HomeMy WebLinkAbout894STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
In re: Francis Gregg File Docket: 92- 006 -C2
Date Decided: June 28, 1993
Date Mailed: June 30, 1993
Before: James M. Howley, Chair
Daneen E. Reese, Vice Chair
Dennis C. Harrington
Roy W. Wilt
Austin M. Lee
Allan M. Kluger
Joseph W. Marshall, III
The State Ethics Commission received complaints regarding
possible violations of the State Ethics Law, Act No. 170 of 1978
and Act No. 9 of 1989. Written notice, of the specific
allegation(s) was served at the commencement of the investigation.
A Findings Report was issued and served, upon completion of the
investigation, which constituted the Complaint by the Investigation
Division. An Answer was filed and a hearing was waived. A Consent
Order was submitted by the parties to the Commission for
consideration which was subsequently approved. This adjudication
of the Commission is hereby issued which sets forth the individual
Allegations, Findings of Fact, Discussion, Conclusions of Law and
Order.
This adjudication is final and will be made available as a
public document fifteen days after issuance. However,
reconsideration may be requested which will defer public release of
this adjudication pending action on the request by the Commission.
A request for reconsideration, however, does not affect the
finality of this adjudication. A reconsideration request must be
received at this Commission within fifteen days of issuance and
must include a detailed explanation of the reasons as to why
reconsideration should be granted in conformity with 51 Pa. Code
§2.38 and /or 51 Pa. Code §21.29(b).
The files in this case will remain confidential in accordance
with Section 8(a) of Act 170 of 1978 and Act 9 of 1989, 65 P.S.
§408(h), during the fifteen day period and no one unless the right
to challenge this Order is waived, may violate confidentiality by
releasing, discussing or circulating this Order. However,
confidentiality does not preclude discussing this case with an
attorney at law.
Any person who violates confidentiality of the Ethics Act is
guilty of a misdemeanor subject to a fine of not more than $1,000
or imprisonment for not more than one year, 65 P.S. §409(e).
Gregg, 92- 006 -C2
Page 2
I. ALLEGATION:
That Francis Gregg, a former Supervisor for Mahoning Township,
Lawrence County, violated the following sections of the Public
Officials and Employees Ethics Act, Act 170 of 1978, when he
received monthly compensation as a township roadmaster from 1987
through June, 1989, without performing any duties; utilized
township employees, equipment and facilities to repair his personal
vehicles, used township employees, equipment and materials to
perform repairs to a private driveway in return for repairs to his
personal vehicle and used township fuel for his personal vehicles.
Section 3. Restricted Activities.
(a) No public official or public
employee shall use his public office or any
confidential information received through his
holding public office to obtain financial gain
other than compensation provided by law for
himself, a member of his immediate family, or
a business with which he is associated. 65
P.S. 403(a).
(b) No person shall offer or give to a
public official or public employee or
candidate for public office or a member of his
immediate family or a business with which he
is associated, and no public official or
public employee or candidate for public office
shall solicit or accept, anything of value,
including a gift, loan, political
contribution, reward or promise of future
employment based on any understanding that the
vote, official action, or judgement of the
public official or public employee or
candidate from public office would be
influenced thereby. 65 P.S. 403(b).
That Francis Gregg, a former Mahoning Township Supervisor,
violated the following sections of the Public Officials and
Employees Ethics Act, Act 9 of 1989, when he received compensation
not provided for by law in the form of a monthly salary as township
roadmaster from the period of June, 1989, through December, 1991,
without performing any duties and when he used township fuel for
his personal vehicles.
Section 3. Restricted Activities
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest. 65 P.S.
Gregg, 92- 006 -C2
Page 3
403(a).
II. FINDINGS:
(b) No person shall offer or give to a
public official, public employee or nominee or
candidate for public office or a member of his
immediate family or a business with which he
is associated, anything of monetary value,
including a gift, loan, political
contribution, reward or promise of future
employment based on the offeror's or donors
understanding that the vote, official action
or judgement of the public official or public
employee or nominee or candidate for public
office would be influenced thereby. 65 P.S.
§403(b).
1. Francis Gregg served as a Mahoning Township Supervisor from at
least 1983 through December, 1991.
a. Gregg also served as a roadmaster and road superintendent
during this period.
b. In 1991, Gregg assumed responsibilities of
superintendent.
c. Gregg previously served as a township supervisor during
the early 1960's.
2. Mahoning Township Supervisors reorganizational meetings
include action taken to appoint supervisors as roadmasters
annually between 1986 and 1991.
a. Gregg annually participated in Board actions to appoint
supervisors as roadmasters.
b. The actions were approved unanimously.
3. Supervisors Reorganizational meeting of January 7, 1991,
reflect the following action taken regarding the position of
roadmaster and road superintendent.
a. "Moved by DeVite, seconded by Gregg to name Gregg, DeVite
and Johnson as roadmasters for all districts for the year
1991. All in favor"
"Moved by DeVite and seconded by Gregg to name Gregg as
superintendent of roads for the year 1991. All in
favor ".
