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HomeMy WebLinkAbout1650 Angelo In Re: Cynthia Angelo, : File Docket: 13-024 Respondent : X-ref: Order No. 1650 : Date Decided: 1/27/15 : Date Mailed: 2/10/15 Before: Nicholas A. Colafella, Chair Mark R. Corrigan Roger Nick Kathryn Streeter Lewis Maria Feeley Melanie DePalma This is a final adjudication of the State Ethics Commission. Procedurally, the Investigative Division of the State Ethics Commission conducted an investigation regarding possible violation(s) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq., by the above-named Respondent. At the commencement of its investigation, the Investigative Division served upon Respondent written notice of the specific allegations. Upon completion of its investigation, the Investigative Division issued and served upon Respondent a Findings Report identified as an “Investigative Complaint.” An Answer was filed and a hearing was requested. A Stipulation of Findings and a Consent Agreement were subsequently submitted by the parties to the Commission for consideration. The Stipulated Findings are set forth as the Findings in this Order. The Consent Agreement has been approved. I.ALLEGATIONS: That Cynthia Angelo, a public official/public employee in her capacity as Township Zoning Officer, Assistant Secretary/Treasurer and/or interim Secretary/Treasurer for Ligonier Township, Westmoreland County, violated Section 1103(a) and Section 1104(a) of the State Ethics Act (Act 93 of 1998) when she used the authority of her public position for a private pecuniary benefit by utilizing Township equipment and facilities during her working hours for the Township in furtherance of a personal internet based business; when she converted tangible Township/public property for her own purposes; and when she failed to file Statement\[s\] of Financial Interests relevant to her public office/public employment with Ligonier Township for calendar years 2008 through 2012. II.FINDINGS: 1. Cynthia Angelo served as the Ligonier Township Zoning Officer from August 25, 1997, until July 25, 2013. a. Angelo also served as the Township Assistant Secretary and Township Assistant Treasurer from August 25, 1997, to May 28, 2013, and October 7, 1997, to May 28, 2013, respectively. 1. The Township did not employ an Assistant Secretary/Treasurer prior to Angelo holding the position. Angelo, 13-024 Page 2 b. Angelo served as the Township interim Secretary/Treasurer from May 28, 2013, until July 25, 2013. 2. Ligonier Township (“Township”) is a Second Class Township governed by a three Member Board of Supervisors (“Board”). a. The Board holds regular monthly meetings at the Township Municipal Building on the second Tuesday of each month. b. Workshop meetings are held the Friday prior to the regular monthly meeting. c. Special meetings are held on an as-needed basis. 3. The Township employs numerous employees including: Police Department, Road Department, Zoning Officer, and an office staff. a. The office staff includes a Secretary/Treasurer who supervises the Assistant Secretary/Treasurer and Office Clerk. 1. The Zoning Officer worked within the Township municipal office; however, the Secretary/Treasurer does not oversee duties performed by the Zoning Officer. 4. Angelo was supervised by Township Supervisor and Secretary/Treasurer Keith Whipkey from her initial date of employment until Whipkey’s resignation at the May * 28, 2013, special meeting. a. Angelo was appointed as the interim Secretary/Treasurer at the May 28, 2013, special meeting, and held that position until her termination at the July 25, 2013, special meeting. * \[Cf., Fact Finding 36.\] 5. Angelo’s duties/responsibilities in her position as the Zoning Officer included but were not limited to the following: a. Issuance of permits and collection of fees; b. Sales of zoning ordinances/maps; c. Processing violations of zoning ordinances; d. Attending Planning Commission, Zoning Hearing Board and Board of Supervisor meetings and any special meetings as needed; e. Maintain zoning office activity reports; f. Process and prepare Right-to-Know Requests. 6. Angelo’s duties/responsibilities in her position as the Assistant Secretary/Treasurer included but were not limited to the following: a. Prepare Board meeting minutes and agendas; b. Process accounts payable/receivable; c. Prepare and process payroll; Angelo, 13-024 Page 3 d. Attend Board of Supervisors meetings and special meetings as needed. 7. Angelo possessed additional responsibilities in her position as the Zoning Officer and Assistant Secretary/Treasurer as follows: a. Maintenance of office equipment (e.g., copier, fax, and printers); b. Office supply orders and processing; and c. Answering telephone and taking messages. 8. Angelo performed the duties of the Secretary/Treasurer during Whipkey’s absence (e.g., vacation, medical appointments, etc.) 9. Invoices to the Township are received and processed by the Secretary/Treasurer and/or the Office Clerk, Barbara Hollick. a. Angelo performed the duty of processing accounts receivable/payable in the absence of the Secretary/Treasurer. b. Invoices are initially received by the Office Clerk and forwarded to the Secretary/Treasurer for review/approval of payment. 1. The Board did not regularly review Township invoices. 2. The Board would review any invoices that were questioned prior to actually signing the respective Township check. c. A list of bills to be paid was presented to the Board at each meeting for review/approval. 1. All invoices were available for the Supervisors to review upon request. 10. The office staff compiled a meeting packet for each Supervisor that was made available by the day of the meeting. a. The packet includes an agenda, the prior month’s minutes, police report, treasurer’s report, and bill listing. b. As the Township Zoning Officer, Angelo presented a zoning report to the Board at the Board meetings. 