HomeMy WebLinkAbout1479 WeissIn Re: Melvin Weiss,
Respondent
File Docket:
X -ref:
Date Decided:
Date Mailed:
Before: Louis W. Fryman, Chair
John J. Bolger, Vice Chair
Donald M. McCurdy
Paul M. Henry
Raquel K. Bergen
Nicholas A. Colafella
07 -037
Order No. 1479
7/21/08
8/5/08
This is a final adjudication of the State Ethics Commission.
Procedurally, the Investigative Division of the State Ethics Commission conducted
an investigation regarding possible violation(s) of the Public Official and Employee Ethics
Act ( "Ethics Act "), 65 Pa.C.S. § 1101 et seq., by the above -named Respondent. At the
commencement of its investigation, the Investigative Division served upon Respondent
written notice of the specific allegations. Upon completion of its investigation, the
Investigative Division issued and served upon Respondent a Findings Report identified as
an "Investigative Complaint." A Stipulation of Findings and a Consent Agreement waiving
an evidentiary hearing were subsequently submitted by the parties to the Commission for
consideration. The Stipulated Findings are set forth as the Findings in this Order. The
Consent Agreement has been approved.
This adjudication of the State Ethics Commission is issued under the Ethics Act and
will be made available as a public document thirty days after the mailing date noted above.
However, reconsideration may be requested. Any reconsideration request must be
received at this Commission within thirty days of the mailing date and must include a
detailed explanation of the reasons as to why reconsideration should be granted in
conformity with 51 Pa. Code § 21.29(b). A request for reconsideration will not affect the
finality of this adjudication but will defer its public release pending action on the request by
the Commission.
The files in this case will remain confidential in accordance with the Ethics Act.
Weiss, 07 -037
Page 2
I. ALLEGATIONS:
That Melvin Weiss, a public official /public employee in his capacity as a Supervisor
of Washington Township, violated Section 1103(a) of the State Ethics Act (Act 93 of 1998),
65 Pa.C.S. § 1103(a) when he participated in actions of the board of supervisors resulting
in his appointment and reappointment to the Washington Township Municipal Authority;
and when as a member of the Washington Township Municipal Authority he participated in
actions of the board of directors to set the compensation for Board Members in excess of
that approved by the appointing authority; and when [he] accepted compensation
increases prior to the beginning of a new term.
II. FINDINGS:
1. Melvin Weiss served as a Supervisor for Washington Township, Fayette County,
from January 1996 through December 31, 2005.
a. Weiss served as the Chairman of the Board of Supervisors from January 6,
1997, to December 31, 2005, with the exception of the 2002 calendar year.
b. Weiss served as the Vice - Chairman of the Board of Supervisors from
January 7, 2002, to January 6, 2003.
2. Melvin Weiss has also served as a member of the Municipal Authority of
Washington Township (hereafter Authority) from August 11, 1999, through the
present.
a. Weiss was initially appointed to fill a vacant seat on the board and was
subsequently re- appointed to full terms in 2000 and 2005.
1. According to meeting minutes, Weiss voted, as [a] member of the
board of supervisors, for his appointment and reappointments.
b. Weiss served as the Authority Board Chairman from January 4, 2001, to
January 12, 2002, and from January 8, 2003, to January 12, 2008.
3. Washington Township is a second class township governed by a three member
board of supervisors.
a. The Washington Township Supervisors hold one legislative meeting per
month on the second Wednesday of the month.
b. Special meetings are held as necessary.
4. Voting at Washington Township Supervisors meetings occurs in group aye /nay
fashion after a motion is made and properly seconded.
a. Any abstentions or objections which occur are specifically noted in the
minutes.
5. The Washington Township Board of Supervisors created the Authority via
Ordinance presented at the August 4, 1952, regular supervisors meeting.
a. The township supervisors created the Authority pursuant to the authority
granted them in the Pennsylvania Municipality Authorities Act.
Weiss, 07 -037
Page 3
1 Per the Municipality Authorities Act, compensation provided for
Authority board members must be established by the appointing
authority.
aa. Board members are not permitted to receive an increase or
decrease in compensation during their existing terms.
1. Any increase or decrease in salary becomes effective
only upon the beginning of a new term after the
increase /decrease is enacted.
b. The Authority was incorporated with the Pennsylvania Department of State,
Corporation Bureau, as a Municipal Authority under Entity Number 381069
on August 21, 1952.
1. The Authority has a registered filing address of 1390 Fayette Ave.,
Belle Vernon, PA 15012.
c. The initial objective of the Authority was to provide water services not only
for the majority of its residents but various adjacent communities surrounding
Washington Township as well.
1. The Authority primarily serves residential customers but also provides
services to select commercial and industrial accounts.
6. The Washington Township Supervisors are responsible for appointing the members
of the Authority Board and setting board member compensation.
a. Authority board members serve five year terms.
7 The Authority is currently governed by a seven member board of directors.
a. The Authority board holds one regularly scheduled meeting per month on the
last Tuesday of each month.*
1. Special meetings are held as necessary.
*[Cf., Fact Finding 22a].
8. Authority board members are currently compensated at the rate of $75.00 (gross)
per meeting.
a. Board members must be present to receive the $75.00 payment.
b. Prior to January 2002, Authority members were compensated at the rate of
$50.00 per meeting attended.
