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HomeMy WebLinkAbout1651 Pickron In Re: NeSheena Pickron, : File Docket: 13-017 Respondent : X-ref: Order No. 1651 : Date Decided: 1/27/15 : Date Mailed: 2/10/15 Before: Nicholas A. Colafella, Chair Mark R. Corrigan Roger Nick Kathryn Streeter Lewis Maria Feeley Melanie DePalma This is a final adjudication of the State Ethics Commission. Procedurally, the Investigative Division of the State Ethics Commission conducted an investigation regarding possible violation(s) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq., by the above-named Respondent. At the commencement of its investigation, the Investigative Division served upon Respondent written notice of the specific allegations. Upon completion of its investigation, the Investigative Division issued and served upon Respondent a Findings Report identified as an “Investigative Complaint.” A Stipulation of Findings and a Consent Agreement were subsequently submitted by the parties to the Commission for consideration. The Stipulated Findings are set forth as the Findings in this Order. The Consent Agreement has been approved. I.ALLEGATIONS: That NeSheena Pickron, in her capacity as Director of Philadelphia Asset and Property Management Corporation (“PAPMC”) of the Philadelphia Housing Authority (“PHA”), violated \[Section 1103(a), Section 1104(a), and Section 1105(b)(6)\] of the State Ethics Act (Act 93 of 1998) when she used the authority of her public position to obtain a private pecuniary benefit for herself and/or members of her immediate family by soliciting and/or accepting gifts from Greenscape Landscape Contractors, Inc., and/or Robert Damerjian, who were serving as vendors/contractors of PAPMC and/or PHA, at a time when those vendors/contractors had an ongoing business relationship with PAPMC and/or PHA, and Pickron was charged with oversight responsibility of said vendors/contractors; and when Pickron utilized the authority of her office to direct PHA employees to conduct home repairs and/or vehicle repairs to Pickron’s personal residence/vehicle, during normal business hours of the PHA, at a time when said PHA employees were compensated from public funds, resulting in a pecuniary benefit to Pickron and/or members of her immediate family; and when Pickron failed to make proper disclosure of gifts received in relation to her public position on a Statement of Financial Interests form for the 2011 calendar year; and when Pickron failed to file a Statement of Financial Interests form for calendar year 2013 regarding her service with PAPMC and/or PHA. II.FINDINGS: 1. Nesheena Pickron (“Pickron”) was employed with the Philadelphia Housing Authority (“PHA”) from 1999 until April 10, 2013. Pickron, 13-017 Page 2 a. Pickron held the position of Intern and Technical Aide from 1999 until 2003. b. Pickron served as a Property Manager from 2003 until 2006. c. Pickron was the Philadelphia Asset and Property Management Corporation (“PAPMC”) Regional Property Manager from 2006 until 2010. d. Pickron held the position of Supervisory Property Manager for PAPMC from 2010 until 2013. 2. On May 27, 2004, the PHA Board of Commissioners (“Commissioners”) approved Resolution No. 10974 authorizing the Executive Director or his designee to take all steps necessary to create and to provide for the formation of a non-profit corporation affiliated with PHA as a single purpose entity in connection with the operation, management and administration of certain developments. a. Subsequent to the passage of Resolution No. 10974, the Commissioners formed PAPMC. 3. Articles of Incorporation for PAPMC were filed with the Corporation Bureau of the Pennsylvania Department of State on August 3, 2004. rd a. PAPMC’s address, 12 South 23 Street, Philadelphia, PA 19103, is the same as that of PHA. 4. PAPMC was established and organized as a non-profit corporation for charitable, scientific, literary and educational purposes within the meaning of § 501(c)(3) of the Internal Revenue Code. a. The corporation provided property, asset, administrative and operational management services and ancillary services related thereto for projects providing affordable housing for low and moderate income persons and families. b. The corporation was empowered to accept gifts, grants, devices, or bequests of funds, or any other property from any public or other governmental body and any private person, who shall include but not be limited to private and public foundations, corporations and individuals. 5. PAPMC was created as a quasi-governmental entity to manage seventeen (17) PHA housing developments with about 1,600 housing units. a. PHA Executive Director Carl Greene served as PAPMC Executive Director and appointed PAPMC Board Members. 1. Those who served on the PAPMC Board were PHA employees supervised by Greene. 6. By-laws established for PAPMC on August 31, 2004, included, in part, the following: a. Three (3) to five (5) Board Members were appointed by the Executive Director. b. Regular meetings were held annually and special meetings could be called by the Board of Directors. Pickron, 13-017 Page 3 7. By-laws for PAPMC included General and Specific Powers: a. General Powers – The Board of Directors shall have all the power and authority granted by law to the Board, including all powers necessary or appropriate to the management of the business and affairs of the Corporation. b. Specific Powers – Without limiting the general powers conferred by the last preceding clause and the powers conferred by the Articles and By-laws of the Corporation, it is hereby expressly declared that the Board of Directors shall have the following powers: 1. To confer upon any officer or officers of the Corporation the power to choose, remove or suspend assistant officers, agents or servants. 2. To appoint any person, firm or corporation to accept and hold in trust for the Corporation any property belonging to the Corporation or in which it is interested, and to authorize any such person, firm or corporation to execute any documents and perform any duties that may be requisite in relation to any trust. 3. To approve and authorize the borrowing of money and the granting of security interests in the personal property and mortgages on the real estate of the Corporation as security for the repayment of loans and interest thereon. 4. To purchase, sell, lease, mortgage, pledge, transfer in trust, and otherwise deal with real and personal property of the Corporation. 5. To appoint a person or persons to vote shares of another corporation held and owned by the Corporation. 8. The By-laws of PAPMC include a Conflict of Interests Policy which provides the following: a. The Corporation recognizes that the skills, talents and relationships of its officers and directors are among its richest assets. The Corporation is also aware that acquiring goods or services from, or engaging in transactions with, its officers, directors and members of their families or entities in which they have a financial interest or in which they are affiliate may create an appearance of impropriety. In order to protect the Corporation against any improper appearance, the Corporation adopts a conflicts of interest policy as set forth in this Article. The purpose of the conflicts of interest policy is to protect the interests of the Corporation when it is contemplating entering into a transaction or arrangement that might benefit the private interest of an officer or director of the Corporation. This policy is intended to supplement but not replace any applicable state laws governing conflicts of interest applicable to nonprofit and charitable corporations. 9. PHA’s public housing rental portfolio included PHA-owned properties and PAPMC/Tax Credit properties. a. PHA-owned sites included conventional developments and scattered site properties. Pickron, 13-017 Page 4 b. PAPMC \[properties\] included all Limited Partnership Low Income Housing Tax Credit (“LIHTC”) properties. 