Gregg, 92- 006 -C2
Page 4
"Moved by Gregg and seconded by DeVite to name DeVite as
assistant superintendent of roads for the year 1991."
DeVite, yes; Johnson, no; Greg, yes.
Present: DeVite, Gregg, Johnson
b. Prior to 1991, the roadmasters were not appointed for
particular districts.
4. Action was taken by the Mahoning Township Supervisors at a
meeting held on March 12, 1991, to define road districts.
a. It was moved by Johnson and seconded by Gregg to name
each of the following supervisors as roadmasters to a
separate district as follows:
Francis Gregg - Hillsville
Edward DeVite - North of Mahoning River, West of 551.
Jeff Johnson - East of Hill Top Estates, South of
Mahoning River, East of 551.
b. The motion was approved unanimously.
5. At their annual reorganization meetings, township auditors
took action to approve supervisors wages. Auditor
reorganizational minutes reflect the following action on wages
between 1986 and 1991:
a. January 6, 1986:
A motion was approved to (set the) township supervisors
(wages) the same as (the) previous year, $350 per month.
No formal vote recorded."
b. January 6, 1987:
c. 1988:
"Payments for (the) supervisors was set at $350 per
month, as (the) previous year.
Undated meeting. "Supervisor's pay set (the) same as
(the) previous year."
No formal vote recorded
d. January 4, 1989:
A motion was approved to make Francis Gregg's pay $450
per month as roadmaster. (The) pay scale for Henry
Pezzoulo and Ed DeVite, Jr., (is) to stay the same as
previous year, $350 per month.
Gregg, 92- 006 -C2
Page 5
e. January 3, 1990:
A motion was approved to keep (the) supervisors pay (the)
same as (the) previous year. $350 per month (for) Ed
DeVite and Jeff Johnson, and $450 a month (for) Francis
Gregg.
f. January 8, 1991:
A motion was made to approve wages as follows for the
roadmaster:
1. Superintendent of Roads at $9.11 an hour.
2. Other members at $7.50 an hour.
3. The following practices should be followed: Work
must be documented through time sheets, time clock
if possible, and performed during normal working
hours when reasonable, except in times of emergency
such as snow removal, downed trees, landslide,
floods and other similar occurrence to the roads
that may occur at anytime during the day or night.
Roadmasters to be limited to forty hours per month.
Time sheets (are) to be signed by (the)
superintendent.
4. A vehicle allowance of $.26 per mile was approved
for use of personal vehicles on township business
when a township truck is unavailable.
6. It was a practice for the Mahoning Township Auditors to
approve a monthly wage for the supervisors without referencing
to the position of roadmaster.
a. Wages were specifically set for roadmaster in 1989 and
1991.
b. Former Auditors Fox and Pagley were unaware of a
distinction between supervisors and roadmasters.
c. Auditor Richard Carna set the monthly wage to cover all
duties associated with being a supervisor, including
roadmaster.
7. In 1991, the Mahoning Township Auditors changed the roadmaster
and road superintendent compensation from a monthly salary to
an hourly rate. (Refer to Finding 5).
8. Minutes of the Mahoning Township Board of Supervisors meetings
confirm that questions were raised regarding supervisors
Gregg, 92- 006 -C2
Page 6
receiving pay as roadmasters:
a. February 13, 1990:
"Mike Pezzuolo asked the supervisors three questions ":
1. What do you supervisors get paid per month?
2. What are your duties?
3. How can you work and be a supervisor?
Present: Johnson, Devite
b. November 13, 1990:
"Max Grilli asked about an investigation which was
conducted last week. Mr. Gregg said that a lady from the
Auditor General's Office met with Ed DeVite and him and
asked a few questions. Mr. Johnson said that those who
filed complaints would get their answer. Mr. Verterano
(township solicitor) said that the allegations were that
the supervisors were not earning their pay."
Present: Gregg, DeVite, Johnson
9. Mahoning Township employs three full -time and occasional part -
time road employees.
a. These employees are hired by the supervisors.
b. These employees perform all of the road repairs and
related maintenance to township roads.
1) The workers were directed on day to day basis by
road foreman, Frank McCree, from 1986 until 1992.
10 The work activities of the township road crew are reported on
bi- weekly time sheets.
a. Between 1986 and 1991, the time sheets were prepared by
road foreman, Frank McCree.
b. The time sheets contain information which includes dates
worked, hours worked, a general description of work
performed, and payroll information.
c. Time sheets are approved by the superintendent,
roadmaster or supervisors.
1) Time sheets generally contained the signatures of
Gregg, 92- 006 -C2
Page 7
Gregg and at least one other supervisor.
11. Mahoning Township Road Department employees work hours are not
recorded by a time clock. Daily start and finish times are
not recorded.
a. Normal hours of operation for the Mahoning Township Road
Department are Monday through Friday, 7:30 AM to 4:00 PM .