11. Voting at Board meetings may occur either by a roll call or group aye/nay fashion, depending on the issue at hand. a. All objections and abstentions are noted within the minutes. b. Meeting minutes generated are approved for accuracy at subsequent meetings. 12. Signature authority over accounts was maintained by the Supervisors and Angelo, in her position as the Assistant Secretary/Treasurer. a. Township checks required three live signatures from the authorized signatories. Angelo, 13-024 Page 4 b. Township checks are signed on a bi-weekly basis. 13. Angelo utilized a Township computer/printer and also had access to Township office equipment (copier/printer, digital camera), supplies (paper, envelopes, boxes, postage, etc.) and resources (internet and phone service) to conduct official Township business. a. Angelo, as the Secretary/Treasurer and the Office Clerk, worked in private/separate offices as opposed to a cubicle or group environment. 14. The office staff generally worked 40 hour work weeks which were monitored by Whipkey. a. The Township utilized a time card to document the time an employee was present at work. 1. Employees inconsistently punched in/out to attend to personal errands/appointments. 15. Angelo was a salaried employee and was compensated for working at least 35 to 37.5 hours per week. a. Although Angelo held several positions within the Township, all of her duties were to be completed within a 35 to 37.5 hour work week. b. Angelo’s regular office hours at the Township municipal building were from 7:30 a.m. to 3:30 p.m. with the exception of Wednesdays, when she was to work 8:00 a.m. to 3:30 p.m. c. Angelo was permitted to “flex” her regular work hours to attend to personal errands. 1. Angelo was expected to punch in/out for instances she left the Township municipal building for personal business. 16. Angelo’s . . . wage since 2008 was as follows: Year Bi-Weekly Salary 2008 $1,293.68 bi-weekly salary 2009 $1,283.14 bi-weekly salary 2010 $1,372.46 bi-weekly salary 2011 $1,414.40 bi-weekly salary 2012 $1,414.40 bi-weekly salary 2013 $1,414.40 bi-weekly salary 17. Township employee conduct is regulated by the provisions of the Township’s General Employee Manual (“Manual”), approved by the Board of Supervisors on October 10, 2006. a. Each employee is provided with a Manual at the time of hire. b. The Manual includes a section that is required to be signed by the employee, acknowledging that \[the employee has\] read and will abide by the policies/procedures set forth in the Manual. 1. The acknowledgment section is submitted to the Secretary/Treasurer and maintained within the Township files. Angelo, 13-024 Page 5 18. Angelo would have been required to sign and submit the acknowledgement section upon receipt of the Manual. a. Angelo asserts that she did not receive, nor was provided with, a copy of the Manual upon hire. b. Angelo’s signed acknowledgement section of the Manual is not on file with the Township. c. Angelo would have/should have been provided with a copy of the Manual on or about October 9, 2006. 19. In the early 2000s Whipkey delegated Angelo the responsibility of ordering and maintaining Township office supplies. * a. In his capacity as Assistant Secretary/Treasurer, Whipkey had been responsible for ordering and maintaining the Township office supplies prior to Angelo. * \[Cf., Fact Finding 1 a(1).\] b. Angelo had the autonomy to order Township office supplies (e.g., paper, ink/toner, computers, etc.) without the review or approval of Whipkey and/or the Board of Supervisors. 20. The Township maintained an account with the Quill Corporation (“Quill”)--account #xxxx199--in order to maintain the Township’s office supplies (paper, tablets, ink cartridges, ruler pads, correction tape, folders, etc.) a. Quill is headquartered in Lincolnshire, Illinois, and is a mail-in order office supply company that is owned by Staples, Inc. 1. Quill maintains distribution centers throughout the United States. b. Quill accepts orders by fax, online, and by telephone. 21. Angelo managed the Township’s Quill account in order to maintain the Township’s office supplies. a. Angelo ordered Township supplies online from her Township computer since at least 2009. 22. Quill offers customers free gift/reward items for submitting a qualifying order. a. The free gift/reward items are listed along with the qualifying order at the time of purchase. 23. From the time period of November 5, 2008, to July 27, 2013, Quill provided and shipped the Township at least 206 items as free gifts/rewards. a. Quill assigned a value to these free gifts/rewards which totaled approximately $1,388.46. b. The Township was not assessed a fee or billed/invoiced for the items. Angelo, 13-024 Page 6 c. The free gift/reward items were listed on Township billing statements documenting the Township purchases of office supplies from Quill. 1. The free gift/reward items of value included electronics, cookies, kitchenware, and manufacturer rebates/coupons. d. The free gift/reward items were not located upon a review of Township inventory. 24. The Board of Supervisors was not aware that Quill offered free gift/reward items for qualifying orders. a. Angelo asserts that the Supervisors were aware of the gift/reward items and that the Supervisors considered them “junk to be discarded” and/or directed the consumables be distributed among employees. b. Angelo made available to Township personnel the free food items (cookies, popcorn, and candy) that were received from Quill. 1. The food items were placed in the Township building (kitchen, conference room) for the benefit of Township employees. 