9. Voting at an Authority meeting is normally conducted via group "aye /nay" vote after
a motion is made and properly seconded.
a. If any Authority member objects during the group vote, an individual roll call
vote is taken and recorded.
b. Any objections or abstentions cast are specifically noted in the minutes.
1. Minutes of Authority board meetings are approved for accuracy at
Weiss, 07 -037
Page 4
subsequent meetings.
10. Authority board members are provided with a meeting packet the Friday prior to the
regularly scheduled meeting.
a. The packet is compiled by the Authority's office staff.
b. The packet includes the upcoming meeting agenda, the prior month meeting
minutes, the treasurer's report including monthly bill list, other various
reports, correspondence, etc.
1. The bill list represents all expenses paid since the previous meeting.
2. Checks issued to Authority board members are included on the bill list.
11. Signature authority over Authority accounts is maintained by the Authority Board
Chairman, Treasurer, and Secretary.
a. Authority checks require two signatures.
b. Facsimile stamps representing the signature of the Chairman and Treasurer
previously existed at the Authority office for use by Authority staff.
1. Facsimile stamps are not currently utilized by Authority office staff.
12. The original Articles of Incorporation associated with the Authority provided for a
five member board of directors.
a. The original Authority board occasionally discussed both water and sewage
services at monthly meetings.
1. Minutes of the June 25, 1962, Authority regular meeting document the
Authority's Consulting Engineer, John T. Kane, outlining the proposed
sewage system for the township.
aa. Each board member was provided with a copy of the sewage
system plans for review.
2. Minutes of the June 25, 1962, regular meeting document discussions
regarding water and sewage services occurring during the same
meeting.
b. The original by -laws adopted by the Authority board at the September 8,
1952, meeting established that the board meets once per month to conduct
Authority business.
c. The by -laws also permitted special meetings to be held if necessary.
13. Over the next several years, the Washington Township Supervisors became
involved in reviewing the possibility of instituting a sewage system for the township.
a. Washington Township residents utilized individual on -lot systems for sewage
purposes at that time.
1. Residents continue to utilize on -lot systems currently.
Weiss, 07 -037
Page 5
b. The Authority was responsible only for the oversight of water services at that
time.
1. The Authority board accomplished its responsibility regarding the
oversight of water services via the conduction of one regularly
scheduled meeting per month with special meetings held as
necessary.
14. In the mid- 1990s, the Department of Environmental Protection (DEP) encouraged
the township to provide sewage services to township residents.
a. Although supportive of a sewage system, DEP was not in favor of the
township owning and operating its own sewage treatment plant.
b. DEP recommended that the township utilize existing treatment facilities in
either Fayette City, PA or Belle Vernon, PA.
15. The township supervisors at the time were not receptive to DEP's proposal which
prompted potential litigation between the township and DEP.
a. Negotiations between the township and DEP resulted in the diffusing [sic] of
the potential litigation.
b. As a result of the negotiations, the township agreed to utilize one of the
existing treatment plants in Fayette City or Belle Vernon.
16. The supervisors subsequently met with representatives from Fayette City, Belle
Vernon, and DEP to determine which treatment facility would be utilized.
a. The supervisors eventually opted to utilize the Belle Vernon treatment plant
for the proposed sewage system.
17. At the July 21, 1998, meeting of the Authority Board, the Authority passed a
Resolution proposing the submission of amendments to the original Articles of
Incorporation to the township supervisors for action thereon.
a. The proposed amendments included increasing the number of board
members from five to seven and proposed that the purpose of the Authority
now include the planning, funding, construction, and operation of sewage
facilities throughout the township.
1. The Resolution notes that due to the extensive nature of the planning,
constructing, and operating of the system, two additional Authority
board members were necessary.
2. The Resolution notes the Authority's desire to plan, construct, and
operate the sewage system in Washington Township.
18. Upon submission of the resolution by the Authority to the township supervisors, the
supervisors adopted Resolution No. 98 -03 titled, "A Resolution of the Board of
Supervisors of Washington Township, Pennsylvania, Adopting the Amendments to
the Articles of Incorporation of the Municipal Authority of the Township of
Washington, Fayette County, Pennsylvania" at the July 29, 1998, regular
supervisor's meeting.
a. The supervisors approved the amendments to the Authority's Articles of
Weiss, 07 -037
Page 6
Incorporation as documented in the resolution submitted for consideration.
b. Weiss signed Resolution 98 -03 as the Chairman of the Board of
Supervisors, signifying his approval of the addition of two seats to the
Authority Board.
19. In a second undated Resolution, the Authority board voted 4 -0 at its September 29,
1998, regular meeting to approve the Amendments to the Authority's Articles of
Incorporation as presented to the township supervisors.
a. The Resolution also directed the proper officers of the Authority to take all
actions necessary to file the Amendment to the Articles of Incorporation with
the proper authorities.
b. The Amendment to the Articles of Incorporation was filed with the
Pennsylvania Department of State on July 14, 1999.
20. Weiss was initially appointed to fill one of the two newly established Authority seats
at the August 11, 1999, regular township meeting and was re- appointed to full
Authority terms at the January 4, 2000, and January 3, 2005, township re-
organization meetings.
a. Weiss was present and voted to appoint and subsequently re- appoint
himself into a compensated position on the Authority board at each
respective meeting.