10. Pickron’s job description as a Supervisory Property Manager for PAPMC from 2010 through 2013 contained the following job duties: a. Manages property management staff at assigned properties to ensure an excellent property environment and that leasing standards meet or exceed the Asset Management Plan for each site. b. Ensures recertifications, lease renewals and tenant income certifications are accurate and completed on time. c. Oversees waitlist process for PAPMC properties. d. Develops, supervises and monitors staff performance and productivity; documents performance deficiencies and coordinates discipline with human resource management. e. Prepares capital and operational budgets for area-wide activities and functions; manages operating cost and expenses. f. Formulates and implements management, maintenance and service delivery policies for residential units. g. Provides organizational input to the strategic and capital planning processes. h. Ensures conformance with established Real Estate Assessment Center (REAC), Pennsylvania Housing and Finance Agency (PHFA) and Investor regulations and reporting requirements for each governing entity. i. Assists in administering PAPMC contracts and with solicitations for goods and services required by PAPMC business units. j. Recommends establishment of new or revised housing programs to executives to increase PAPMC effectiveness. k. Stays abreast of new trends and innovations in the field of property management. l. Performs related duties and responsibilities as assigned. 11. Pickron’s LinkedIn webpage of June 23, 2014, identified her work experience as a Director for PHA/PAPMC from October 2010 through April 2013 and outlined her duties as follows: a. Responsible for the performance and compliance of 23 developments, which consist of 1,980 multi-families/senior properties syndicated through the Low Income Housing Tax Credit Program (“LIHTC”) comprised of 12 site-based management offices. b. Provided compliance oversight of an additional 1206 public housing units managed by third party management agents receiving federal subsidies through PHA. Pickron, 13-017 Page 5 c. Planned, organized and directed the day-to-day property management operations and staff as it \[sic\] related to enforcing rent collection policies and processing and completing recertifications. d. Managed waitlist of over 30,000 applicants, monitored expenses and turnover of vacant units, ensured maintenance service requests were completed timely. e. Assigned staff, facilitated training, administered contracts, reviewed and approved budgets for 23 properties and provided oversight to 6 commercial properties. 12. Contracts awarded by PAPMC for services were processed pursuant to the PHA Procurement Policy. a. As of 2002, the PHA Procurement Policy provided that no contract over $100,000 or contract modifications in excess of $150,000 were to be entered into by PHA without the approval of the PHA Commissioners. 13. PHA employees and contractors responsible for administering PAPMC contracts and purchases are required to adhere to the PHA Procurement Policy which includes a prohibition on the receipt of anything of value from a vendor/contractor. 14. The PHA Procurement Policy, Article IX Ethics in Public Contracting - PHA Conduct, provides the following regarding the solicitation and/or acceptance of anything of monetary value: a. PHA officers, employees or agents shall not solicit or accept gratuities, favors, or anything of monetary value from contractors, potential contractors, or parties to subcontracts, and shall not knowingly use confidential information for actual or anticipated personal gain. 15. Article X of the PHA Procurement Policy, Ethics in Public Contracting – Contractor Conduct, provides that contractors shall not engage in any improper or unlawful conduct with respect to PHA bidding and/or contracting, as defined by any law. a. Violation of this prohibition may result in default, debarment or whatever other remedies exist under the law or the contract. 16. During Pickron’s term of employment with PHA and PAPMC, she was provided with employee handbooks on policies and procedures which included standards of ethical conduct and rules on the receipt of gifts from vendors. 17. Pickron began employment with PHA in or around July 1999 and was provided with the PHA Human Resources Manual. a. Pickron signed a receipt acknowledging receiving the PHA Policies and Procedures Manual but did not date the form. 18. On December 2, 1999, a Revised PHA Human Resources Manual of Policies and Procedures was issued by PHA Executive Director Carl Greene. a. Section VIII of the PHA Human Resources Manual of Policies and Procedures on Employment Standards regarding Disciplinary Policy for Principles and Considerations on Accepting Gifts of Value includes the following: Pickron, 13-017 Page 6  Employees may not accept money or gifts of any kind from a resident, vendor or contractor for any reason. 19. Pickron signed a form on October 25, 2011, acknowledging receipt and her understanding of PHA’s standards of ethical conduct and selected human resource policies. a. Pickron attended a PHA training session which explained PHA’s Standards of Ethical Conduct, Employee Complaint Procedure, Anti-Fraud Policy, Outside Employment Policy, Political Activity \[Policy\], Drug Free Workplace Policy, Workplace Violence Policy and Electronic and Telephonic Communications Systems Policy. 20. On May 31, 2012, the PHA Board of Commissioners approved an Employee Handbook which included a section on Standards of Ethical Conduct banning employees of PHA from soliciting or accepting directly or indirectly any gifts from any of the following sources: a. An individual, business, or an officer, director or employee of a business that is seeking to obtain business from or already has financial relations with PHA; b. An individual, business, or an officer, director or employee of a business whose operations or activities are regulated or inspected by PHA; c. A tenant in or resident of a PHA housing development project, a participant in the Housing Choice Voucher program, or any person on a PHA waiting list for such housing; or d. An individual, business, or an officer, director or employee of a business attempting to influence the employee in the performance of his job duties for PHA \[for\] such pecuniary benefit of the person or business. 21. Pickron acknowledged receipt of the PHA Employee Handbook on July 2, 2012. 22. Robert Damerjian (“Damerjian”) is the President and Treasurer of Greenscape Landscape Contractors, Inc. (“Greenscape Landscape”). a. Greenscape Landscape was incorporated on or about March 12, 1991. b. The corporate address is 139 South Easton Road, Glenside, PA 19038. 23. Greenscape Landscape provides landscaping, snow removal and tree trimming services for public and private entities. 24. Greenscape Landscape has been contracting with PHA for landscaping, snow removal and tree trimming since at least 2006. 25. On or around December 10, 2009, PAPMC accepted proposals under Solicitation No. P-003910 for snow removal services at various PAPMC sites. 26. The various PAPMC locations included in the proposal for Solicitation No. P- 003910 for snow removal were as follows: Germantown House Cambridge Homes I, II, III 5457 Wayne Ave. 1100 Poplar Street Philadelphia, PA 19144 Philadelphia, PA 19123 Pickron, 13-017 Page 7 Suffolk Manor Richard Allen Homes III 1416 Clearview Avenue 1100 Poplar Street Philadelphia, PA 19141 Philadelphia, PA 19123 Mt. Olivet Lucien Blackwell I, II, III st 642 N. 41 Street 755 Markoe Street Philadelphia, PA 19139 Philadelphia, PA 19139 GGFE I, II, and Maintenance Yards Marshall Shepard IV 3001 Glenwood Avenue 755 Markoe Street Philadelphia, PA 19145 Philadelphia, PA 19139 Nellie Reynolds Gardens Martin Luther King IV 2653 Glenwood Avenue 1172 S. Broad Street Philadelphia, PA 19121 Philadelphia, PA 19147 Ludlow Phase III 1100 Poplar Street Philadelphia, PA 19122 27. Greenscape Landscape responded to the proposal for snow removal for PAPMC under Solicitation No. P-003910 on or around December 10, 2009. 