12. Township bi- weekly time sheets also include hours worked and
duties reported by Francis Gregg between January, 1986 and
December, 1991.
a. Calendar Year: 1986
Month Hours Work Performed
January
2/1/86- 2/15/86
2/16/86- 2/28/86
3/1/86- 3/15/86
3/16/86 - 3/31/86
4/1/86- 4/15/86
4/16/86- 4/30/86
5/1/86 - 5/15/86
5/16/86 - 5/31/86
6/1/86- 6/15/86
Gregg reported no hours
15, 1986.
12/16/86- 12/31/86
b. Calendar Year:
1/1/87 - 1/15/87 30
Gregg claimed three
1/16/87- 1/31/87 42
2/1/87- 2/15/87 23
2/16/87- 2/28/87 21
3/1/87- 3/15/87 0
3/16/87- 3/31/87
4/1/87- 4/15/87
4/16/87- 4/30/87
5/1/87- 5/15/87
5/16/87 - 5/31/87
6/1/87- 6/15/87
6/16/87- 6/30/87
7/1/87- 7/15/87
0
0
44 Maintain, salt roads
44 Machine repairs salt roads
52 Clean, patch roads
40 Clean roads, machine repairs
41 Patch roads
50 Clean, patch roads
60 Clean, patch roads
56 Repair roads, replace sign
from June 16, 1986, through December
53 Road maintenance, repairs
60
48
54
54
60
68
0
80
1987
Snow
hours for working New Years day, 1987.
Snow
Road
Road
and maintenance
removal, machine repairs
maintenance, snow removal
maintenance
Clean streets
Snow, road maintenance
Road maintenance
Road repair
Street cleaning, maintain roads
Road repair
Road maintenance
Gregg, 92- 006 -C2
Page 8
7/16/87- 7/31/87
8/1/87 - 8/15/87
8/16/87 - 8/31/87
9/1/87- 9/15/87
9/16/87- 9/30/87
10/1/87- 10/15/87
10/16/87 - 10/31/87
11/1/87- 12/15/87
12/16/87- 12/31/87
c. Calendar Year: 1988
1/1/88 - 1/15/88 44 Snow removal, repair roads
Gregg claimed four hours for working New Years Day, 1988.
1/16/88- 1/31/88 40 Snow, maintenance
Gregg claimed no hours from February 1, 1988 through May 31,
1988.
6/1/88- 6/15/88 76 Maintain roads
6/16/88- 6/30/88 0
7/1/88 - 7/15/88 48 Machine repairs, maintain roads
Gregg claimed four hours for working July 4, 1988.
7/16/88- 7/31/88 0
8/1/88 - 8/15/88 54 Road maintenance
Gregg claimed no hours from August 16, 1988 through December
15, 1988.
12/16/88- 12/31/88 48 Road maintenance, snow removal
Gregg claimed four hours for working a listed holiday on
December 26, 1988.
d. Calendar Year: 1989
Gregg claimed no hours from January 1, 1989 through April 30,
1989.
5/1/89- 5/15/89
5/16/89 - 5/31/89
6/1/89 - 6/15/89
6/16/89- 6/30/89
7/1/89- 7/15/89
7/16/89- 7/31/89
8/1/89 - 8/15/89
8/16/89 - 8/31/89
66 Clean street, maintain roads
48 Clean ditches, maintain roads
42 Maintain roads
72 Road maintenance, repair machinery
88 Road maintenance
44.5 Road maintenance, machine repairs
44 Road maintenance, machine repairs
0
40 Maintain roads
44 Machine repair, road maintenance
52 Machine repair, road maintenance
46 Road maintenance
44 Road, machine maintenance
36 Road maintenance
44 Road maintenance
48 Maintain roads
50 Maintain roads
Gregg, 92- 006 -C2
Page 9
9/1/89- 9/15/89
9/16/89- 9/30/89
10/1/89- 10/15/89
Gregg claimed four
1989.
10/16/89- 10/31/89
11/1/89- 11/15/89
11/16/89- 11/30/89
Gregg claimed four hours
1989
12/1/89- 12/15/89 32
12/16/89- 12/31/89 36
e. Calendar Year: 1990
1/1/90- 1/15/90
1/16/90- 1/31/90 0
2/1/90 - 2/15/90 8
2/16/90- 2/28/90
Gregg claimed two hours
1990.
3/1/90- 3/15/90
3/16/90- 3/31/90
4/1/90- 4/15/90
Gregg claimed four hours for working a
1990.