1. Minutes note no abstention by Weiss regarding votes associated with
his appointment /re- appointment.
21. The Authority board held discussions regarding a sewage system for the township
at monthly board meetings as early as 1999.
a. Initial sewage system discussions were incorporated into regular monthly
Authority meetings upon recommendation by representatives from Bankson
Engineers.
1. Bankson Engineers representatives recommended that both water
and sewage issues be discussed at the same monthly meeting.
2. From at least mid -1999 through February 2000, both water and
sewage issues were discussed at the same meeting.
b. During 1999 and 2000, Authority board members received $50.00 (gross)
per monthly meeting attended at this time.
1. Each Authority member's check was distributed the night of the
advertised meeting.
2. Checks were generated by Authority Clerk Laura Snyder under
[Judith] Arrow's direction.
1. Arrow was also an Authority member.
22. Although Bankson Engineers representatives recommended discussing water and
sewage issues at monthly meetings, the Authority board decided to hold separate
water and sewage meetings on the same evening.
Weiss, 07 -037
Page 7
a. From approximately March 2000 through the present, the Authority board
has conducted two separate meetings on the published meeting night.*
*[Cf., Fact Finding 7a].
23. There was no formal vote by the Authority board to hold two separate meetings on
the same night.
a. Public notices published in The Valley Independent (a local newspaper) from
2003 through 2006 for the Authority describe a single Authority meeting to
be held on the last Tuesday of each month at 7:00 p.m.
1. The notices provide no information regarding two separate meetings
to be held on the same evening.
24. The Authority board made the decision to hold two separate meetings based on the
following:
a. The separation of financial information, billing information, etc. between
water service and sewage service.
1. The separation of information was considered due to the fact that
various customers residing outside the township who received water
from the Authority would not have the ability to tie into the proposed
sewage system.
2. The Authority board did not feel that customers not eligible for
sewage service should have to pay for costs associated with the
sewage project.
b. The belief that as the sewage project progressed, the time necessary to
discuss relevant issues would increase significantly.
c. The convenience of those in attendance at the meeting.
d. Weiss was a member of the Authority board when the board began holding
two separate meetings in March 2000.
25. The Authority maintains various bank accounts in relation to its operations.
a. The Authority utilized two separate financial institutions regarding its
General Fund Account from April 2001 through the present.
1. From approximately April 2001 through approximately January 2005,
the Authority General Fund was maintained at PNC Bank.
2. From February 2005 through the present, the Authority General Fund
has been maintained at National City Bank.
b. The Authority utilized two separate financial institutions regarding its
Sewage Account from April 2001 through the present.
1. During the time period of April 2001 through January 2005, the
Authority Sewage Account was maintained at PNC Bank under
Account Number xxx>ooc9242.
Weiss, 07 -037
Page 8
aa. At the August 31, 2000, regular Authority meeting, the
Authority board approved the use of $5,000.00 for expenses
associated with the sewage project.
bb. The $5,000.00 initial deposit credited to the Sewage account
originated from the General Account at PNC Bank.
2. From February 2005 through the present, the Authority General Fund
has been maintained at National City Bank under Account Number
xxx>ooc0183.
26. From approximately March 2000 through March 2001, the Authority board
conducted separate meetings for water and sewage issues but received only one
check as payment for both meetings.
a. Although two separate meetings were held on the same evening, the
meetings were conducted by the Authority board as a single governing body.
27. In or about April 2001, the Authority board members began receiving two checks,
one check for the water meeting and an additional check for the sewage meeting.
a. Both meetings were held on the same date and [at the] same location.
1. The second meeting would commence immediately after the first
meeting would adjourn.
b. No official vote was taken by the Authority board authorizing the issuance of
an additional check.
1. The Authority board members accepted the additional check without
seeking advice from the Authority solicitor or Washington Township,
the appointing body.
c. The Washington Township Supervisors took no official action to approve
separate payments for separate sewage meetings.
1. The board of supervisors was not aware, in April 2001, that the
Authority was paying its members for two meetings on the same
dates.
28. Payments to board members for attendance at Authority water meetings were
issued from the Authority General Fund Account while checks representative of
board member attendance at Authority sewage meetings were issued from the
Authority Sewage Account.
a. Board members routinely received both checks the night of the advertised
meeting.
1. Checks generated for board members not in attendance were to be
voided.
b. Board members did not question the number or amounts of checks received.
29. Compensation for the Authority board members was increased at the January 2,
2002, re- organization meeting of the Washington Township Supervisors.
Weiss, 07 -037
Page 9
a. The Washington Township Supervisors approved an increase for Authority
board members from fifty dollars per meeting to seventy -five dollars per
meeting via unanimous vote.
b. No records exist of the Authority being notified at that time by the township of
the meeting pay increase.
30. Weiss was present and participated in the board of supervisors vote to increase the
compensation of Authority board members from fifty dollars to seventy -five dollars
per meeting.
a. Weiss participated in the vote to increase Authority board member
compensation at the time that Weiss was a sitting member of the Authority
board.
31. The motion to increase the compensation specifically increased the salaries of,
"Board Members of [sic] Water and Sewage Authority."
a. The motion identified the board members as officials for a single Authority.
b. The motion did not include any language authorizing payments for two
separate meetings.