28. On or around March 10, 2010, an evaluation committee made up of PHA/PAPMC employees, including Keith Caldwell, Pickron, and Dan Quimby, evaluated and scored the proposal submitted by Greenscape Landscape for snow removal services pursuant to Solicitation No. P-003910. a. Keith Caldwell gave a score of 90 out of 100 to Greenscape Landscape. 1. Caldwell’s comments from his scoring sheets include: a. From past performance company understands requirement. b. Has manpower, equipment and supervision to perform. c. Recent work has demonstrated experience in PAPMC. d. Same as above. e. Well come Force. b. Pickron gave a score of 89 out of 100 to Greenscape Landscape. 1. Pickron’s comments from her scoring sheets include: a. Understands scope of service request as outlined. b. Knowledgeable staff. c. Past performance with PHA/PAPMC. d. MBE. e. Would recommend. Pickron, 13-017 Page 8 c. Dan Quimby gave a score of 87 out of 100 to Greenscape Landscape. 1. Quimby’s comments from his scoring sheets include: a. Understands requirements. b. Has sufficient manpower equipment to do job in timely manner. c. Responds to all requests. d. The evaluations of Greenscape Landscape were submitted to the PAPMC Board for approval. 29. Minutes for a PAPMC Board meeting on October 26, 2010, reflect action taken by the Board to award a contract to Greenscape Landscape. a. Those present included Carolyn Carter, President of PAPMC, Cat Nguyen, Diane Rosenthal, Shelley James, Gemela McClendon, and Pickron. 1. Pickron was not a Member of the Board and had no voting authority. b. A Consent was presented to the Board for snow removal services by Greenscape Landscape for the corporation covering all PAPMC sites. This Consent was for a two-year base contract followed by three option years. The total contract price for the base years plus the option years was not to exceed $6,985,775.55. Board Members discussed this Consent and reviewed the proposed pricing. The Board approved and executed this Consent. c. The Board action approving the contract with Greenscape Landscape was based on the recommendations of the committee on which Pickron served. 30. A contract between PAPMC and Greenscape Landscape pursuant to Solicitation No. P-003910 for snow removal services at various PAPMC sites was formally signed on December 1, 2010. a. The terms of the agreement would commence on December 1, 2010, and would continue until November 30, 2012, unless the work was completed or terminated earlier by PAPMC. The compensation to be paid to Greenscape Landscape was not to exceed a total of $6,985,775.55 which included a payment of $1,397,155.11 for the first year of the contract and a payment of $1,397,155.11 for the second year of the contract. The total could also include payments of $1,397,155.11 if PAPMC would exercise its first, second and third year options. b. The contract was signed by Damerjian of Greenscape Landscape and Carolyn Carter, President of PAPMC. 31. Damerjian became acquainted with Pickron and knew her on a professional level as a result of interacting and dealing with Pickron in her capacity as a Director for PHA/PAPMC regarding snow removal and landscaping work. a. Damerjian had more frequent interaction with Pickron after he began performing services in relation to the contract related to Solicitation No. P- 003910. Pickron, 13-017 Page 9 b. In or around March 2011, Damerjian became aware that Pickron was going to have a baby and that a baby shower was planned. c. As a result of his professional relationship with Pickron, Damerjian decided to purchase a gift for Pickron. 32. On or around March 19, 2011, Damerjian purchased a Visa Gift Card from TD Bank, Moorestown, New Jersey, \[account number redacted\] in the amount of $750.00 which was intended to be provided to Pickron. 33. On March 25, 2011, Damerjian directed Greenscape Landscape employee Miguel Ruiz to drop off a package addressed to Pickron at the offices of PHA/PAPMC. 34. The contents of the package addressed to Pickron included the following: a. Prepaid Visa Gift Card, TD Bank, \[account number redacted\] in the amount of $750.00. b. Baby wicker chair with a value of at least $200.00. c. Stuffed animal (teddy bear). 35. Pickron accepted the gifts given by Damerjian. 36. From April 27, 2011, to April 29, 2011, Pickron made purchases totaling $750.00, using the Visa Gift Card given to her by Damerjian. 37. From 2010 to 2013, Greenscape Landscape received payments totaling $1,899,788.89 from PHA/PAPMC as part of Solicitation No. P-003910 for snow removal services. 38. Greenscape Landscape was awarded other contracts by PHA/PAPMC as follows: a. August 6, 2009: Solicitation No. P-003830, landscaping services. Term of Contract: August 2009 to August 2011. Total Payments: Not to exceed $2,175,300.00. b. June 23, 2010: PHA Contract No. 003960-B, tree removal. Term of Contract: June 2010 to June 2015. Total Payments: Not to exceed $3,735,500.00. c. November 18, 2010: PHA Contract No. 004022-A, snow removal. Term of Contract: November 2010 to November 2015. Total Payments: Not to exceed $1,049,276.00. d. June 1, 2011: Solicitation No. P-004055, landscaping services. Term of Contract: June 2011 to May 2016. Total Payments: $229,100.00. e. August 31, 2012: PHA Contract No. 004093-R-A, fence repair. Term of Contract: August 2012 to August 2014. Total Payments: Not to exceed $500,000.00. Pickron, 13-017 Page 10 39. Pickron had no role in evaluating or approving any of the other PHA/PAPMC contracts that were awarded to Greenscape Landscape. 40. Pickron’s role, in her capacity as Director of PAPMC, included administering the contract that Greenscape Landscape received for snow removal under Solicitation No. P-003910. a. Pickron’s duties included contacting Greenscape Landscape for additional assistance when needed for snow removal at the various PAPMC sites. b. Some of these duties occurred \[sic\] at or about the time Pickron received the gifts from Damerjian/Greenscape Landscape. 41. PHA’s Office of Audit and Compliance became aware of Pickron’s acceptance of items of value from Damerjian/Greenscape Landscape and initiated an investigation. 42. Pickron was interviewed on March 25, 2013, by PHA Office of Audit and Compliance Investigators regarding allegations that Pickron had received gifts from PHA vendors. Information from that interview disclosed the following: a. Pickron advised Investigators that she does not deal directly with vendors except for when vendor invoices are not paid or the scope of work of the contract has not been met. b. She was appointed to the committee that included two (2) other PHA employees and awarded a contract to Greenscape Landscape. c. Pickron had to resolve issues related to vendors that included dealing with delays in processing invoices for Greenscape Landscape caused by a lack of personnel, which eventually became resolved as a result of a vacancy being filled. d. She had a fair relationship with Greenscape Landscape CEO Damerjian, but they did disagree on issues. e. In response to questions from Investigators regarding if vendors tried to influence her, Pickron stated her staff did have a baby shower for her in November 2010. The Business Manager invited everyone, including contractors. Greenscape Landscape provided a baby rocking chair. She did not recall the receipt of any other gifts. f. When asked if she received any other gifts from Greenscape Landscape, Pickron admitted to receiving cookies during the holidays, and she admitted that in 2011, Greenscape Landscape sent her wine and tickets, however, she gave the tickets to the Bureau Contracting Manager. g. Pickron acknowledged receiving a box from Greenscape Landscape at her office and claimed only a chair was in the box. After being shown pictures of the box containing clothing, a Visa Gift Card \[account number redacted\], and a Greenscape Landscape business card, Pickron admitted to receiving the clothing but asserted that the Visa Gift Card had been provided to her as a gift from the PHA Property Managers. h. Pickron repeatedly denied that the Visa Gift Card was provided by Greenscape Landscape and accused PHA employees of trying to set her up. Pickron, 13-017 Page 11 Pickron refused to answer any further questions once Investigators provided her confirmation that the Visa Gift Card had been purchased by an official from Greenscape Landscape. 