25. Quill orders were shipped directly to the Township building. a. Township staff, including Angelo, was responsible for receiving Quill shipments and verifying the order contents. 1. On occasion, Hollick would sign and open Quill packages in the absence of Angelo. b. The free gift/reward items were shipped to the Township along with the respective supplies ordered. 26. Angelo, in her position as the Township Zoning Officer/Assistant Secretary/Treasurer, was responsible for the distribution of office supplies ordered from Quill. a. Office supplies were distributed to employees at their respective work stations and/or kept in the Township storage room located within the Township municipal building. 1. Each Township employee had access to the Township storage room. 2. An inventory of Township office supplies was not maintained. THE FOLLOWING FINDINGS ARE IN RELATION TO ALLEGATIONS THAT ANGELO UTILIZED TOWNSHIP RESOURCES AND EQUIPMENT FOR THE FURTHERANCE OF HER PERSONAL INTERNET BUSINESS. 27. The Township office staff each have access to, and utilize, various pieces of office equipment to perform the Township’s day-to-day operations. a. Manual Section 15.1 (c) sets forth: The computer, electronic mail system and the Internet are to be used by Employees in conducting Township business and are not for an Employee’s personal use. Exceptions may be Angelo, 13-024 Page 7 granted with prior approval from the Employee’s supervisor or the Board of Supervisors. 1. The Board of Supervisors permitted employees to engage in limited personal use of the Township’s computer/internet provided it \[did\] not impede \[performance of\] their daily duties/responsibilities. 28. Angelo utilized a Township-owned desktop computer and monitor (“Township Computer”) to perform the day-to-day functions of the Zoning Officer and Assistant Secretary/Treasurer. 29. Office staff employees each have their own personalized username and password to access Township owned computers. a. Angelo’s username was “cjturley.” * b. Angelo’s maiden name is Turley. “cjturley” represents Cynthia J. Turley. * \[Cf., Fact Finding 33 c.\] 30. Since at least 2008, Comcast has been the Township’s internet service provider. 31. eBay is an online marketplace, founded in 1995, that enables individuals and small businesses to buy and sell products. a. eBay can be accessed electronically through any internet connected device (e.g., computer, smartphone, tablet). b. eBay requires a user to register in order to buy/sell products. 1. Registration requires the submission of a name, email address and password. 32. PayPal is owned by eBay and serves as an e-commerce business that allows payments and money transfers to be made through the internet. a. eBay account holders utilize PayPal to perform money transfers associated with the buying/selling of eBay posted products. 1. PayPal may be used for money transfers for internet sales other than eBay. b. PayPal accounts are created by providing name, address, phone number, email, password, and the association of a separate financial account for fund deposits/withdrawals. 33. Angelo registered username “cjturely64” with eBay on August 28, 2007. a. eBay records reflect Angelo registered two shipping addresses to her “cjturely64” account: 1. Angelo’s residential address (registered August 2007); 2. Township Municipal Building’s address (registered January 2008). b. The Township did not order from eBay or utilize eBay’s services in its day-to- day operations. Angelo, 13-024 Page 8 * c. Angelo’s user name reflects her initials (C.J.), maiden name (Turely) and year of birth (1964). * \[Cf., Fact Finding 29 b.\] 34. Angelo received and shipped packages in relation to her eBay account at the Township building. 35. Angelo created a PayPal account on June 22, 2010, with the registered username “cjturely64.” a. Visa credit card account \[account information redacted\] is registered to Angelo’s PayPal account. * 36. At the May 2, 2013, Board of Supervisors special meeting, the Board accepted Whipkey’s resignation as Supervisor and Township Secretary/Treasurer. a. The Board unanimously approved the appointment of Angelo as the Township Right-to-Know Officer at the May 2, 2013, special meeting. * \[Cf., Fact Finding 4.\] 37. On May 9, 2013, Supervisor Komar contacted CPA/CFE Rae Ann Tronetti (“Tronetti”) to submit a proposal for professional services and additional services, to include Tronetti fulfilling the responsibilities of the Secretary/Treasurer until a permanent replacement was appointed. a. Whipkey’s resignation resulted in the Board pursuing a forensic examination of Township accounts managed by Whipkey. 38. At the May 28, 2013, Board of Supervisors special meeting, the Board appointed Angelo as the interim Secretary/Treasurer at a rate of $2.00 per hour (in addition to her regular hourly rate) until July 1, 2013, for work performed as the acting Secretary/Treasurer and hired Tronetti for the performance of professional services. 39. Tronetti’s examination into the possible misappropriation of Township funds by Whipkey commenced on May 29, 2013. a. The examination included interviews of Township officials/employees, including Angelo, and reviews of various Township financial/accounting documents. 40. Professional services performed by Tronetti ultimately involved review of at least two Township computers (computers utilized by Whipkey and Angelo). a. Tronetti’s examination discovered that Angelo had been utilizing her own personal back-up hard drive to save electronic files, and that Angelo was conducting personal eBay business on the Township owned computer. 1. It was later confirmed by Tronetti that Angelo did conduct eBay sales from her Township computer. 