32. From April 2002 through June 2007, Weiss routinely received separate checks for
his attendance at Authority water and sewage meetings held on the same evening.
a. Weiss received $50.00 (gross) for his attendance at each water meeting
from April 2002 through December 2003, and $75.00 (gross) for his
attendance at each water meeting from January 2004 through June 2007.
1. On January 27, 2004, Weiss received two additional checks from the
general fund account to account for the increase in compensation
approved by the supervisors which was not included in water meeting
checks issued in 2002 and 2003.
aa. No vote was taken by the Authority board authorizing the
issuance or receipt of the retroactive payments.
bb. No presentation was made by representatives of the Authority
to the township supervisors for approval of retroactive
payments issued or received.
cc. Weiss was not eligible for the increase in compensation until
the beginning of his second full term in January 2005.
b. Weiss received $50.00 (gross) for his attendance at each sewage meeting
from April 2002 through December 2003, and $75.00 (gross) for his
attendance at each sewage meeting from January 2004 through June 2007.
1. On January 27, 2004, Weiss received two additional checks from the
sewage account to account for the increase in compensation
approved by the supervisors which was not included in sewage
meeting checks issued in 2002 and 2003.
aa. No vote or official action was taken by the Authority board
Weiss, 07 -037
Page 10
authorizing the issuance or receipt of the retroactive
payments.
bb. No presentation was made by representatives of the Authority
to the township supervisors for approval of retroactive
payments issued or received.
cc. Weiss was not eligible to receive checks for sewage meetings
as the Authority board was responsible for both water and
sewage issues as a single Authority board.
33. From April 2002 through June 2007, Weiss received and negotiated sixty -seven
checks totaling $5,450.00 for attendance at Authority sewage meetings held on the
same night as water meetings.
a. Two (2) checks, numbers 1804 and 1811, issued on January 27, 2004, were
issued as retroactive payments for sewage meetings attended in 2002 and
2003 to account for the difference in amounts of checks previously issued
and the increase approved by the township supervisors respectively.
b. Of the sixty -seven checks issued to Weiss representative of attendance at
sewage meetings, Weiss's signature appears on at least fifty checks totaling
$4,425.00 as an authorized Authority signatory.
c. Weiss cashed or deposited into personal bank accounts all checks received
and utilized the funds for various personal use.
34. Weiss participated in actions as an Authority board member in approving monthly
bill lists on which payment received [sic] for attendance at Authority meetings.
a. Weiss voted to approve monthly bill lists all sixty -two instances when
payment was made to Weiss for which he was not entitled.
35. Weiss was erroneously not issued payment for his attendance at the October 26,
2004, regular Authority meeting.
a. Compensation due Weiss for attendance at the meeting totals approximately
$50.00.
36. Authority board members are no longer receiving separate checks representative of
payment for attendance at Authority water and sewage meetings held on the same
evening.
a. In July 2007, the Authority board elected to stop the receipt of separate
checks for water and sewage meetings held on the same evening based on
the advice of the Authority's newly appointed solicitor.
b. The decision to cease the separate meeting payment was not formally voted
on by the Authority board.
1. The decision was based on informal discussions held with the newly
appointed solicitor.
37. During a sworn statement with Commission investigators on January 30, 2008,
Weiss stated the following:
Weiss, 07 -037
Page 11
a. In his capacity as a township supervisor, he abstained from appointing
himself to the Authority board.
1. Weiss' statement is contradicted by minutes of board of supervisors
meetings which indicate an affirmative vote.
b. The supervisors via a vote at a public meeting mandated that the Authority
board hold two separate meetings: one to address water related issues,
[and] the other to address sewage related issues.
1. Weiss stated that separate meetings were held in order to address
separate issues that affected separate communities /townships.
2. Weiss could not recall if the supervisors mandated that the Authority
board members be compensated for each meeting held on the same
evening.
3. Weiss' statement is contradicted by board of supervisors meeting
minutes which do not reflect such votes.
c. Judith Arrow (Arrow), a board member of the Municipal Authority of
Washington Township, informed Weiss that she consulted with the
Authority's former solicitor, Mark Ramsier, and that Ramsier informed Arrow
that it was acceptable to provide the board with a check for each meeting
held on the same evening.
1. No evidence exists that Ramsier ever provided such an opinion to
Arrow or anyone at the Authority.
d. Weiss acknowledged that when the supervisors raised the compensation of
the Authority board members, only those beginning a new term were eligible
for receiving said raise.
e. Weiss stated that the retroactive checks were issued due to an oversight by
Arrow.
1. Weiss did not believe that a vote occurred by the Authority board to
approve the retroactive checks.
2. Weiss acknowledged accepting his retroactive checks without
question because he trusted Arrow.
f. Weiss believed that it was possible that he approved bill lists that listed his
Authority payroll checks for approval and signed same.
38. Weiss, as a member of the Authority board, realized a financial gain of
approximately $5,400.00 as a result of approving bill lists documenting payment to
himself for attendance at sewage portions of Authority meetings in excess of that
approved by the appointing authority.
a. Weiss' signature, either live or via stamp, was present on checks issued for
payments made to Authority members, in excess of that approved by the
appointing authority.
b. Weiss erroneously accepted payments in excess of that approved by the
appointing authority.