43. On March 25, 2013, Pickron received a Notice of Suspension of 15 calendar days and 10 working days from PHA as Director of PAPMC pending the outcome of an investigation into her receipt of items from Damerjian. 44. Pickron was terminated from her employment with PHA effective Wednesday, April 10, 2013, for the following reasons: a. The termination was based on the results of the PHA Office of Audit and Compliance investigation which concluded that Pickron received gifts from a PHA contractor and that she used PHA employees to perform private work. b. The notice of termination cited the following sections of the PHA Employee Handbook, Human Resource Manual and Code of Conduct as the reasons for termination: 1. Principles of Ethical Conduct (PHA Employee Handbook, §3 Standards of Ethical Conduct at §3.1 Principal of Ethical Conduct and §3.2 Specific Prohibited Conduct); Anti-Fraud Policy (PHA Employee Handbook, §3 Standards of Ethical Conduct at §3.5 Anti-Fraud Policy); (PHA 1999 Human Resources Manual for Policy and Procedures, Section V-Category IV); Class Conduct III; Unauthorized use of Authority property and/or vehicles (major infraction) (PHA Employee Handbook, §5.5 Discipline); Class Conduct III: Neglect of Duty (PHA Employee Handbook, §5.5 Discipline); Class Conduct IV: Fraud and embezzlement (PHA Employee Handbook, §5.5 Discipline); Class Conduct IV: Accepting gifts of value (PHA Employee Handbook, §5.5 Discipline); and Class Conduct IV: Using official position for personal profit or advantage (PHA Employee Handbook, §5.5 Discipline). 45. Pickron, in her position as Director of PAPMC of PHA, accepted gifts, including a Visa Gift Card, a baby wicker chair, and baby clothing from a PHA/PAPMC contractor, Greenscape Landscape/Damerjian, within four (4) months of participating in evaluating and awarding a contract to Greenscape Landscape, a contractor for which she had oversight responsibility. a. Pickron accepted the gifts from Greenscape Landscape/Damerjian even though she was aware of the PHA Human Resources Manual on Policies and Procedures which prohibited the acceptance of gifts of any kind from a contractor under any circumstances. THE FOLLOWING FINDINGS RELATE TO PICKRON’S FAILURE TO PROPERLY DISCLOSE GIFTS THAT WERE PROVIDED TO HER ON HER STATEMENT OF FINANCIAL INTERESTS (“SFI”) FOR CALENDAR YEAR 2011 AND HER FAILURE TO FILE AN SFI FOR CALENDAR YEAR 2013. 46.Pickron, in her capacity as Director of PAPMC of PHA, was annually required to file st an SFI form by May 1 containing information for the prior calendar year. 47. Pickron was required to file SFIs for calendar years 2010, 2011, 2012, and 2013 for the years she served as Director of PAPMC. Pickron, 13-017 Page 12 48. Pickron did not file an SFI for calendar year 2013, the year after leaving her position with PAPMC of PHA. 49. Pickron filed SFIs with PHA/PAPMC for calendar years 2010, 2011, and 2012 with the following disclosures: Calendar year: 2010 Filed: 03/01/11 on SEC-1 Rev. 01/11 Public position: Director Previous position: Regional Manager Governmental entity: PAPMC/PHA Occupation: Director Real estate interests: 1469 Devereaux Avenue, Philadelphia, PA 19141 Creditors: Bank of America, PFCU rd Direct or indirect sources of income: PAPMC/PHA, 12 South 23 Street Gifts: None Transportation/Lodging/Hospitality: Vehicle Office, Directorship or Employment in any Business: None Financial Interests in any Legal Entity in Business for Profit: None Business Interests Transferred to Immediate Family Member: None Calendar year: 2011 Filed: 03/29/12 on SEC-1 Rev. 01/12 Public position: Director Governmental entity: PAPMC/PHA Occupation: Director Real estate interests: None Creditors: Ally Auto, Philadelphia, PA; Student loan, Philadelphia, PA nd Direct or indirect sources of income: PAPMC/PHA, 1800 South 32 Street Gifts: Coworkers/contractors, various, baby shower Value of gift: $1,000.00 Transportation/Lodging/Hospitality: None Office, Directorship or Employment in any Business: Director of PAPMC, 1800 nd South 32 Street Position held: Director Financial Interests in any Legal Entity in Business for Profit: None Business Interests Transferred to Immediate Family Member: None Calendar year: 2012 Filed: 02/20/13 on SEC-1 Rev. 01/13 Public position: Director Governmental entity: Philadelphia Housing Authority/PAPMC Occupation: Director Real estate interests: None Creditors: Ally Financial rd Direct or indirect sources of income: PHA/PAPMC, 12 South 23 Street; Insurance Claim Gifts: None Transportation/Lodging/Hospitality: None rd Office, Directorship or Employment in any Business: Director, 12 South 23 Street Financial Interest in any Legal Entity in Business for Profit: None Business Interests Transferred to Immediate Family Member: None 50. Pickron disclosed on the SFI filed for calendar year 2011, the receipt of gifts from co-workers/contractors for a baby shower in the amount of $1,000. Pickron, 13-017 Page 13 a. Pickron did not disclose gifts she received in excess of $250.00 from Damerjian/Greenscape Landscape. b. Pickron’s disclosure of those gifts would have subjected her to scrutiny by PHA. 51. Pickron’s non-disclosure concealed from her employer and the public that she had received a gift from a PAPMC/PHA contractor whose contracts she was responsible for administering. THE FOLLOWING FINDINGS RELATE TO PHA EMPLOYEES DOING PERSONAL WORK AT PICKRON’S RESIDENCE WHILE ON PHA TIME. 52. PHA employs individuals in various capacities in its Operations Maintenance Division. a. Employees in this department perform emergency and routine maintenance in PHA units throughout Philadelphia. b. Employees in Advanced Facilities Management have expertise in the following:  Mechanical: HVAC, plumbing, fire suppression;  Electrical: Includes security, elevators;  Civil: Roadwork, landscape, snow removal; and  Environmental. 53. Pickron’s duties in her capacity as Supervisory Property Manager for PAPMC included management oversight of staff at assigned PHA properties. a. This would include personnel in the Maintenance Division. 54. Pickron, as Supervisory Property Manager, directed and/or authorized PHA employees to perform maintenance repairs/services of a personal nature for her. a. Some of these services were completed during the employees’ working hours as PHA employees. 55. Personal services provided to Pickron by PHA employees included electrical and carpentry work. 56. Anthony Stevenson (“Stevenson”) has been employed with PHA since 1995. a. Stevenson is employed as a Maintenance Mechanic. b. Stevenson is responsible for various maintenance matters for PHA and PAPMC properties. c. Stevenson is an hourly, full-time employee. 1. Stevenson’s regular work hours are Monday through Friday, 8:00 a.m. to 4:30 p.m. 2. Stevenson’s rate of pay is $25.00 per hour. d. Stevenson is a licensed electrician by profession. Pickron, 13-017 Page 14 57. In or around 2011, Stevenson’s immediate supervisor was Nick Cionci (“Cionci”). a. Cionci was a PHA Maintenance Supervisor assigned to PAPMC locations. b. Cionci reported to Pickron as Director of PAPMC. 58. Pickron’s personal residence is located at \[residence address redacted\]. a. Pickron’s residence is neither a PHA nor a PAPMC property. 59. In or around 2011, during his regular workday between the hours of 8:00 a.m. and 4:30 p.m., Stevenson was directed to go to Pickron’s personal residence by Cionci. a. When Stevenson arrived at Pickron’s residence, he was given access to the property by Cionci who provided a telephone to Stevenson. b. Stevenson spoke to Pickron on the telephone, and during the conversation, Pickron advised Stevenson that she wanted light switches installed for a ceiling fan that Stevenson was to be installing for her. 1. Pickron directed Stevenson where to install the fan switches. 