41. On July 18, 2013, Tronetti conducted a review of Angelo’s external hard drive to determine the extent of Angelo conducting personal eBay business during Township work hours. Angelo, 13-024 Page 9 a. The review revealed various non-business related internet sites that were accessed by Angelo, including eBay, PayPal, Facebook, and Yahoo. 1. The greatest number of hits was to URL (web address) “My E-bay All Selling” site. aa. The site was hit 17,607 as of May 31, 2013. bb. A “hit” is a single request for a file from a web server. 2. The course of time that the 17,607 “hits” accumulated could not be determined due to deleted internet history from the external hard drive. 42. The external hard drive review discovered Angelo accessed seven hundred and forty-two (742) eBay web addresses. a. The web addresses included hits on Welcome to eBay; My eBay All Selling; My eBay Watch List; My eBay Unsold/Sold; My eBay Messages-Inbox; My eBay Summary; eBay Feedback Profile for CJTurley64; Print Shipping Labels. 43. Tronetti’s review determined that Angelo operated an online eBay store under the username CJTurley64. a. Tronetti’s review alleged that Angelo’s eBay store listed Township owned property for sale. 1. The external hard drive review reflected Angelo visited eBay web addresses that are associated with eBay seller activity (i.e., My eBay All Selling; My eBay Watch List; My eBay Unsold/Sold; My eBay Messages-Inbox; My eBay Summary; Print Shipping Labels). b. The results of the review were presented to Komar on or about July 19, 2013. 44. On the dates of August 16, 2013, and August 20, 2013, Township officials and Tronetti met with representatives of Wessel & Company CPA and Business Consultants. a. The meeting focused on conduction of a forensic examination of Township records associated to former Secretary/Treasurer Whipkey and Zoning Officer & Assistant Secretary/Treasurer Angelo. 45. On September 3, 2013, and September 16, 2013, a Wessel & Company CPA fraud examination team obtained information and records for the investigation. a. The information and records included, but were not limited to, the Township’s desktop computer utilized by Angelo; Computer back up CD’s of Angelo’s computer; and Invoice listing of items sold from Quill Corporation. b. A mirror image of the computers utilized by Angelo was generated on September 16, 2013, using Encase Forensic software. 46. Wessel & Company’s review of the Township computer utilized by Angelo discovered that from November 29, 2012, to June 4, 2013, the username “cjturely” accessed over 4,400 web addresses. Angelo, 13-024 Page 10 a. eBay web addresses were accessed eight hundred forty-one (841) times. b. Seven hundred thirty-six (736) eBay web addresses were accessed during Angelo’s regular business hours (7:30 a.m. to 3:30 p.m.) 47. Wessel & Company’s review of the Township computer utilized by Angelo discovered seven hundred and seven (707) photos of items to be posted on Angelo’s eBay site. a. The review lists the specific time the photo was last uploaded to the computer. b. Six hundred and fifteen (615) of the seven hundred and seven (707) items were uploaded to the computer during Angelo’s normal working hours (7:30 a.m. to 3:30 p.m.) c. Angelo uploaded photos to her Township computer that were associated with her personal eBay business. 48. eBay records, covering the time period of April 10, 2011, to November 9, 2013, reflect user ID CJTurely64 posted six thousand two hundred fifty-eight (6,258) items for sale. a. eBay user CJTurely64 posted at least eight hundred and ninety-nine (899) items on eBay from the Township IP address. b. Six hundred sixty-six (666) of the eight hundred and ninety-nine (899) items were posted during Angelo’s regularly scheduled work hours (7:30 a.m.-3:30 p.m.) 1. The last item was posted on April 25, 2013, at 2:47 p.m. 49. Angelo listed no less than one hundred thirty-five (135) Township items for sale via her eBay site. 50. Forty (40) of the one hundred thirty-five (135) items were listed from the Township’s IP address. 1. Twenty-seven (27) of the forty (40) listings were posted during Angelo’s regularly scheduled work hours (7:30 a.m.-3:30 p.m.) 2. The forty (40) listings were posted on thirty (30) separate work days. b. The value of the items presented to the Township from Quill and subsequently listed for sale by Angelo totaled $963.97. 1. A determination could not be made as to how many items were purchased by eBay users. 51. On or about April 15, 2010, Whipkey purchased, via his personal MasterCard, an HP 10.1” Mini 6-Cell Notebook, Win.7, 1GB RAM, 250GB HD (hereafter, “Netbook”) for the amount of $470.34 to perform work related to the Secretary/Treasurer position. a. The Township reimbursed Whipkey the full amount of $470.34 via check#15355. Angelo, 13-024 Page 11 52. The Netbook was maintained in Whipkey’s office up until the time Whipkey resigned his position as the Secretary/Treasurer in May 2013. 53. Angelo obtained possession of the Netbook after Whipkey resigned from the Township. a. Angelo maintained possession of the Netbook without the authorization of the Board after her employment with the Township ceased in July 2013. 54. The Netbook was listed under eBay username “CJTurley64” on June 25, 2013, from Angelo’s IP address of 71.60.154.217. a. The Netbook sold for $51.00 to an eBay user on July 25, 2013. b. Angelo’s PayPal account posted a payment received on July 3, 2013, in the amount of $63.79 for the sale of the Netbook. 1. The difference of $12.79 from the sale price of $51.00 and the PayPal payment received of $63.79 is believed to be postage. 55. eBay records for user CJTurely64 covering the time period of 2009 to 2013 were requested in association with the investigation. a. eBay was able to produce records of listing/activity for the CJTurley64 account for the time period of April 10, 2011, to November 9, 2013. 1. eBay account listing/activity for the time period of 2009 to April 11, 2011, was not provided. 