4/16/90- 4/30/90
5/1/90- 5/15/90
5/16/90 - 5/31/90
6/1/90- 6/15/90
6/16/90- 6/30/90
7/1/90- 7/15/90
7/16/90- 7/31/90
8/1/90 - 8/15/90
8/16/90 - 8/31/90
9/1/90- 9/15/90
44 Maintain roads
44 Maintain roads, machinery
42 Maintain roads, machinery
hours for working a holiday on October 9,
54 Maintain roads, repair machinery
44 Repair machinery, maintain roads
26 Repair roads, maintain machinery
for working a holiday on November 23,
Snow removal, maintain roads
Snow removal, maintain roads
12 Maintain roads
18
Cut trees, clean ditches
Snow removal, patch holes
for working a holiday on February
26 Clean ditches, work on equipment
26 Patch pot holes, clean ditches
28 Clean ditches
26
27
42
26
23
22
29
Maintain
Maintain
Maintain
Maintain
Maintain
Maintain
Maintain
holiday on April 13,
roads
roads
roads
roads, repair machinery
roads
roads
roads
19,
Gregg claimed three hours for working on July 4th., and one
hour for working a holiday listed on July 3, 1990.
25 Repair machinery,
30 Maintain roads
28 Maintain roads
maintain
roads
Gregg claimed two hours for working a holiday on September 3,
1990.
Gregq, 92- 006 -C2
Page 10
9/16/90- 9/30/90 28 Maintain roads, machinery
10/1/90- 10/15/90 32 Maintain roads
Gregg claimed two hours for working a holiday on October 8,
1990.
10/16/90- 10/31/90 37 Repair machinery, roads
11/1/90- 11/15/90 34 Maintain roads, machinery
Gregg claimed two hours for working a holiday on November 12,
1990.
11/16/90- 11/30/90
12/1/90- 12/15/90
12/16/90- 12/31/90
Gregg claimed two hours for working Christmas day, 1990.
f. Calendar Year: 1991:
1/1/91- 1/15/91 34 Maintain roads, repair machinery
1/16/91- 1/31/91 31 Maintain roads
Gregg claimed two hours for working New Years Day, 1991.
2/1/91- 2/15/91 37 Patch holes, snow removal
2/16/91- 2/28/91 26 Maintain roads
Gregg claimed four hours for working a holiday on February
1991.
3/1/91- 3/15/91
3/16/91- 3/31/91
4/1/91- 4/15/91
4/16/91- 4/30/91
5/1/91 - 5/15/91
5/16/91 - 5/31/91
6/1/91- 6/15/91
6/16/91- 6/30/91
7/1/91- 7/15/91
7/16/91 - 7/31/91
8/1/91 - 8/15/91
8/16/91 - 8/31/91
9/1/91- 9/15/91
Gregg claimed four
1991.
9/16/91- 9/30/91
10/1/91 - 10/15/91
24 Snow removal, maintain roads
24 Maintain roads
28 Maintain roads
24 Maintain roads
26 Maintain roads
12 Maintain roads
24 Maintain roads
28 Maintain roads
28 Maintain roads
34 Maintain roads
26 Clean ditches, pot holes
30 Clean roads, ditches
30 Install pipe, fix catch basins
hours
18 Maintain roads, repair machinery
16 Maintain roads, machinery
32 Snow removal, maintain roads
for working a holiday on September
18,
2,
26 Repair catch basins, cut grass
36 Patch roads, install pipe, fix guard
rails
Gregg, 92- 006 -C2
Page 11
10/16/91- 10/31/91
11/1/91- 11/15/91
Gregg claimed four
1991.
11/16/91- 11/30/91 34
12/1/91- 12/15/91 30
12/16/91- 12/31/91 10
13. Francis Gregg received net
as roadmaster.
a. 1986:
c. 1988:
Date
02/25/86
04/22/86
06/24/86
08/26/86
10/28/86
12/22/86
b. 1987:
d. 1989:
Check #
3844
3935
4045
4156
4298
4396
1986 Roadmaster total:
Date
02/24/87
04/28/87
06/23/87
08/25/87
10/27/87
12/22/87
1987 Roadmaster
Date
02/23/88
04/26/88
06/28/88
08/23/88
10/25/88
12/22/88
1988 Roadmaster
32 Clear roads, patch pot holes
28 Snow preparation
hours for working a holiday on November 11,
Check #
4519
4623
4745
4895
5005
5125
Check #
5243
5341
5449
5559
5681
5798
Repair road signs
Clean ditches, snow removal
Maintain roads
compensation as follows for duties
$2,858.34.
total: $2,789.82.
total: $3,348.18.