Weiss, 07 -037
Page 12
c. Weiss erroneously accepted compensation increases prior to the beginning
of a new term.
d. Meeting minutes indicate that Weiss, as a Washington Township Supervisor,
voted to appoint himself to a compensated position on the Authority board.
e. Weiss' financial gain is summarized as follows:
Compensation for attendance at sewage portions of Authority meetings: $ 5,450.00
Credit for payment not received for attendance at Authority meetings: -50.00
Total 5,400.00
III. DISCUSSION:
As a Supervisor for Washington Township from January 1996 through December
31, 2005, and as a Member of the Board of the Municipal Authority of Washington
Township from August 11, 1999, through the present, Respondent Melvin Weiss
(hereinafter also referred to as "Respondent," "Respondent Weiss," or "Weiss ") has been
a public official subject to the provisions of the Public Official and Employee Ethics Act
( "Ethics Act "), 65 Pa.C.S. § 1101 et seq.
The allegations are that Weiss violated Section 1103(a) of the Ethics Act when he,
as a Supervisor for Washington Township, participated in actions of the board of
supervisors resulting in his appointment and reappointment to the Washington Township
Municipal Authority; and when as a member of the Washington Township Municipal
Authority, he participated in actions of the board of directors to set the compensation for
Board Members in excess of that approved by the appointing authority; and when he
accepted compensation increases prior to the beginning of a new term of office.
Pursuant to Section 1103(a) of the Ethics Act, a public official /public employee is
prohibited from engaging in conduct that constitutes a conflict of interest:
§ 1103. Restricted activities
(a) Conflict of interest. —No public official or public
employee shall engage in conduct that constitutes a conflict of
interest.
65 Pa.C.S. § 1103(a).
The term "conflict of interest" is defined in the Ethics Act as follows:
§ 1102. Definitions
"Conflict" or "conflict of interest." Use by a public
official or public employee of the authority of his office or
employment or any confidential information received through
his holding public office or employment for the private
pecuniary benefit of himself, a member of his immediate family
or a business with which he or a member of his immediate
family is associated. The term does not include an action
having a de minimis economic impact or which affects to the
same degree a class consisting of the general public or a
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Page 13
subclass consisting of an industry, occupation or other group
which includes the public official or public employee, a
member of his immediate family or a business with which he or
a member of his immediate family is associated.
65 Pa. C. S. § 1102.
Section 1103(a) of the Ethics Act prohibits a public official /public employee from
using the authority of public office /employment or confidential information received by
holding such a public position for the private pecuniary benefit of the public official /public
employee himself, any member of his immediate family, or a business with which he or a
member of his immediate family is associated.
As noted above, the parties have submitted a Consent Agreement and Stipulation of
Findings. The parties' Stipulated Findings are set forth above as the Findings of this
Commission. We shall now summarize the relevant facts as contained therein.
Washington Township ( "Township ") is a second class township located in Fayette
County, Pennsylvania. The Township is governed by a three - member Board of
Supervisors ( "Board of Supervisors "). At meetings of the Board of Supervisors, voting
occurs by a group aye or nay with abstentions specifically noted in the minutes.
From January 1996 through December 31, 2005, Respondent Weiss served as a
Township Supervisor. Weiss served as Chairman of the Board of Supervisors from
January 6, 1997, to December 31, 2005, with the exception of the 2002 calendar year
when he served as Vice Chairman.
In 1952, the Board of Supervisors created the Municipal Authority of Washington
Township ( "Authority ") pursuant to the authority granted by the Pennsylvania Municipality
Authorities Act. The Authority's original Articles of Incorporation provided for a five -
member Authority Board. The original by -laws adopted by the Authority Board in 1952
established that the Authority Board would meet once per month to conduct Authority
business. The by -laws also permitted special meetings to be held if necessary.
The initial objective of the Authority was to provide water services for the majority of
Township residents, as well as residents of various adjacent communities. However, in
1999, with the approval of the Board of Supervisors, including Weiss, the Authority's
Articles of Incorporation were amended to include as a purpose of the Authority the
planning, funding, construction, and operation of sewage facilities throughout the
Township. The Authority's Articles of Incorporation were also amended to add two seats to
the Authority Board. The Board of Supervisors approved these changes through the
adoption of a resolution at the Board's July 29, 1998, regular meeting. Weiss signed the
said resolution in his capacity as Chairman of the Board of Supervisors.
The Board of Supervisors is responsible for appointing the Members of the
Authority Board. Authority Board Members serve five -year terms. Meeting minutes
indicate that on August 11, 1999, the Board of Supervisors, including Weiss, voted to
appoint Weiss to fill one of the two newly created seats on the Authority Board. In January
2000 and January 2005, Weiss voted to re- appoint himself to serve full terms as an
Authority Board Member. From January 4, 2001, to January 12, 2002, and from January 8,
2003, to January 12, 2008, Weiss served as Chairman of the Authority Board.
From at least mid -1999 through February 2000, the Authority Board followed the
recommendations of an engineering firm to discuss water and sewage issues at the same
monthly meetings. At that time, Authority Board Members received $50.00 (gross) per
monthly meeting attended. However, subsequently, and without a formal vote, the
Weiss, 07 -037
Page 14
Authority Board decided to hold separate water and sewage meetings on the same
evening. Weiss was a Member of the Authority Board in March 2000, when the Authority
Board began holding two separate meetings per meeting night.