56. Angelo’s PayPal account records, covering the time period of June 21, 2010, to November 5, 2013, reflect one hundred thirty-two (132) actions (i.e., login, logout, web download) performed during sixty-five (65) work days from the Township IP address. a. The first recorded action from the Township IP address occurred on February 23, 2012, with the last action occurring on May 28, 2013. b. Eighty (80) of the one hundred thirty-two (132) actions were performed during Angelo’s regularly scheduled work hours (7:30 a.m.-3:30 p.m.). 57. Angelo accessed her PayPal account for multiple purposes at varying times, including monitoring of payments received from her personal eBay account, CJTurely64. a. A complete assessment of instances when Angelo accessed PayPal specifically to monitor her personal eBay account, CJTurley64, could not be determined. 58. Angelo’s PayPal records covering the time period of July 15, 2012, to November 15, 2013, reflect a total of six hundred and thirty-six (636) payments received in the total amount of $7,608.40. a. The PayPal records identify eighty-two (82) items of the six hundred and thirty-six payments received. Angelo, 13-024 Page 12 1. The records do not specifically list whether each payment received accounts for one item. 59. Angelo has maintained internet service at her residence through Comcast since at least 2009. a. Angelo has the equipment and resources to manage her personal eBay account from her residence. 60. Angelo was interviewed by Commission Investigator(s) on April 8, 2014, and provided the following statements: a. Angelo claimed somebody had accessed her Township computer via her username/password on at least a couple occasions prior to April 2013; b. Angelo claimed to have received permission at the beginning of her tenure from Whipkey \[to\] keep Quill gift/reward items; c. Angelo admitted she did not request permission from Whipkey for each instance she took ownership of a Quill gift/reward item after receiving the initial authorization from Whipkey early in her tenure; d. Angelo and a Ligonier Township Municipal Authority employee claimed certain Quill gift/reward items for themselves; e. Since at least 2009, Angelo claimed she did not open all Quill packages or distribute all of the supplies received by the Township; f. Angelo claimed to have accessed her personal eBay account during her lunch period and prior to/after regular business hours; g. Angelo claimed Whipkey owned the Netbook when he initially provided her the Netbook to fix, and subsequently gave Angelo the Netbook after she determined she could not repair it. THE FOLLOWING FINDINGS RELATE TO DISCREPENCIES ON ANGELO’S STATEMENT OF FINANCIAL INTERESTS FORMS FOR CALENDAR YEARS 2008, 2009, 2010, 2011, AND 2012. 61. Section 1104(a) of the State Ethics Act sets forth that public officials are to file a Statement of Financial Interests (“SFI”) form with the governing authority of the political subdivision within which appointed or elected no later than May 1st of each year that the individual holds such a position and of the year after the individual leaves such a position. a. Angelo served as the Ligonier Township Zoning Officer from October 7, 1997, to July 25, 2013. 62. On September 16, 2013, a Statement of Financial Interests compliance review was conducted for Ligonier Township. a. Statement\[s\] of Financial Interests could not be located for Angelo and none were on file for calendar years 2008, 2009, 2010, 2011, and 2012, concerning her position as the Township Zoning Officer or any other Township position. Angelo, 13-024 Page 13 63. On January 27, 2014, the Harrisburg Central Office received, via US Mail, a letter dated January 16, 2013, from Angelo that: “\[she\] prepared new ones since it appears the original filed copies and my personal copies were left at the Township Building and I no longer have access to those files since my discharge.” a. Angelo enclosed SFIs for calendar years 2008-2014 with the letter. b. The SFIs were completed subsequent to Angelo being notified by the Investigative Division of the State Ethics Commission of her failure to file. III.DISCUSSION: In her capacities as: (1) the Ligonier Township (“Township”) Zoning Officer from 1997 until July 25, 2013; (2) the Township Assistant Secretary/Treasurer from 1997 to May 28, 2013; and (3) the Township interim Secretary/Treasurer from May 28, 2013, until July 25, 2013, Respondent Cynthia Angelo, also referred to herein as “Respondent,” “Respondent Angelo,” and “Angelo,” has been a public official/public employeesubject to the provisions of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq. The allegations are that Respondent Angelo violated Section1103(a) and Section 1104(a) of the Ethics Act: (1) when she utilized Township equipment and facilities during her working hours for the Township in furtherance of a personal internet based business; (2) when she converted tangible Township/public property for her own purposes; and (3) when she failed to file Statements of Financial Interests (“SFIs”) relevant to her public office/public employment with the Township for calendar years 2008 through 2012. Pursuant to Section 1103(a) of the Ethics Act, a public official/public employee is prohibited from engaging in conduct that constitutes a conflict of interest: § 1103. Restricted activities (a)Conflict of interest.— No public official or public employee shall engage in conduct that constitutes a conflict of interest. 