Amount
$ 476.39
476.39
476.39
476.39
476.39
476.39
Amount
$ 464.97
464.97
464.97
464.97
464.97
464.97
Amount
$ 558.03
558.03
558.03
558.03
558.03
558.03
Gregg, 92- 006 -C2
Page 12
e. 1990:
f. 1991:
Date Check # Amount
02/28/89 4914 $ 784.51
03/28/89 5976 402.25
04/25/89 6029 402.25
05/23/89 6079 392.25
06/27/89 6160 402.25
07/25/89 6223 402.25
08/22/89 6281 402.25
09/26/89 6355 402.25
10/24/89 6412 402.25
11/28/89 6473 402.25
12/20/89 6525 402.25
1989 Roadmaster total: $4,761.01.
Date Check # Amount
01/23/90 6565 $ 401.62
02/27/90 6637 401.62
03/27/90 6704 401.62
04/24/90 6767 391.62
05/22/90 6820 401.62
06/26/90 6919 401.62
07/24/90 6983 401.62
08/28/90 7062 401.62
09/25/90 7142 401.62
10/23/90 7210 401.62
11/20/90 7291 401.62
12/21/90 7350 401.62
1990 Roadmaster total: $4,809.44.
Date Check # Amount
01/22/91 7401 $ 277.98
02/12/91 7427 49.07
02/26/91 7474 302.50
03/12/91 7497 24.55
03/26/91 7528 196..22
04/09/91 7544 123.67
04/23/91 7594 218.93
05/14/92 7615 98.12
05/28/91 7660 212.57
06/11/91 7680 98.12
06/25/91 7737 203.37
07/09/91 7757 130.82
07/23/91 7821 228.93
08/13/91 7848 98.12
08/27/91 7901 212.57
Gregg, 92- 006 -C2
Page 13
09/10/91
09/24/91
10/08/91
10/22/91
11/12/91
11/26/91
12/10/91
12/20/91
7921
7969
7987
8045
8065
8118
8136
8193
112.68
241.43
80.49
289.69
32.19
225.33
96.58
241.42
1991 Roadmaster total: $3,795.35.
g. Total Roadmaster wages 1986 through 1991 - $22,362.14.
14. Gregg performed no physical labor on the township roads with
township road workers.
a. Gregg would spend approximately one to two hours a day at
the township building reviewing correspondence and making
phone calls.
b. Gregg would drive by township work sites approximately
two times a week.
c. Gregg would give direction to foreman Frank McCree.
15. Gregg collected the monthly salary whether any hours were
worked in relation to township road matters. The auditors
prior to 1991 set a fixed monthly compensation which did not
relate to hours worked.
a. The duties recorded on time sheets were for road
department employees specifically.
1) Those duties were not hours which Gregg was
performing.
2) Gregg's time sheets do not reflect specific duties
performed for which he was compensated.
16. Gregg had open heart surgery during January, 1990.
a. Gregg was in the hospital from January 5, 1990, until
February 5, 1990.
b. He continued to collect wages while off sick.
c. Gregg's monthly wage for January, 1990 was $450.00.
d. The township does not have any accumulated sick time
policy.
Greaq, 92- 006 -C2
Page 14
17. Between December 16, 1985, and December 31, 1990, hours
claimed on bi- weekly time sheets were not the criteria used to
compute Gregg's monthly compensation.
18. Mahoning Township maintains a garage for equipment storage and
township vehicle repair.
a. This facility is not available to the general public.
19. Francis Gregg utilized township labor and materials to service
his personal vehicle at the above referenced facility.
a. This includes the use of both full -time and part -time
employees.
b. Services included oil changes, replacement of windshield
wiper blades and light bulbs.
20. Full -time road department employee Lewis McFarland was
instructed by Gregg to service Gregg's vehicle while on
township time:
a. McFarland performed two oil changes on Gregg's vehicle.
1. Both involved the use of five quarts of motor oil.
2. Township motor oil was used in both instances.
b. McFarland changed windshield wiper blades on Gregg's car
on at least one occasion.
1. Wiper blades used here were purchased by the
township.
c. McFarland replaced burned out taillight bulbs on several
occasions.
1. Replacement bulbs used were from the township
supply.
d. McFarland's hourly wage ranged between $6.50 and $7.85
per hour during this period.
e. All materials used were similar to those used in the
township vehicles.
21. Full -time road department employee William Anderson was
instructed by Gregg to service Gregg's vehicle while on
township time:
a. Anderson performed two oil changes on Gregg's vehicle.
Gregg, 92- 006 -C2
Page 15
1. Both involved the use of five quarts of township
motor oil.
2. One involved an oil filter which was picked up by
Anderson from Romano's Auto Parts Store.
b. Anderson installed one set of wiper blades on Gregg's
car.
22. Former part -time road department employee, Anthony Angelo was
instructed by Gregg to replace burned out light bulbs on
Gregg's vehicle. This occurred on two occasions during 1990,
while Angelo was on township time.
a. Each repair took approximately 45 minutes.
b. Replacement bulbs used were from the township supply.
c. Angelo was compensated at a rate of $5.25 per hour during
1990.
23. Former part -time road department employee Harry Allen was
instructed by Gregg to service Gregg's vehicle on township
time on three occasions.
a. On two separate occasions, Allen replaced burned out
light bulbs in Gregg's vehicle.
1. Replacement bulbs came from township supplies.
2. Allen spent approximately 30 minutes on each
repair.
3. Allen was compensated between $5.00 and $5.75 per
hour during this time span.
b. During 1991, Allen performed one oil change for Gregg.