From approximately March 2000 through the present, the Authority Board has
conducted two separate meetings on published meeting nights. Such meetings have been
held consecutively and at the same location. From approximately March 2000 through
March 2001, Board Members attending Authority Board meetings continued to receive one
check per meeting night, which was for both meetings. However, in or about April 2001,
Weiss and other Authority Board Members began receiving two checks per meeting night,
with one check being for the water meeting and an additional check being for the sewage
meeting.
Per the Municipality Authorities Act, compensation provided for authority board
members must be established by the appointing authority (in this case, the Board of
Supervisors). 53 Pa.C.S. § 5610(d). Authority board members are not permitted to
receive an increase or decrease in compensation during their existing terms. Id. Any
increase or decrease in salary becomes effective only upon the beginning of a new term
after the increase /decrease is enacted. Id.
The Board of Supervisors took no official action to approve payments to Authority
Board Members for separate water and sewage meetings. In April 2001, the Board of
Supervisors was not aware that the Authority was paying its Board Members for two
meetings on the same dates.
At the January 2, 2002, re- organization meeting of the Board of Supervisors, the
Supervisors, including Weiss, voted to increase the compensation of Authority Board
Members from fifty dollars per meeting to seventy -five dollars per meeting. The motion to
increase the compensation identified the Board Members as officials for a single Authority.
The motion did not include any language authorizing payments for two separate meetings.
No records exist of the Authority being notified by the Township at that time of the meeting
pay increase.
From April 2002 through June 2007, Weiss routinely received separate checks for
his attendance at Authority Board water and sewage meetings held on the same evening.
Weiss received $50.00 (gross) for his attendance at each water meeting from April
2002 through December 2003 and $75.00 (gross) for his attendance at each water meeting
from January 2004 through June 2007. On January 27, 2004, Weiss received two
additional checks to account for the increase in compensation approved by the Board of
Supervisors that was not included in water meeting checks issued in 2002 and 2003.
However, Weiss was not eligible to receive the increase in compensation until the
beginning of his second full term in January 2005.
Weiss received $50.00 (gross) for his attendance at each sewage meeting from
April 2002 through December 2003 and $75.00 (gross) for his attendance at each sewage
meeting from January 2004 through June 2007. On January 27, 2004, Weiss also
received two additional checks to account for the increase in compensation approved by
the Board of Supervisors that was not included in sewage meeting checks issued in 2002
and 2003. However, Weiss was not eligible to receive sewage meeting checks at all,
because the Authority Board was responsible for both water and sewage issues as a
single Authority Board.
As detailed in Fact Finding 33, from April 2002 though June 2007, Weiss received
and negotiated sixty -seven Authority checks totaling $5,450.00 (gross) representing
payment for sewage meetings attended on the same night as regular Authority water
Weiss, 07 -037
Page 15
meetings.
Signature authority over Authority accounts is maintained by the Authority Board
Chairman, Treasurer, and Secretary. Authority checks require two signatures. Of the
aforesaid sixty -seven checks, Weiss' signature appears as an authorized Authority
signatory on at least fifty checks totaling $4,425.00. Weiss also participated in actions of
the Authority Board in approving sixty -two monthly bill lists that included checks for
payment to which he was not entitled.
Weiss was erroneously not issued payment for his attendance at the Authority
Board meeting held on October 26, 2004. Compensation due Weiss for attendance at that
meeting would total approximately $50.00.
Weiss cashed or deposited into his personal bank accounts all of the Authority
checks he received, and he utilized the funds for various personal uses.
In July 2007, the Authority Board elected to stop issuing separate checks for water
and sewage meetings held on the same evening, based on the advice of the Authority's
newly appointed solicitor.
The parties have stipulated that Weiss, as a Member of the Authority Board,
realized a financial gain of approximately $5,400.00, consisting of $5,450.00 in
compensation for attendance at Authority sewage meetings when the Board of Supervisors
had not authorized compensation for separate water and sewage meetings, less a $50.00
credit for a payment Weiss should have received, but did not receive, for attending an
Authority water meeting.
Having highlighted the Stipulated Findings and issues before us, we shall now apply
the Ethics Act to determine the proper disposition of this case.
The parties' Consent Agreement sets forth a proposed resolution of the allegations
as follows:
3. The Investigative Division will recommend the following in relation to
the above allegations:
a. That an unintentional violation of Section 1103(a) of the
Public Official and Employee Ethics Act, 65 Pa.C.S.
§1103(a) occurred in relation to Weiss' participation in
his appointment and reappointment to the Washington
Township Municipal Authority; and
b. That an unintentional violation of Section 1103(a) of the
Public Official and Employee Ethics Act, 65 Pa.C.S.
§1103(a) occurred when Weiss, as a Board Member of
the Washington Township Municipal Authority, set his
compensation in excess of that approved by the
appointing authority; and
c. That an unintentional violation of Section 1103(a) of the
Public Official and Employee Ethics Act, 65 Pa.C.S.
§1103(a) occurred in relation to Weiss accepting
compensation increases prior to the beginning of a new
term.