65 Pa.C.S. § 1103(a). The term "conflict of interest" is defined in the Ethics Act as follows: § 1102. Definitions "Conflict" or "conflict of interest." Use by a public official or public employee of the authority of his office or employment or any confidential information received through his holding public office or employment for the private pecuniary benefit of himself, a member of his immediate family or a business with which he or a member of his immediate family is associated. The term does not include an action having a de minimis economic impact or which affects to the same degree a class consisting of the general public or a subclass consisting of an industry, occupation or other group which includes the public official or public employee, a member of his immediate family or a business with which he or a member of his immediate family is associated. 65 Pa.C.S. § 1102. Angelo, 13-024 Page 14 Section 1103(a) of the Ethics Act prohibits a public official/public employee from using the authority of public office/employment or confidential information received by holding such a public position for the private pecuniary benefit of the public official/public employee himself, any member of his immediate family, or a business with which he or a member of his immediate family is associated. Section 1104(a) of the Ethics Act provides that each public official/public employee must file an SFI for the preceding calendar year, each year that he holds the position and the year after he leaves it. As noted above, the parties have submitted a Consent Agreement and Stipulation of Findings. The parties' Stipulated Findings are set forth above as the Findings of this Commission. We shall now summarize the relevant facts as contained therein. The Township is governed by a three Member Board of Supervisors (“Board”). Respondent served as the Township Zoning Officer from 1997 until July 25, 2013. Additionally, Respondent served as the Township Assistant Secretary/Treasurer from 1997 to May 28, 2013. As the Township Assistant Secretary/Treasurer, Respondent was supervised by Township Supervisor and Secretary/Treasurer Keith Whipkey (“Whipkey”) from 1997 until Whipkey resigned in May 2013. Following Whipkey’s resignation, Respondent served as the Township interim Secretary/Treasurer from May 28, 2013, until July 25, 2013. Respondent was a salaried employee and was compensated for working at least 35 to 37.5 hours per week. Respondent’s regular office hours at the Township municipal building were from 7:30 a.m. to 3:30 p.m. with the exception of Wednesdays, when she was to work 8:00 a.m. to 3:30 p.m. Respondent was permitted to “flex” her regular work hours to attend to personal errands. Respondent’s duties/responsibilities as Assistant Secretary/Treasurer included ordering office supplies. Respondent had the autonomy to order Township office supplies without the review or approval of Whipkey and/or the Board. Respondent ordered Township office supplies from the Quill Corporation (“Quill”), which offers customers free gift/reward items for submitting a qualifying order. From November 5, 2008, to July 27, 2013, Quill provided and shipped to the Township at least 206 items as free gifts/rewards. Quill valued these items at approximately $1,388.46. Township staff members, including Respondent, were responsible for receiving Quill shipments and verifying the contents of orders. The free gift/reward items were not located upon a review of Township inventory. Although the parties have stipulated the Board was not aware that Quill offered free gift/reward items for qualifying orders, Respondent asserts that the Supervisors were aware of the gift/reward items and that the Supervisors considered them “junk to be discarded” and/or directed that the consumables be distributed among employees. Respondent made available to Township personnel the free food items that were received from Quill. Township employees were permitted by the Board to engage in limited personal use of the Township’s computer/internet provided it did not impede performance of their daily duties/responsibilities. Each Township office staff employee has a personalized username and password to access Township owned computers. Respondent utilized the username “cjturley” to access her Township computer. Respondent registered the username “cjturely64” with eBay on August 28, 2007. Respondent created a PayPal account on June 22, 2010, with the registered username “cjturely64.” Angelo, 13-024 Page 15 In January 2008 Respondent registered the Township municipal building address as one of the shipping addresses under her “cjturely64” account with eBay. The Township did not order from eBay or utilize eBay’s services in its day-to-day operations. Respondent received and shipped packages in relation to her eBay account at the Township building. Following Whipkey’s resignation in May 2013 from the positions of Township Supervisor and Township Secretary/Treasurer, the Board arranged for the Township computers utilized by Whipkey and Respondent to be examined. It was determined that Respondent operated an online eBay store under the username “CJTurley64” and conducted personal eBay business on the Township owned computer. Respondent accessed 742 eBay web addresses. A “My E-bay All Selling” site was “hit” 17,607 times as of May 31, 2013. From November 29, 2012, to June 4, 2013, the username “cjturely” accessed eBay web addresses using the Township computer 841 times, with 736 eBay web addresses accessed during Respondent’s regular business hours. The review of the Township computer utilized by Respondent discovered 707 photos of items to be posted on Respondent’s eBay site, with 615 of such items uploaded during Respondent’s normal working hours. eBay user CJTurely64 posted at least 899 items on eBay from the Township IP address, with 666 of the 899 items posted during Respondent’s regularly scheduled work hours. Additionally, Respondent listed no less than 135 Township items for sale via her eBay site. Forty of the 135 items were listed from the Township’s IP address, and 27 