1. Five quarts of township oil were used.
2. Township facilities were used.
3. Allen spent approximately 45 minutes on the repair.
4. Allen was compensated at a rate of $5.75 per hour
at that time.
24. Part -time employee Jack Carbon replaced the fan belts on
Gregg's Volkswagen on one occasion, on township time.
a. This occurred during either 1986 or 1987.
Gregg, 92- 006 -C2
Page 16
b. Township facilities were used.
c. Carbon spent roughly two hours on the repairs.
d. Carbon may have been assisted by Louis McFarland.
e. Carbon was compensated between $4.00 and $4.50 per hour
during this time span.
25. During 1989, Road Department employees Frank McCree and Louis
McFarland went to the residence of Gregg to open the garage
door on Gregg's residence so that Gregg could get his personal
vehicle out of the garage in order to come to the Township
Building for Gregg to perform his duties as roadmaster.
a. Both McCree and McFarland were on township time when this
occurred.
b. This work was done at the direction of Supervisor Gregg.
c. McCree was compensated at a rate of $8.24 per hour in
1989.
d. McFarland was compensated at a rate of $7.00 per hour in
1989.
26. Mahoning Township has a refueling station at the municipal
building for refueling township equipment.
27. Township fuel is purchased in bulk through annual competitive
bid process.
28. Township records reflect contracts awarded for fuel as
follows:
a. 1987: Guttman Oil
Regular .518 per /gallon
Unleaded .518 per /gallon
Diesel .485 per /gallon
b. 1988: Reed Oil
Regular .50 per /gallon
Unleaded .49 per /gallon
Diesel .5025 per /gallon
c. 1989: Reed Oil
Regular .6350 per /gallon
Unleaded .585 per /gallon
Diesel .579 per /gallon
d. 1990: Reed Oil
Gregg, 92- 006 -C2
Page 17
Regular .6034 per /gallon
Unleaded .5737 per /gallon
Fuel Oil .5881 per /gallon
e. 1991: Reed Oil
Regular .7156 per /gallon
Unleaded .6651 per /gallon
Fuel Oil .5767 per /gallon
29. Francis Gregg directed township road department employees to
refuel his personal vehicle on a regular basis between 1987
and 1990.
30. Employee Anderson filled Gregg's vehicle up with diesel fuel
approximately six times between 1987 and 1990.
a. Each occurrence required approximately twelve gallons of
diesel fuel.
31. Employee McFarland filled Gregg's vehicle on a weekly basis
during the summer months of 1990.
a. Each occurrence required roughly 17 to 18 gallons of
fuel.
32. Former part -time employee Anthony Angelo filled Gregg's
vehicle on at least twenty occasions, primarily during the
summer months of 1990.
a. Each fill -up took between eight and fourteen gallons of
fuel.
33 Former part -time employee Harry Allen filled Gregg's vehicle
up on almost a weekly basis during 1989, 1990 and 1991.
a. Each fill -up took between eight and eleven gallons.
b. Allen was a seasonal employee, working from March through
October each year.
34 No provision was set by the township auditors or board of
supervisors to receive fuel from township supplies.
35. At the Auditor's January 8, 1991 Reorganization meeting, a
vehicle allowance of $.26 per mile was approved for the use of
personal vehicles on township business when a township truck
is unavailable.
36. Township business records include mileage records for Francis
Gregg during 1991.
Gregg, 92- 006 -C2
Page 18
a. Gregg was compensated for 1150 miles at a rate of $.26
per mile.
b. Check number 8200, dated December 20, 19 91, in the amount
of $299.00 was issued to Gregg.
37. Gregg admitted to having his vehicle refueled by township
employees on a weekly basis and to having his vehicle repaired
by township employees.
a. He asserts each fill -up took roughly ten gallons of fuel.
b. Gregg believed he received approximately two hundred
gallons of fuel a year.
c. Gregg believed he was entitled to both since he regularly
used his personal vehicle on township related business.
38. The value of the gas that was pumped into Gregg's personal
automobiles was $750.00.
39. The value of the parts and labor used by the township
employees in repairing Gregg's personal automobile was $77.00.
40. Francis Gregg did not believe that he was violating the State
Ethics Law as the result of the above incidents because he
used his personal vehicle extensively on township business and
that utilizing township fuel and having minor maintenance done
to his vehicle would be less expensive to the township than
being reimbursed for actual mileage. Furthermore, Gregg
advised the other supervisors of this procedure and had their
approval, although no formal vote was taken on the matter.
III. DISCUSSION:
Initially, it is noted that the allegations in this case
relate to both Act 9 of 1989 and Act 170 of 1978. In this regard,
Section 9 of Act 9 of 1989, P.L. 26, provides, in part, as follows:
This amendatory act shall not apply to
violations committed prior to the effective
date of this act, and causes of action
initiated for such violations shall be
governed by the prior law, which is continued
in effect for that purpose as if this act were
not in force. For the purposes of this
section, a violation was committed prior to
the effective date of this act if any elements
of the violations occurred prior thereto.