60. Stevenson spent his entire work day at Pickron’s residence, a total of 8 hours, installing a ceiling fan that included a junction box, electrical switch, and mounting box, and running wires through the walls. a. Stevenson did not utilize leave for installing the ceiling fan at Pickron’s residence and was paid his hourly wage as an employee of PHA. b. PHA materials were used by Stevenson when installing the ceiling fan, and \[the materials\] totaled $56.00, including $6.00 for the cost of the light bulbs. 61. The rate of pay for a licensed union electrician in 2010-2011, according to the International Brotherhood of Electrical Workers, for the Philadelphia area was $73.74 per hour. 62. The cost for Pickron to utilize an electrical contractor to install the ceiling fan at her personal residence instead of using her public position to direct a PHA employee to complete the service would have been at least $589.92: a. $73.74 x 8 (hours) = $589.92. 63. Norberto Gonzalez (“Gonzalez”) has been employed with PHA since approximately 1997. a. Gonzalez is employed as a Maintenance Mechanic. b. Gonzalez’s duties include rehabilitating various PAPMC locations. c. Gonzalez is an hourly full-time employee. 1. Gonzalez’s regular work hours are Monday through Friday, 7:30 a.m. to 4:00 p.m. 2. Gonzalez’s rate of pay is $23.00 per hour. d. Gonzalez’s immediate supervisor in 2011 was Cionci. Pickron, 13-017 Page 15 64. In or around 2011, immediately after Stevenson installed a ceiling fan in Pickron’s residence, Gonzalez was directed by Cionci to go to Pickron’s residence at \[residence address redacted\] to do private work for Pickron. a. Gonzalez was not aware that \[residence address redacted\] was Pickron’s residence. 1. Gonzalez did not become aware it was Pickron’s residence until after he started moving furniture and saw pictures of Pickron. 65. When Gonzalez arrived at \[Pickron’s residence\], the door was unlocked, and he noticed a large crack in the wall and ceiling where electrical work had previously been completed. a. Gonzalez spent approximately 2.5 hours doing plastering work at Pickron’s residence. b. Gonzalez did the work during his regular working hours for PHA of 7:30 a.m. to 4:00 p.m. c. No PHA materials were used by Gonzalez to do the work for Pickron. 66. Thomas Scott (“Scott”) has been employed with PHA since 1994. a. Scott is employed as a Plumber/Maintenance Foreman. b. Scott has been responsible for maintenance matters at PHA and PAPMC properties. c. Scott is an hourly, full-time employee. 1. Scott’s regular work hours are Monday through Friday, 7:30 a.m. to 4:00 p.m. 2. Scott’s rate of pay is $26.65 per hour. 67. In December 2011, Scott was assigned to maintenance at PAPMC properties. a. Pickron was Director of PAPMC at this time. 68. In December 2011, Scott became aware that Pickron was having problems with her home heating system, and he offered to help her. 69. On December 12, 2011, Scott purchased a circulator pump at Weinstein Supply Company at 4612 Lancaster Avenue, Philadelphia, PA 19131, in the amount of $89.23, for use at Pickron’s residence. 70. On or around December 13, 2011, Scott went to Pickron’s residence at \[residence address redacted\] during his regular working hours for the PHA and installed the circulator pump. a. Pickron left the side door of her home open so Scott could gain access to the house. b. Scott spent approximately 3 hours including travel time installing the circulator pump at Pickron’s residence. Pickron, 13-017 Page 16 c. Scott did not utilize any type of leave for installing the circulator pump at Pickron’s residence. d. Scott performed the repairs to the furnace with the knowledge and consent of Pickron. e. Pickron did not reimburse Scott for the cost of the circulator pump even though Scott advised Pickron of the cost and requested payment. 71. Pickron realized a private pecuniary benefit as a result of personal work that was done by PHA employees at her private residence located at \[residence address redacted\] while the employees were on PHA time. III.DISCUSSION: As Director of Philadelphia Asset and Property Management Corporation (“PAPMC”) of the Philadelphia Housing Authority (“PHA”) from 2010 until April 10, 2013, Respondent NeSheena Pickron, also referred to hereinafter as “Respondent,” “Respondent Pickron,” and “Pickron,” was a public employee subject to the provisions of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq. The allegations are that Pickron violated Sections 1103(a), 1104(a), and 1105(b)(6) of the Ethics Act: (1) when she used the authority of her public position to obtain a private pecuniary benefit for herself and/or members of her immediate family by soliciting and/or accepting gifts from Greenscape Landscape Contractors, Inc., and/or Robert Damerjian, who were serving as vendors/contractors of PAPMC and/or PHA, at a time when those vendors/contractors had an ongoing business relationship with PAPMC and/or PHA, and she was charged with oversight responsibility of said vendors/contractors; (2) when she utilized the authority of her office to direct PHA employees to conduct home repairs and/or vehicle repairs to her personal residence/vehicle, during normal business hours of PHA, at a time when said PHA employees were compensated from public funds, resulting in a pecuniary benefit to her and/or members of her immediate family; (3) when she failed to make proper disclosure of gifts received in relation to her public position on a Statement of Financial Interests form for the 2011 calendar year; and (4) when she failed to file a Statement of Financial Interests form for calendar year 2013 regarding her service with PAPMC and/or PHA. Pursuant to Section 1103(a) of the Ethics Act, a public official/public employee is prohibited from engaging in conduct that constitutes a conflict of interest: § 1103. Restricted activities (a)Conflict of interest.— No public official or public employee shall engage in conduct that constitutes a conflict of interest. 65 Pa.C.S. § 1103(a). The term "conflict of interest" is defined in the Ethics Act as follows: § 1102. Definitions "Conflict" or "conflict of interest." Use by a public official or public employee of the authority of his office or employment or any confidential information received through his holding public office or employment for the private Pickron, 13-017 Page 17 pecuniary benefit of himself, a member of his immediate family or a business with which he or a member of his immediate family is associated. The term does not include an action having a de minimis economic impact or which affects to the same degree a class consisting of the general public or a subclass consisting of an industry, occupation or other group which includes the public official or public employee, a member of his immediate family or a business with which he or a member of his immediate family is associated. 65 Pa.C.S. § 1102. Section 1103(a) of the Ethics Act prohibits a public official/public employee from using the authority of public office/employment or confidential information received by holding such a public position for the private pecuniary benefit of the public official/public employee himself, any member of his immediate family, or a business with which he or a member of his immediate family is associated. Section 1104(a) of the Ethics Act provides that each public official/public employee must file a Statement of Financial Interests for the preceding calendar year, each year that he holds the position and the year after he leaves it. Section 1105(b) of the Ethics Act and its subsections detail the financial disclosure that a person required to file the SFI form must provide. Subject to certain statutory exceptions not applicable to this matter, Section 1105(b)(6) of the Ethics Act requires the filer to disclose on the SFI the name and address of the source and the amount of any gift or gifts valued in the aggregate at $250 or more and the circumstances of each gift. As noted above, the parties have submitted a Consent Agreement and Stipulation of Findings. The parties' Stipulated Findings are set forth above as the Findings of this Commission. We shall now summarize the relevant facts as contained therein. Pickron began employment with PHA in or around July 1999. Pickron was Director of PAPMC, which is a