of those listings were posted during Respondent’s regularly scheduled work hours. The 40 listings were posted on 30 separate work days. The value of the items presented to the Township from Quill and subsequently listed for sale by Respondent totaled $963.97. A determination could not be made as to how many items were purchased by eBay users. After Respondent’s employment with the Township ceased in July 2013, Respondent maintained possession of an HP 10.1” Mini 6-Cell Notebook (“Netbook”) that Whipkey had utilized to perform work related to the Township Secretary/Treasurer position. The Township had reimbursed Whipkey the full purchase price of the Netbook, specifically, $470.34. Respondent maintained possession of the Netbook without the authorization of the Board. On June 25, 2013, the Netbook was listed for sale under eBay username “CJTurley64” from Respondent’s IP address. The Netbook sold for $51.00 to an eBay user on July 25, 2013. Respondent’s PayPal account records reflect 132 actions (i.e., login, logout, web download) performed during 65 work days from the Township IP address from February 23, 2012, through May 28, 2013. Of these 132 actions, 80 were performed during Respondent’s regularly scheduled work hours. Respondent’s PayPal records covering the time period of July 15, 2012, to November 15, 2013, reflect a total of 636 payments received in the total amount of $7,608.40. The PayPal records identify 82 items of the 636 payments received. The records do not specifically list whether each payment received accounts for one item. Respondent has maintained internet service at her residence through Comcast since at least 2009. Respondent has the equipment and resources to manage her personal eBay account from her residence. Respondent was interviewed by Commission Investigator(s) on April 8, 2014, and claimed to have received permission from Whipkey at the beginning of Respondent’s tenure to keep Quill gift/reward items. Respondent claimed to have accessed her personal eBay account during her lunch period and prior to/after regular business hours. Respondent claimed Whipkey owned the aforesaid Netbook when he initially provided it to Angelo, 13-024 Page 16 her to fix, and subsequently gave Respondent the Netbook after she determined she could not repair it. On September 16, 2013, an SFI compliance review was conducted for the Township. No SFIs were on file for Respondent for calendar years 2008, 2009, 2010, 2011, and 2012. On January 27, 2014, the Commission’s Harrisburg Central Office received from Respondent, via US Mail, SFIs for calendar years 2008-2014. The SFIs were completed subsequent to Respondent being notified by the Investigative Division of this Commission of her failure to file. Having highlighted the Stipulated Findings and issues before us, we shall now apply the Ethics Act to determine the proper disposition of this case. The parties' Consent Agreement sets forth a proposed resolution of the allegations as follows: 3. The Investigative Division will recommend the following in relation to the above allegations: a. That no violation of Section 1103(a) of the Public Official and Employee Ethics Act, 65 Pa.C.S. § 1103(a), occurred in relation to Angelo utilizing Township equipment and facilities during her normal working hours in furtherance of a personal internet based business, in that insufficient clear and convincing evidence is available to substantiate a violation. b. That no violation of Section 1103(a) of the Public Official and Employee Ethics Act, 65 Pa.C.S. § 1103(a), occurred in relation to Angelo converting tangible Township/public property for her own purposes, in that insufficient clear and convincing evidence is available to substantiate that any private pecuniary benefit was beyond a de minimis amount. c. That a violation of Section 1104(a) of the Public Official and Employee Ethics Act, 65 Pa.C.S. § 1104(a), occurred in relation to Angelo failing to file Statement\[s\] of Financial Interests relevant to her public office/public employment with Ligonier Township for calendar years 2008 through 2012. 4. Angelo agrees to make payment in the amount of $500.00 in settlement of this matter payable to the Commonwealth of Pennsylvania and forwarded to the Pennsylvania State Ethics Commission within thirty (30) days of the issuance of the final adjudication in this matter. 5. Angelo has filed complete and accurate Statements of Financial Interests with Ligonier Township and the Pennsylvania State Ethics Commission, for calendar years 2008 through 2013. 6. The Investigative Division will recommend that the State Ethics Commission take no further action in this matter; and make no Angelo, 13-024 Page 17 specific recommendations to any law enforcement or other authority to take action in this matter. Such, however, does not prohibit the Commission from initiating appropriate enforcement actions in the event of Respondent's failure to comply with this agreement or the Commission's order or cooperating with any other authority who may so choose to review this matter further. Consent Agreement, at 2. In considering the Consent Agreement, we accept the recommendations of the parties for a finding of no violation as to the Section 1103(a) allegations. With regard to the allegation that Respondent utilized Township equipment and facilities during her normal Township working hours in furtherance of a personal internet based business, given that: (1) Township employees were permitted by the Board to engage in limited personal use of the Township’s computer/internet provided it did not impede performance of their daily duties/responsibilities; (2) Respondent was permitted to “flex” her regular work hours to attend to personal errands; (3) Respondent claimed to have accessed her personal eBay account during