Under both Act 170 of 1978 and Act 9 of 1989, as a former
Gregg, 92- 006 -C2
Page 19
Mahoning Township Supervisor, Francis Gregg, hereinafter Gregg, is
a public official as that term is defined under both acts. See
also 51 Pa. Code. As such, his conduct is subject to the
provisions of both laws and the restrictions therein are applicable
to him.
Under Section 3(a), of Act 170 of 1978 quoted above, this
Commission has determined that use of office by a public official
to obtain a financial gain for himself or a member of his immediate
family or a business with which he is associated which is not
provided for in law transgresses the above provision of law. Thus,
use of office by a public official to obtain financial gain which
is not authorized as part of his compensation is prohibited by
Section 3(a): Hoak /McCutcheon v. State Ethics Commission, 77 Pa.
Commw. Ct. 529, 466 A.2d 283 (1983); Yacobet v. State Ethics
Commission, 109 Pa. Commw. Ct. 432 531 A.2d 536 (1987) . Similarly,
Section 3(a) of the Ethics Act would prohibit a public
official /employee from using public office to advance his own
financial interests; Koslow v. State Ethics Commission, 116 Pa.
Commw. Ct. 19, 540 A.2d 1374 (1988).
Section 3(b) of Act 170 of 1978 provides that no person shall
solicit or accept anything of value based on the understanding that
the vote, official action or the judgement of the public official
or employee would be influenced thereby.
Under Section 3(a) of Act 9 of 1989 quoted above, a public
official shall not engage in conduct that constitutes a conflict of
interest.
The term "conflict of interest" is defined under Act 9 of 1989
as follows:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of the
authority of his office or employment or any
confidential information received through his
holding public office or employment for the
private pecuniary benefit of himself, a member
of his immediate family or a business with
which he or a member of his immediate family
is associated. "Conflict" or "conflict of
interest" does not include an action having a
de minimis economic impact or which affects to
the same degree a class consisting of the
general public or a subclass consisting of an
industry, occupation or other group which
includes the public official or public
employee, a member or his immediate family or
Gregg, 92- 006 -C2
Page 20
65 P.S. §402.
a business with which he or a member of his
immediate family is associated.
In addition, Section 3(b) of Act 9 of 1989 provides in part
that no person shall offer to a public official /employee anything
of monetary value based upon the understanding that the vote,
official action, or judgement of the public official /employee would
be influenced thereby.
The issues before us are whether Gregg violated either Section
3(a) or 3(b) of Act 170 of 1978 or Section 3(a) or 3(b) of Act 9 of
1989 by receiving compensation without performing any duties and
secondly by using Township employees, equipment, materials or fuel
for private personal purposes.
Gregg served as a Supervisor and roadmaster in Mahoning
Township from 1983 through December, 1989. Although the
roadmasters were not appointed for particular districts prior to
1991, road districts were defined on March 12, 1991, so that
Supervisors Gregg, DeVite and Johnson became roadmasters within
specified separate road districts. At the annual reorganizational
meetings of the Township Auditors, wages were established for the
employee- Supervisors. (Fact Findings 5 -7). The Auditors
traditionally set the compensation for employee - Supervisors at a
monthly rate until they changed the practice at the January, 1991
reorganizational meeting whereby compensation was then set at an
hourly rate.
As to the activities
roads, the Road Department
their daily work schedule.
reported on bi- weekly time
foreman and approved by the
generally contained the
Supervisor.
of Township employees working on the
employees did not clock in and out for
The activities of the road crew were
sheets which were prepared by the road
Supervisors. The bi- weekly time sheets
signatures of Gregg and one other
As to Gregg's activities as an employee - Supervisor, the record
reflects that Gregg performed no physical labor with the Township
road workers on the Township roads. The duties recorded on Gregg's
time sheet (Fact Finding 12) reflect claimed work hours by himself
or on holidays. Gregg did drive to the Township sites
approximately twice a week to give the foreman directions. The
record does not establish what duties Gregg did or did not do on an
individual basis without road workers or others present. Questions
were raised regarding the propriety of Supervisors receiving pay as
roadmaster. (Fact Finding 8).
Regarding the allegation that Gregg utilized Township
employees, equipment, materials and fuel for his personal use, the
Gregg, 92- 006 -C2
Page 21
record reflects that Gregg did use Township labor and materials to
service his personal vehicle. (Fact Finding 19). Gregg instructed
Township employees Louis McFarland, William Anderson, Anthony
Angelo, Jack Corbin, and Harry Allen to service Gregg's vehicle
which was done by these employees during Township working hours.
(Fact Findings 20 -24). Such servicing also involved the use of
Township materials. The record also reflects instances where Gregg
directed Township Road Department employees to place fuel in his
personal vehicle. (Fact Findings 29 -33). Although the Township
Auditors at the January, 1991 reorganizational meeting approved a
vehicle allowance of $.26 per mile for personal vehicle use on
Township business, there was no authorization for the use of
Township fuel.