non-profit corporation affiliated with PHA, from 2010 until April 10, 2013. PAPMC was established pursuant to a resolution approved by the PHA Board of Commissioners, and it was created to manage seventeen PHA housing developments with about 1,600 housing units. Pickron’s duties as Director of PAPMC included, inter alia, assisting in administering PAPMC contracts and assisting with solicitations for goods and services required by PAPMC business units. Robert Damerjian (“Damerjian”) is President and Treasurer of Greenscape Landscape Contractors, Inc. (“Greenscape Landscape”), which provides landscaping, snow removal, and tree trimming services for public and private entities. PHA has contracted with Greenscape Landscape for such services since at least 2006. On or around December 10, 2009, PAPMC accepted proposals under Solicitation No. P-003910 (the “Solicitation”) for snow removal services at various PAPMC sites. Greenscape Landscape submitted a proposal pursuant to the Solicitation. On or around March 10, 2010, an evaluation committee made up of PHA/PAPMC employees, including Pickron, evaluated and scored the proposal submitted by Greenscape Landscape pursuant to the Solicitation. Greenscape Landscape received favorable scores from the evaluation committee, and the evaluations were submitted to the PAPMC Board of Directors (“PAPMC Board”) for approval. Pickron, 13-017 Page 18 At a meeting on October 26, 2010, the PAPMC Board approved contracting with Greenscape Landscape for snow removal services based on the recommendations of the evaluation committee. Pickron, who had no voting authority, was present at the meeting. On December 1, 2010, a contract (the “Snow Removal Services Contract”) between PAPMC and Greenscape Landscape for snow removal services at various PAPMC sites was formally signed by Damerjian and the President of the PAPMC Board. The Snow Removal Services Contract was for two base years commencing on December 1, 2010, followed by three option years, and the total compensation to be paid to Greenscape Landscape for the base years plus the option years was not to exceed $6,985,775.55. Damerjian became acquainted with Pickron and knew her on a professional level as a result of interacting and dealing with her as Director of PAPMC with regard to snow removal and landscaping work. Damerjian had more frequent interaction with Pickron after he began performing services in relation to the Snow Removal Services Contract. Pickron’s duties as Director of PAPMC included administering the Snow Removal Services Contract and contacting Greenscape Landscape for additional assistance when needed for snow removal at the various PAPMC sites. In or around March 2011, Damerjian became aware that Pickron was going to have a baby and that a baby shower was planned. As a result of his professional relationship with Pickron, Damerjian decided to purchase a gift for Pickron. Damerjian purchased a Visa Gift Card (the “Gift Card”) in the amount of $750.00, and on March 25, 2011, he directed a Greenscape Landscape employee to drop off a package addressed to Pickron at the offices of PHA/PAPMC. The contents of the package for Pickron included the Gift Card, a baby wicker chair with a value of at least $200.00, a stuffed animal, and baby clothes. Pickron accepted the gifts from Damerjian, and she used the Gift Card to make purchases totaling $750.00 in April 2011. PHA employs individuals to perform emergency and routine maintenance in PHA units throughout Philadelphia. As Director of PAPMC, Pickron had management oversight of staff at assigned PHA properties. Pickron directed or authorized PHA employees to perform maintenance repairs/services for her, including electrical and carpentry work, at her personal residence. Anthony Stevenson (“Stevenson”) is employed as a Maintenance Mechanic with PHA, and he is a licensed electrician. Norberto Gonzalez (“Gonzalez”) is also employed as a Maintenance Mechanic with PHA. In or around 2011, Nick Cionci (“Cionci”) was the immediate supervisor of Stevenson and Gonzalez. Cionci was a PHA Maintenance Supervisor assigned to PAPMC locations, and he reported to Pickron in her capacity as Director of PAPMC. In or around 2011, Stevenson, during his regular work hours, was directed by Cionci to go to Pickron’s personal residence. When Stevenson arrived at Pickron’s residence, Cionci gave him access to the property and provided a telephone to him. Stevenson spoke to Pickron on the telephone, and she directed him where to place light switches for a ceiling fan that he was to install for her. Stevenson spent his entire work day at Pickron’s residence, and he used PHA materials worth $56.00 to install the ceiling fan. The parties have stipulated that it would have cost Pickron at least $589.92 to utilize an electrical contractor instead of a PHA employee to install the ceiling fan at her residence. Immediately after Stevenson installed the ceiling fan at Pickron’s residence, Cionci directed Gonzalez to go to Pickron’s residence to do private work for Pickron. When Gonzalez arrived at Pickron’s residence, he noticed a large crack in the wall and ceiling where electrical work had been completed. Gonzalez spent approximately 2.5 hours during his regular PHA work hours doing plastering work at Pickron’s residence. Gonzalez did not use any PHA materials to do the work for Pickron. Pickron, 13-017 Page 19 Thomas Scott (“Scott”) is employed as a Plumber/Maintenance Foreman with PHA. In December 2011, Scott was assigned to maintenance at PAPMC properties. Scott became aware that Pickron was having problems with her home heating system, and he offered to help her. On December 12, 2011, Scott purchased a circulator pump for $89.23 to use at Pickron’s residence, and on or around December 13, 2011, he went to Pickron’s residence during his regular PHA work hours and installed the circulator pump. Scott spent approximately 3 hours, including travel time, installing the circulator pump, and he did so with Pickron’s knowledge and consent. Pickron did not reimburse Scott for the cost of the circulator pump even though he advised her of the cost and requested payment. PHA’s Office of Audit and Compliance subsequently became aware of Pickron’s acceptance of items of value from Damerjian/Greenscape Landscape and initiated an investigation. On March 25, 2013, Pickron received a Notice of Suspension of fifteen calendar days and ten working days from her position as Director of PAPMC pending the outcome of an investigation into her receipt of items from Damerjian. Pickron was terminated from her employment with PHA effective Wednesday, April 10, 2013, for receiving gifts from a PHA contractor and using PHA employees to perform private work. As Director of PAPMC, Pickron was required to annually file an SFI by May 1 each year that she held the position and the year after she left it. Pickron filed SFIs with PHA/PAPMC for calendar years 2010, 2011, and 2012. On her SFI for calendar year 2011, Pickron disclosed the receipt of gifts in the amount of $1,000.00 from “coworkers/contractors” for a baby shower, but she did not disclose gifts in excess of $250.00 that she received from Damerjian/Greenscape Landscape. Pickron did not file an SFI for calendar year 2013 in 2014, the year after she left her position with PAPMC. Having highlighted the Stipulated Findings and issues before us, we shall now apply the Ethics Act to determine the proper disposition of this case. The parties' Consent Agreement sets forth a proposed resolution of the allegations as follows: 3. The Investigative Division will recommend the following in relation to the above allegations: a. That a violation of Section 1103(a) of the Public Official and Employee Ethics Act, 65 Pa.C.S. § 1103(a), occurred when Pickron, in her capacity as Director of Philadelphia Asset and Property Management Corporation (“PAPMC”) of the Philadelphia Housing Authority (“PHA”), accepted gifts from Greenscape Landscape Contractors, Inc. and/or Robert Damerjian, who was serving as a vendor/contractor of PAPMC and/or PHA, at a time when Greenscape Landscape Contractors, Inc. and/or