4. Weiss agrees to make payment in the amount of $4,206.84 in
Weiss, 07 -037
Page 16
settlement of this matter as follows:
a. An initial payment of $1,206.84, by way of certified
check, payable to the Washington Township Municipal
Authority and forwarded to the Pennsylvania State
Ethics Commission, is due within thirty (30) days of the
issuance of the final adjudication in this matter; and
b. The remaining balance of $3,000.00 is due within
approximately thirty -six (36) months from the payment
date of the initial $1,206.84. The remaining $3,000.00
balance is payable in monthly installments, payable to
the Washington Township Municipal Authority and
forwarded to the Pennsylvania State Ethics
Commission, in an amount of at least $83.33, due on or
before the eight[h] (8 day of each month until the
remaining $3,000.00 is paid in full. The first monthly
payment shall not be due any sooner than 30 days from
receipt of the initial $1,206.84 payment. Weiss may
prepay this balance at anytime.
5. The Investigative Division will recommend that the State Ethics
Commission take no further action in this matter; and make no
specific recommendations to any law enforcement or other authority
to take action in this matter. Such, however, does not prohibit the
Commission from initiating appropriate enforcement actions in the
event of Respondent's failure to comply with this agreement or the
Commission's order or cooperating with any other authority who may
so choose to review this matter further.
Consent Agreement, at 1 -2.
In considering the Consent Agreement, we accept the parties' recommendation that
an unintentional violation of Section 1103(a) of the Ethics Act occurred when Weiss
participated in his appointment and reappointment to the Authority Board. But for the fact
that Weiss was a Township Supervisor, he would not have been in a position to vote for
his initial appointment to the Authority Board on August 11, 1999, and his subsequent
reappointments to the Authority Board in January 2000 and January 2005. The aforesaid
actions constituted uses of authority of office. See, Juliante, Order 809. Such uses of
authority of office resulted in pecuniary benefits consisting of the compensation that Weiss
received as an Authority Board Member. Furthermore, the pecuniary benefits were
private. There was no authorization in law permitting Weiss to participate as a Township
Supervisor in his initial appointment and subsequent reappointments to the Authority
Board.
Through the Consent Agreement, the parties have agreed to an unintentional
violation of Section 1103(a) of the Ethics Act as to Weiss' participation in his appointment
and reappointment to the Authority Board. Intent is not a requisite element of a violation of
Section 1103(a) of the Ethics Act. Yocabet v. State Ethics Commission, 531 A.2d 536 (Pa.
Cmwlth. 1987). Nevertheless, we accept the Consent Agreement and hold that an
unintentional violation of Section 1103(a) of the Ethics Act occurred in relation to Weiss'
participation in his appointment and reappointment to the Authority Board. See, Snyder,
Order 1371; cf., Koslow, Order 458 -R; Zynel, Order 625.
We shall next consider the recommendation of the parties that an unintentional
violation of Section 1103(a) of the Ethics Act occurred when Weiss, as an Authority Board
Weiss, 07 -037
Page 17
Member, set his compensation in excess of that approved by the Board of Supervisors.
From April 2002 through June 2007, Weiss received and negotiated sixty -seven
Authority checks totaling $5,450.00 (gross) representing payment for sewage meetings
attended on the same night as regular Authority water meetings. Weiss used the authority
of his public office as an Authority Board Member when he, as the Authority Board
Chairman, signed as an authorized Authority signatory at least fifty of the aforesaid checks
totaling $4,425.00. See, Schlanger, Order 1257; Hoover, Order 1402; Nagele, Order
1403; Harton, Order 1421; Latkanich, Order 1445.
The payments Weiss received for sewage meetings constituted a private pecuniary
benefit to Weiss, specifically, unauthorized compensation. Per the Municipality Authorities
Act, compensation provided for authority board members must be established by the
appointing authority (in this case, the Board of Supervisors). 53 Pa.C.S. § 5610(d). The
Board of Supervisors took no official action to approve payments to Authority Board
Members for separate water and sewage meetings.
We accept the parties' recommendation and hold that an unintentional violation of
Section 1103(a) of the Ethics Act occurred when Weiss, as an Authority Board Member,
set his compensation in excess of that approved by the Board of Supervisors.
Turning to the third recommended violation submitted by the parties, the stipulated
Fact Findings support the parties' recommendation that an unintentional violation of
Section 1103(a) of the Ethics Act occurred when Weiss accepted compensation increases
prior to the beginning of a new term of office as an Authority Board Member.
At the January 2, 2002, re- organization meeting of the Board of Supervisors, the
compensation for Authority Board Members was increased from fifty dollars ($50.00) per
meeting to seventy -five dollars ($75.00) per meeting. However, per the Municipality
Authorities Act, authority board members are not permitted to receive an increase or
decrease in compensation during their existing terms. 53 Pa.C.S. § 5610(d). Any increase
or decrease in salary becomes effective only upon the beginning of a new term after the
increase /decrease is enacted. Id. Weiss was not eligible to receive the increase in
compensation until the beginning of his second full term in January 2005.
Although the parties have not stipulated as to the total amount of excess payment
that Weiss received as a result of accepting checks issued for attendance at Authority
water meetings that included the increase in compensation to which he was not entitled, it
would appear that the parties are in agreement that the amount of such excess payment
was not de minimis. Such excess compensation was not authorized in law and constituted
a private pecuniary benefit to Weiss.