In applying the provisions of Section 3(a) and 3(b) of Act 170
and Act 9 to the question of whether Gregg improperly accepted
compensation as roadmaster without performing roadmaster related
duties, the disposition of the matter turns upon whether Gregg
received a financial gain or private pecuniary benefit as to
services he did not perform. Cohen, Order No. 610 -R; Williams,
Order No. 734 -R.
A second class township supervisor may not receive
compensation as a working or employee supervisor relative to
performing duties which are encompassed within the office of
elected supervisor. Henderson, Order No. 818; Detisch, Order No.
813; Wilmont, Order No. 788. We have held that a public official
as an elected township supervisor is limited to receiving only that
compensation which is allowed by law. An elected supervisor as an
employee - supervisor may receive compensation provided that the rate
is set by the township board of auditors and that the duties are
related to that particular position of employment. Conversely, the
compensation received as an employee - supervisor may not be for
duties which are encompassed within the function of an elected
township supervisor as per the limitation of Section 515 of the
Second Class Township Code.
In resolving this issue, we are confronted with the fact that
Gregg's purported work did not occur when the road crew or others
were present so that there is no means of verifying or establishing
that he did or did not perform the work. Therefore, based upon the
facts of record, we are constrained to find no violation of
Sections 3(a) of Act 170 of 1978 or Act 9 of 1989 based upon the
evidence.
As to the use of Township employees, materials and fuel for
personal use, we find a violation of Section 3(a) but not 3(b) of
Act 170 as to the above activities and also a violation of Section
3(a) but not 3(b) of Act 9 as to the fuel usage for personal
purposes.
Gregg, 92- 006 -C2
Page 22
In this case, it is clear that there was a use of office or
use of authority of office when Gregg directed the Township
employees to service his vehicle or to place Township fuel in his
personal vehicle. Such would not have occurred but for the
position of Gregg as an elected Township Supervisor. See,
Juliante, Order No. 809. The vehicle service, parts and fuel
constituted a financial gain or pecuniary benefit to the extent
that Gregg did not have to outlay such sums from his own personal
finances. Lastly, the gain or benefit was other than compensation
provided by law or private in that there is no provision in the
Second Class Township Code which authorizes such action. We
therefore find violations of Section 3(a) of act 170 and Act 9.
As to Section 3(b) of Act 170 or Act 9, we find no violation
because there is no evidence of record to establish that any
understanding existed between Gregg and the Township employees vis-
a-vis his receipt of the vehicle services and fuel in return for
any offer or action by Gregg.
The power of this Commission to impose restitution is founded
both in the Ethics Law and by judicial precedent. Yacobet v. State
Ethics Commission, 109 Pa. Commw. Ct. 432, 531 A.2d 536 (1987). In
this case, restitution in the amount of $827.00 is warranted based
upon the usage of $750.00 in fuel (Fact Finding 38) plus $77.00 in
parts and labor as to Gregg's vehicle. (Fact Finding 39).
Gregg is therefore directed to make restitution in the amount
of $827.00 to Mahoning Township through this Commission in a timely
manner.
IV. CONCLUSIONS OF LAW:
1. Francis Gregg, as a former Mahoning Township Supervisor, is a
public official subject to the provisions of Act 170 of 1978
and Act 9 of 1989.
2. Gregg did not violate either Section 3(a) or 3(b) of Act 170
of 1978 or Act 9 of 1989 regarding the acceptance of
compensation as a roadmaster relative to performing roadmaster
duties based upon the evidence.
3. Gregg violated Sections 3(a) but not 3(b) of Act 170 of 1978
and Act 9 of 1989 as to the utilization of Township parts,
labor and fuel for private personal purposes
4. Gregg violated Section 3(a) but not 3(b) of Act 9 of 1989
regarding the utilization of Township fuel for his personal
use.
5. The financial gain and private pecuniary benefit received by
Gregg amounted to $827.00.
In re: Francis Gregg
ORDER NO. 894
File Docket: 92- 006 -C2
Date Decided: June 28, 1993
Date Mailed: June 30, 1993
1. Francis Gregg, as a former Mahoning Township Supervisor, did
not violate either Section 3(a) or 3(b) of Act 170 of 1978 or
Act 9 of 1989 regarding the acceptance of compensation as a
roadmaster relative to performing roadmaster duties based upon
the evidence.
2. Gregg violated Sections 3(a) but not 3(b) of Act 170 of 1978
and Act 9 of 1989 as to the utilization of Township parts,
labor and fuel for private personal purposes.
3. Gregg violated Section 3(a) but not 3(b) of Act 9 of 1989
regarding the utilization of Township fuel for his personal
use.
4. The financial gain and private pecuniary benefit received by
Gregg amounted to $827.00.
5. Gregg is ordered to timely submit checks or payments in the
amount of $827.00 through this Commission payable to the order
of Mahoning Township.
BY THE COMMISSION,
JAMES M. HO IR