proceedings against Reisinger by
filing with this Commission and serving upon her a Petition for Civil Penalties. The
Commission Chair issued an Order to Show Cause, ordering Reisingerto show cause why
a civil penalty should not be levied against her. The parties then filed a Stipulation of
Findings and Consent Agreement.
The parties propose that this case be resolved by: (1) this Commission finding that
Reisinger failed to timely file her Statement of Financial Interests for the 2013 calendar
year in compliance with Section 1104(a) of the Ethics Act; and (2) Reisinger making
payment of a civil penalty in the amount of $250.00 in settlement of this matter, payable to
the Commonwealth of Pennsylvania and forwarded to this Commission upon execution of
the Consent Agreement.
We believe that the Consent Agreement sets forth a proper disposition forthis case,
based upon our review of the totality of the facts and circumstances. Accordingly, we
approve the Consent Agreement that has been submitted by the parties.
We hereby find that Reisinger, as a Hearing Examiner for the Department of
Corrections, failed to timely file her Statement of Financial Interests for the 2013 calendar
year in compliance with Section 1104(a) of the Ethics Act, 65 Pa.C.S. § 1104(a).
Per the Consent Agreement of the parties, we hereby levy one civil penalty against
Reisinger in the total amount of $250.00 for Reisinger's delinquent Statement of Financial
Interests for calendar year 2013.
Reisinger shall be ordered to make payment of the aforesaid civil penalty in the total
amount of $250.00 by no later than the thirtieth (30th ) day after the mailing date of this
adjudication and Order, by forwarding to this Commission a check in the amount of
$250.00 made payable to the Commonwealth of Pennsylvania, for deposit in the State
Treasury.
Reisinger shall be ordered to file a complete and accurate Statement of Financial
Interests for calendar year 2013 with the Department of Corrections by no later than the
thirtieth (30th) day after the mailing date of this adjudication and Order, with one copy
forwarded to this Commission for compliance verification purposes.
III. CONCLUSIONS OF LAW:
1. As a Hearing Examiner for the Pennsylvania Department of Corrections, Kristen
Reisinger ( "Reisinger ") was at all times relevant to these proceedings a "public
employee" subject to the provisions of the Public Official and Employee Ethics Act
( "Ethics Act ") , 65 Pa.C.S. § 1101 et seg.
Rei�sin e�r, 15 -002 -P
Page 4
2. Reisinger, as a Hearing Examiner for the Pennsylvania Department of Corrections,
failed to timely file her Statement of Financial Interests for the 2013 calendar year in
compliance with Section 1104(a) of the Ethics Act, 65 Pa.C.S. § 1104(a).
3. Notice of the delinquency of Reisinger's Statement of Financial Interests for
calendar year 2013 was previously served upon her in accordance with Section
1107(5) of the Ethics Act, 65 Pa.C.S. § 1107(5).
4. Based upon the totality of the circumstances in this case, a civil penalty in the total
amount of $250.00 is warranted.
In Re: Kristen Reisinger, File Docket: 15 -002 -P
Respondent Date Decided: 6/23/16
Date Mailed: 7/8/16
ORDER NO. 493 -S
1. Kristen Reisinger ( "Reisinger "), as a Hearing Examiner for the Pennsylvania
Department of Corrections, failed to timely file her Statement of Financial Interests
for the 2013 calendar year in compliance with Section 1104(a) of the Public Official
and Employee Ethics Act, 65 Pa.C.S. § 1104(a).
2. Per the Consent Agreement of the parties, we hereby levy one civil penalty against
Reisinger in the total amount of $250.00 for Reisinger's delinquent Statement of
Financial Interests for calendar year 2013.
3. Reisinger is ordered to make payment of the aforesaid civil penalty in the total
amount of $250.00 by no later than the thirtieth (30t ) day after the mailing date of
this Order, by forwarding to this Commission a check in the amount of $250.00
made payable to the Commonwealth of Pennsylvania, for deposit in the State
Treasury.
4. Reisinger is ordered to file a complete and accurate Statement of Financial
Interests for calendar year 2013 with the Pennsylvania Department of Corrections
by no later than the thirtieth (30th) day after the mailing date of this Order, with one
copy forwarded to the State Ethics Commission for compliance verification
purposes.
5. Failure to comply with Paragraph 3 or 4 of this Orderwill result in the initiation of an
appropriate enforcement action.
BY THE COMMISSION,
Nicholas A. Colafella, Chair