Robert Damerjian had an ongoing business relationship with PAPMC and/or PHA and Pickron was charged with oversight responsibility of Greenscape Landscape Contractors, Inc. and/or Robert Damerjian. b. That no violation of Section 1103(a) of the Public Official and Employee Ethics Act, 65 Pa.C.S. § 1103(a), occurred in relation to the allegation that Pickron utilized the authority of her office to direct PHA employees to conduct home repairs Pickron, 13-017 Page 20 to Pickron’s personal residence, during normal business hours of the PHA, at a time when said PHA employees were compensated from public funds, resulting in a pecuniary benefit to Pickron, in that insufficient clear and convincing evidence is available to substantiate that any private pecuniary benefit was beyond a de minimis amount. c. That a violation of Section 1104(a) \[of the Public Official and Employee Ethics Act, 65 Pa.C.S. § 1104(a)\], occurred when Pickron failed to timely file a Statement of Financial Interests form for the 2013 calendar year with the PHA for her former position as Director of PAPMC. d. That no violation of Section 1105(b) \[of the Public Official and Employee Ethics Act, 65 Pa.C.S. § 1105(b)\], occurred when Pickron neglected to accurately disclose her receipt of gifts from Greenscape Landscape Contractors, Inc., and/or Robert Damerjian, a vendor of the PHA, on her Statement of Financial Interests for the 2011 calendar year. Pickron did disclose her receipt of gifts from “coworkers/contractors” in the amount of $1,000.00 for the above noted year, which constitutes an attempt at compliance with the Ethics Act such that the requirements of Section 1105(b)(5) could be facially obtained from the information provided on the form, as a whole; therefore, it is appropriate to permit an amendment to the form, as permitted by the Court in In re Benninghoff, 852 A.2d 1182 (Pa. 2004). 4. Pickron agrees to make payment in the amount of $1,100.00 in settlement of this matter payable to the Commonwealth of Pennsylvania and forwarded to the Pennsylvania State Ethics Commission within thirty (30) days of the issuance of the final adjudication in this matter. 5. Pickron agrees to file complete and accurate Statements of Financial Interests with the Commonwealth of Pennsylvania through the Pennsylvania State Ethics Commission, for calendar years 2011 and 2013 within thirty (30) days of the issuance of the final adjudication in this matter. 6. Pickron agrees to not accept any reimbursement, compensation or other payment from the Philadelphia Housing Authority representing a full or partial reimbursement of the amount paid in settlement of this matter. 7. The Investigative Division will recommend that the State Ethics Commission take no further action in this matter; and make no specific recommendations to any law enforcement or other authority to take action in this matter. Such, however, does not prohibit the Commission from initiating appropriate Pickron, 13-017 Page 21 enforcement actions in the event of Respondent's failure to comply with this agreement or the Commission's order or cooperating with any other authority who may so choose to review this matter further. Consent Agreement, at 2-3. In considering the Consent Agreement, we accept the recommendation of the parties for a finding that a violation of Section 1103(a) of the Ethics Act occurred when Pickron, in her capacity as Director of PAPMC of PHA, accepted gifts from Greenscape Landscape and/or Damerjian, who was serving as a vendor/contractor of PAPMC and/or PHA, at a time when Greenscape Landscape and/or Damerjian had an ongoing business relationship with PAPMC and/or PHA and Pickron was charged with oversight responsibility of Greenscape Landscape and/or Damerjian. The acceptance of gifts, transportation, lodging or hospitality from donor(s) with which a public official/public employee has involvement in his public capacity can form the basis for a conflict of interest under Section 1103(a) of the Ethics Act. See, Cohen, Opinion 03-006 (regarding a PLCB Hearing Examiner’s prospective acceptance of item(s) from licensees); see, e.g., Haldeman, Order 1443; Munford, Order 1390; Espenshade, Order 1387. In this case, on October 26, 2010, the PAPMC Board approved contracting with Greenscape Landscape for snow removal services based upon the recommendations of an evaluation committee of which Pickron was a member. On December 1, 2010, the President of the PAPMC Board and Damerjian, who is President and Treasurer of Greenscape Landscape, signed the Snow Removal Services Contract. On or about March 25, 2011, Pickron accepted gifts from Damerjian, including the Gift Card in the amount of $750.00, a baby wicker chair with a value of at least $200.00, a stuffed animal, and baby clothes. With regard to the element of use of authority of office, Pickron’s duties as Director of PAPMC included administering the Snow Removal Services Contract and contacting Greenscape Landscape for additional assistance when needed for snow removal at the various PAPMC sites. The parties are in agreement that the finding of a violation of Section 1103(a) of the Ethics Act would be appropriate as part of an overall settlement of this case. Based upon the Stipulated Findings and Consent Agreement of the parties, we hold that a violation of Section 1103(a) of the Ethics Act, 65 Pa.C.S. § 1103(a), occurred when Pickron, in her capacity as Director of PAPMC of PHA, accepted gifts from Greenscape Landscape and/or Damerjian, who was serving as a vendor/contractor of PAPMC and/or PHA, at a time when Greenscape Landscape and/or Damerjian had an ongoing business relationship with PAPMC and/or PHA and Pickron was charged with oversight responsibility of Greenscape Landscape and/or Damerjian. We accept the recommendation of the parties for a finding that no violation of Section 1103(a) of the Ethics Act occurred in relation to the allegation that Pickron utilized the authority of her office to direct PHA employees to conduct home repairs to Pickron’s personal residence during normal business hours of PHA at a time when said PHA employees were compensated from public funds, resulting in a pecuniary benefit to Pickron, based upon an insufficiency of evidence to substantiate that any private pecuniary benefit was beyond a de minimis amount. The Stipulated Findings do not quantify the private pecuniary benefit resulting to Pickron from PHA employees installing a ceiling fan, doing plastering work, and installing a circulator pump at Pickron’s residence during their regular PHA work hours. Pickron, 13-017 Page 22 Accordingly, we hold that no violation of Section 1103(a) of the Ethics Act, 65 Pa.C.S. § 1103(a), occurred in relation to the allegation that Pickron utilized the authority of her office to direct PHA employees to conduct home repairs to Pickron’s personal residence during normal business hours of PHA at a time when said PHA employees were compensated from public funds, resulting in a pecuniary benefit to Pickron, based upon an insufficiency of evidence to substantiate that any private pecuniary benefit was beyond a de minimis amount. We agree with the parties, and we hold that a violation of Section 1104(a) of the Ethics Act, 65 Pa.C.S. § 1104(a), occurred when Pickron failed to timely file an SFI form for the 2013 calendar year with PHA for her former position as Director of PAPMC. As for the allegation regarding Pickron’s failure to make proper disclosure of gifts on her SFI for the 2011 calendar year, per the Stipulated Findings and Consent Agreement, Pickron did not disclose gifts in excess of $250.00 that she received from Damerjian/Greenscape Landscape. However, Pickron did disclose on her SFI for the 2011 calendar year her receipt of gifts in the amount of $1,000.00 from “coworkers/contractors” for a baby shower. The parties, through the negotiation process, have agreed that the aforesaid disclosure constituted an attempt at compliance with the Ethics Act and that it would be appropriate to find no violation of Section 1105(b) of the Ethics Act and to permit amendment, in support of which recommendation the