The element of use of authority of office has been established. Weiss used the
authority of his public office when he participated in actions as an Authority Board Member
in approving monthly bill lists that included checks for payments to which he was not
entitled.
Per the Consent Agreement of the parties, we hold that an unintentional violation of
Section 1103(a) of the Ethics Act occurred when Weiss accepted compensation (meeting
pay) increase(s) prior to the beginning of a new term of office as an Authority Board
Member. See, Trimer, Order 1285.
As part of the Consent Agreement, Weiss has agreed to make payment to the
Authority in the amount of $4,206.84, pursuant to the payment arrangement set forth at
Paragraphs 4 a -b of the Consent Agreement.
Weiss, 07 -037
Page 18
We determine that the Consent Agreement submitted by the parties sets forth the
proper disposition for this case, based upon our review as reflected in the above analysis
and the totality of the facts and circumstances. Accordingly, per the Consent Agreement of
the parties, Weiss is directed to make payment to the Authority in the amount of $4,206.84,
payable under the terms set forth in Paragraphs 4 a -b of the Consent Agreement,
specifically:
a. An initial payment of $1,206.84, by way of certified check,
payable to the Washington Township Municipal Authority and
forwarded to the Pennsylvania State Ethics Commission, is
due within thirty (30) days of the issuance of this adjudication
and Order; and
b. The remaining balance of $3,000.00 is due within
approximately thirty -six (36) months from the payment date of
the initial $1,206.84. The remaining $3,000.00 balance is
payable in monthly installments, payable to the Washington
Township Municipal Authority and forwarded to the
Pennsylvania State Ethics Commission, in an amount of at
least $83.33, due on or before the eighth (8 day of each
month until the remaining $3,000.00 is paid in full. The first
monthly payment shall not be due any sooner than 30 days
from receipt of the initial $1,206.84 payment. Weiss may
prepay this balance at any time.
Compliance with the foregoing will result in the closing of this case with no further
action by this Commission. Noncompliance will result in the institution of an order
enforcement action.
IV. CONCLUSIONS OF LAW:
1. As a Supervisor for Washington Township ( "Township ") from January 1996 through
December 31, 2005, and as a Member of the Board of the Municipal Authority of
Washington Township ( "Authority ") from August 11, 1999, through the present,
Melvin Weiss ( "Weiss ") has been a public official subject to the provisions of the
Public Official and Employee Ethics Act ( "Ethics Act "), 65 Pa.C.S. § 1101 et seq.
2. Weiss unintentionally violated Section 1103(a) of the Ethics Act when, as a
Township Supervisor, he participated in his appointment and reappointment to the
Authority Board.
3. An unintentional violation of Section 1103(a) of the Ethics Act occurred when
Weiss, as a Member of the Authority Board, set his compensation in excess of that
approved by the appointing authority (Township Board of Supervisors).
4. An unintentional violation of Section 1103(a) of the Ethics Act occurred when Weiss
accepted compensation (meeting pay) increase(s) prior to the beginning of a new
term of office as an Authority Board Member.
In Re: Melvin Weiss,
Respondent
ORDER NO. 1479
File Docket: 07 -037
Date Decided: 7/21/08
Date Mailed: 8/5/08
1 Melvin Weiss, a public official in his capacity as a Supervisor for Washington
Township ( "Township ") from January 1996 through December 31, 2005, and as a
Member of the Board of the Municipal Authority of Washington Township
"Authority ") from August 11, 1999, through the present, unintentionally violated
Section 1103(a) of the Ethics Act when, as a Township Supervisor, he participated
in his appointment and reappointment to the Authority Board.
2. An unintentional violation of Section 1103(a) of the Ethics Act occurred when
Weiss, as a Member of the Authority Board, set his compensation in excess of that
approved by the appointing authority (Township Board of Supervisors).
3. An unintentional violation of Section 1103(a) of the Ethics Act occurred when Weiss
accepted compensation (meeting pay) increase(s) prior to the beginning of a new
term of office as an Authority Board Member.
4. Per the Consent Agreement of the parties, Weiss is directed to make payment to
the Authority in the amount of $4,206.84, payable under the terms set forth in
Paragraphs 4 a -b of the Consent Agreement, specifically:
a. An initial payment of $1,206.84, by way of certified check,
payable to the Washington Township Municipal Authority and
forwarded to the Pennsylvania State Ethics Commission, is
due within thirty (30) days of the issuance of this Order; and
b. The remaining balance of $3,000.00 is due within
approximately thirty -six (36) months from the payment date of
the initial $1,206.84. The remaining $3,000.00 balance is
payable in monthly installments, payable to the Washington
Township Municipal Authority and forwarded to the
Pennsylvania State Ethics Commission, in an amount of at
least $83.33, due on or before the eighth (8 day of each
month until the remaining $3,000.00 is paid in full. The first
monthly payment shall not be due any sooner than 30 days
from receipt of the initial $1,206.84 payment. Weiss may
prepay this balance at any time.
5. Compliance with Paragraph 4 of this Order will result in the closing of this case with
no further action by this Commission.
a. Non - compliance will result in the institution of an order enforcement action.
BY THE COMMISSION,
Weiss, 07 -037
Page 20
Louis W. Fryman, Chair