her lunch period and prior to/after regular business hours; and (4) the evidence does not enable an accurate calculation of a private pecuniary benefit as to this allegation, we accept the recommendation of the parties for a finding of no violation of Section 1103(a). We hold that no violation of Section 1103(a) of the Ethics Act, 65 Pa.C.S. § 1103(a), occurred in relation to the allegation that Respondent utilized Township equipment and facilities during her normal Township working hours in furtherance of a personal internet based business, based upon an insufficiency of evidence. As for the second allegation regarding conversion of tangible Township/public property, the value of the items presented to the Township from Quill and subsequently listed for sale by Respondent totaled $963.97. A determination could not be made as to how many of these items were actually purchased by eBay users. Additionally, the Netbook sold for only $51.00. We hold that no violation of Section 1103(a) of the Ethics Act, 65 Pa.C.S. § 1103(a), occurred in relation to the allegation that Respondent converted tangible Township/public property for her own purposes, based upon an insufficiency of evidence to substantiate that any private pecuniary benefit was beyond a de minimis amount. We agree with the parties and we hold that a violation of Section 1104(a) of the Ethics Act, 65 Pa.C.S. § 1104(a), occurred in relation to Respondent failing to file SFIs relevant to her public office/public employment with the Township for calendar years 2008 through 2012. As part of the Consent Agreement, Respondent has agreed to make payment in the amount of $500.00 in settlement of this matter payable to the Commonwealth of Pennsylvania and forwarded to this Commission within thirty (30) days of the issuance of the final adjudication in this matter. Respondent has now filed complete and accurate SFIs with Ligonier Township and this Commission, for calendar years 2008 through 2013. We determine that the Consent Agreement submitted by the parties sets forth a proper disposition for this case, based upon our review as reflected in the above analysis and the totality of the facts and circumstances. Angelo, 13-024 Page 18 Accordingly, per the Consent Agreement of the parties, Respondent Angelo is directed to make payment in the amount of $500.00 payable to the Commonwealth of th Pennsylvania and forwarded to this Commission by no later than the thirtieth (30) day after the mailing date of this adjudication and Order. Compliance with the foregoing will result in the closing of this case with no further action by this Commission. Noncompliance will result in the institution of an order enforcement action. IV.CONCLUSIONS OF LAW: 1. In her capacities as: (1) the Ligonier Township (“Township”) Zoning Officer from 1997 until July 25, 2013; (2) the Township Assistant Secretary/Treasurer from 1997 to May 28, 2013; and (3) the Township interim Secretary/Treasurer from May 28, 2013, until July 25, 2013, Respondent Cynthia Angelo (“Angelo”) has been a public official/public employeesubject to the provisions of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq. 2. No violation of Section 1103(a) of the Ethics Act, 65 Pa.C.S. § 1103(a), occurred in relation to the allegation that Angelo utilized Township equipment and facilities during her normal Township working hours in furtherance of a personal internet based business, based upon an insufficiency of evidence. 3. No violation of Section 1103(a) of the Ethics Act, 65 Pa.C.S. § 1103(a), occurred in relation to the allegation that Angelo converted tangible Township/public property for her own purposes, based upon an insufficiency of evidence to substantiate that any private pecuniary benefit was beyond a de minimis amount. 4. A violation of Section 1104(a) of the Ethics Act, 65 Pa.C.S. § 1104(a), occurred in relation to Angelo failing to file Statements of Financial Interests relevant to her public office/public employment with the Township for calendar years 2008 through 2012. In Re: Cynthia Angelo, : File Docket: 13-024 Respondent : Date Decided: 1/27/15 : Date Mailed: 2/10/15 ORDER NO. 1650 1. Cynthia Angelo (“Angelo”)--a public official/public employee in her capacities as Zoning Officer, Assistant Secretary/Treasurer and interim Secretary/Treasurer for Ligonier Township, Westmoreland County--did not violate Section 1103(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1103(a), in relation to the allegation that she utilized Township equipment and facilities during her normal Township working hours in furtherance of a personal internet based business, based upon an insufficiency of evidence. 2. No violation of Section 1103(a) of the Ethics Act, 65 Pa.C.S. § 1103(a), occurred in relation to the allegation that Angelo converted tangible Township/public property for her own purposes, based upon an insufficiency of evidence to substantiate that any private pecuniary benefit was beyond a de minimis amount. 3. A violation of Section 1104(a) of the Ethics Act, 65 Pa.C.S. § 1104(a), occurred in relation to Angelo failing to file Statements of Financial Interests relevant to her public office/public employment with the Township for calendar years 2008 through 2012. 4. Per the Consent Agreement of the parties, Angelo is directed to make payment in the amount of $500.00 payable to the Commonwealth of Pennsylvania and forwarded to the Pennsylvania State Ethics Commission by no later than the th thirtieth (30) day after the mailing date of this Order. 5. Compliance with paragraph 4 of this Order will result in the closing of this case with no further action by this Commission. a. Non-compliance will result in the institution of an order enforcement action. BY THE COMMISSION, ___________________________ Nicholas A. Colafella, Chair