parties cite In re Benninghoff, 578 Pa. 402, 852 A.2d 1182 (2004). We recognize the “give and take” that is part of settlement negotiations. However, because Section 1105(b)(6) of the Ethics Act expressly requires, inter alia, disclosure on the SFI form of the name and address of each source of disclosable gift(s), 65 Pa.C.S. § 1105(b)(6), we will treat the above recommendation as a non pros by the Investigative Division as to the Section 1105(b)(6) allegation in this particular proceeding. Accordingly, for purposes of the instant proceeding, we find no violation of Section 1105(b) of the Ethics Act, 65 Pa.C.S. § 1105(b), as to the allegation that Pickron failed to make proper disclosure of gifts on her SFI form for the 2011 calendar year based upon a non pros by the Investigative Division. As part of the Consent Agreement, Pickron has agreed to make payment in the amount of $1,100.00 payable to the Commonwealth of Pennsylvania and forwarded to this Commission within thirty (30) days of the issuance of the final adjudication in this matter. Pickron has also agreed to not accept any reimbursement, compensation or other payment from PHA representing a full or partial reimbursement of the amount paid in settlement of this matter. Pickron has further agreed to file complete and accurate SFIs for calendar years 2011 and 2013 with the Commonwealth of Pennsylvania, through this Commission, within thirty (30) days of the issuance of the final adjudication in this matter. We agree that the aforesaid recommendations are appropriate, including the recommendation that Pickron file complete and accurate SFIs for both the 2011 and 2013 calendar years, notwithstanding the aforesaid non pros as to the Section 1105(b)(6) allegation. We determine that the Consent Agreement submitted by the parties sets forth a proper disposition for this case, based upon our review as reflected in the above analysis and the totality of the facts and circumstances. Accordingly, per the Consent Agreement of the parties, Pickron is directed to make payment in the amount of $1,100.00 payable to the Commonwealth of Pennsylvania and th forwarded to this Commission by no later than the thirtieth (30) day after the mailing date of this adjudication and Order. Pickron, 13-017 Page 23 Per the Consent Agreement of the parties, Pickron is further directed to not accept any reimbursement, compensation or other payment from PHA representing a full or partial reimbursement of the amount paid in settlement of this matter. To the extent she has not already done so, Pickron is directed to file complete and accurate SFIs for calendar years 2011 and 2013 with the Commonwealth of Pennsylvania, th through this Commission, by no later than the thirtieth (30) day after the mailing date of this adjudication and Order, and the Investigative Division is directed to forward copies of such filings to PHA. Compliance with the foregoing will result in the closing of this case with no further action by this Commission. Noncompliance will result in the institution of an order enforcement action. IV.CONCLUSIONS OF LAW: 1. As Director of Philadelphia Asset and Property Management Corporation (“PAPMC”) of the Philadelphia Housing Authority (“PHA”) from 2010 until April 10, 2013, Respondent NeSheena Pickron (“Pickron”) was a public employee subject to the provisions of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq. 2. Pickron violated Section 1103(a) of the Ethics Act, 65 Pa.C.S. § 1103(a), when, in her capacity as Director of PAPMC of PHA, she accepted gifts from Greenscape Landscape Contractors, Inc. (“Greenscape Landscape”) and/or Robert Damerjian (“Damerjian”), who was serving as a vendor/contractor of PAPMC and/or PHA, at a time when Greenscape Landscape and/or Damerjian had an ongoing business relationship with PAPMC and/or PHA and Pickron was charged with oversight responsibility of Greenscape Landscape and/or Damerjian. 3. No violation of Section 1103(a) of the Ethics Act, 65 Pa.C.S. § 1103(a), occurred in relation to the allegation that Pickron utilized the authority of her office to direct PHA employees to conduct home repairs to Pickron’s personal residence during normal business hours of PHA at a time when said PHA employees were compensated from public funds, resulting in a pecuniary benefit to Pickron, based upon an insufficiency of evidence to substantiate that any private pecuniary benefit was beyond a de minimis amount. 4. A violation of Section 1104(a) of the Ethics Act, 65 Pa.C.S. § 1104(a), occurred when Pickron failed to timely file a Statement of Financial Interests form for the 2013 calendar year with PHA for her former position as Director of PAPMC. 5. For purposes of the instant proceeding, we find no violation of Section 1105(b) of the Ethics Act, 65 Pa.C.S. § 1105(b), as to the allegation that Pickron failed to make proper disclosure of gifts on her Statement of Financial Interests form for the 2011 calendar year based upon a non pros by the Investigative Division. In Re: NeSheena Pickron, : File Docket: 13-017 Respondent : Date Decided: 1/27/15 : Date Mailed: 2/10/15 ORDER NO. 1651 1. As Director of Philadelphia Asset and Property Management Corporation (“PAPMC”) of the Philadelphia Housing Authority (“PHA”), Respondent NeSheena Pickron (“Pickron”) violated Section 1103(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1103(a), when, in her capacity as Director of PAPMC of PHA, she accepted gifts from Greenscape Landscape Contractors, Inc. (“Greenscape Landscape”) and/or Robert Damerjian (“Damerjian”), who was serving as a vendor/contractor of PAPMC and/or PHA, at a time when Greenscape Landscape and/or Damerjian had an ongoing business relationship with PAPMC and/or PHA and Pickron was charged with oversight responsibility of Greenscape Landscape and/or Damerjian. 2. No violation of Section 1103(a) of the Ethics Act, 65 Pa.C.S. § 1103(a), occurred in relation to the allegation that Pickron utilized the authority of her office to direct PHA employees to conduct home repairs to Pickron’s personal residence during normal business hours of PHA at a time when said PHA employees were compensated from public funds, resulting in a pecuniary benefit to Pickron, based upon an insufficiency of evidence to substantiate that any private pecuniary benefit was beyond a de minimis amount. 3. A violation of Section 1104(a) of the Ethics Act, 65 Pa.C.S. § 1104(a), occurred when Pickron failed to timely file a Statement of Financial Interests (“SFI”) form for the 2013 calendar year with PHA for her former position as Director of PAPMC. 4. For purposes of the instant proceeding, we find no violation of Section 1105(b) of the Ethics Act, 65 Pa.C.S. § 1105(b), as to the allegation that Pickron failed to make proper disclosure of gifts on her Statement of Financial Interests form for the 2011 calendar year based upon a non pros by the Investigative Division. 5. Per the Consent Agreement of the parties, Pickron is directed to make payment in the amount of $1,100.00 payable to the Commonwealth of Pennsylvania and forwarded to the Pennsylvania State Ethics Commission by no later than the th thirtieth (30) day after the mailing date of this Order. 6. Per the Consent Agreement of the parties, Pickron is directed to not accept any reimbursement, compensation or other payment from PHA representing a full or partial reimbursement of the amount paid in settlement of this matter. 7. To the extent she has not already done so, Pickron is directed to file complete and accurate SFIs for calendar years 2011 and 2013 with the Commonwealth of Pennsylvania through the Pennsylvania State Ethics Commission, by no later than th the thirtieth (30) day after the mailing date of this Order, and the Investigative Division is directed to forward copies of such filings to PHA. 8. Compliance with Paragraphs 5, 6, and 7 of this Order will result in the closing of this case with no further action by this Commission. Pickron, 13-017 Page 25 a. Non-compliance will result in the institution of an order enforcement action. BY THE COMMISSION, ___________________________ Nicholas A. Colafella, Chair